Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001641220 Filed Document 0000899140-15-000696 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tanium Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $149,999,964 Associated Brokers / Dealers N/A CIK Number 0001406931 Filed Document 0001599757-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Body Labs Inc See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $4,099,292 Associated Brokers / Dealers N/A CIK Number 0001603763 Filed Document 0001603763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XXIII L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652623 Filed Document 0000935836-15-000481 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Absolute Return Capital HedgeFocus Fund Ltd See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001571020 Filed Document 0001571020-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Market Advantage II, Ltd. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585780 Filed Document 0001650328-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley Premium Partners Fund II (Cayman) L.P. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Morgan Stanley & Co. International Limited, and Bank Morgan Stanley AG CIK Number 0001424839 Filed Document 0001424839-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Atlas Holdings, Inc. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616548 Filed Document 0001616548-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
tenKsolar, Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001482954 Filed Document 0001482954-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Indus Fund, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501387 Filed Document 0001140361-15-034746 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J-B Quality Investment Fund LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652400 Filed Document 0001652400-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IMPEL NEUROPHARMA INC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001445499 Filed Document 0001534076-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
212 Asset Fund, LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001618864 Filed Document 0001618864-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SIGNALFIRE AFFILIATES FUND, L.P. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616374 Filed Document 0001616374-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGNALFIRE FUND, L.P. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606469 Filed Document 0001606469-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New York Shipping Exchange, Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001652560 Filed Document 0001652560-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EB5AN VUE SARASOTA FUND I, LP See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001652850 Filed Document 0001652852-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Riverstone Ridgewood II Strategic-B, L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Riverstone Capital Services LLC CIK Number 0001651193 Filed Document 0001140361-15-034760 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Balanced HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001630450 Filed Document 0001630450-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finisterre Sovereign Debt HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001533614 Filed Document 0001533614-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW Credit Opportunity Fund I, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652546 Filed Document 0001652546-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
THINKmd, Inc. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001641937 Filed Document 0001641937-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
York Credit Opportunities HedgeFocus Fund Ltd See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001579828 Filed Document 0001615853-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZT Sapphire Fund II, L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001648458 Filed Document 0001162677-15-000072 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Watermark at Rogers AR, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $7,927,062 Associated Brokers / Dealers N/A CIK Number 0001652859 Filed Document 0001652859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Susa HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001646688 Filed Document 0001615853-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amvona Fund, LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557348 Filed Document 0001546927-15-000242 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MKP Opportunity HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001571031 Filed Document 0001571031-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cool Planet Energy Systems, Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $9,116,669 Associated Brokers / Dealers N/A CIK Number 0001477611 Filed Document 0001477611-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Chartwell Family ETF Fund, L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652422 Filed Document 0000935836-15-000479 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Total Return HedgeFocus Fund Ltd See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001520442 Filed Document 0001605425-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB Early Stage Manager (Delaware) Fund L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652595 Filed Document 0000902664-15-003630 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kotak Infinity Fund See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529558 Filed Document 0001529558-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hendricks Resources Ltd See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637606 Filed Document 0000906318-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Coal Mining Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Whitehart Ventures I-DS, L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001650378 Filed Document 0001649100-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMPT3, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers N/A CIK Number 0001652720 Filed Document 0001652720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Abrams Capital Partners II, L.P. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292420 Filed Document 0001140361-15-034788 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abrams Capital Partners I, L.P. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292421 Filed Document 0001140361-15-034783 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IndieBox, Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001652826 Filed Document 0001652826-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Shinnecock Niche Opportunity Fund L.P. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586849 Filed Document 0001586849-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Atlas Holdings, Inc. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616548 Filed Document 0001616548-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC and Guggenheim Funds Distributors, LLC CIK Number 0001647291 Filed Document 0000899140-15-000697 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZT Sapphire Fund II, L.P. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $21,400,000 Associated Brokers / Dealers N/A CIK Number 0001648458 Filed Document 0001162677-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Plexxi Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $25,064,580 Associated Brokers / Dealers N/A CIK Number 0001512788 Filed Document 0001512788-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Absolute Return Capital HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001571019 Filed Document 0001571019-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paulson Gold Participation Fund LTD. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001500835 Filed Document 0001500835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHY HEADIE LIFESTYLE INC. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650792 Filed Document 0001650792-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
REBLS, INC. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001648922 Filed Document 0001648922-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
212 Asset Fund, LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001618864 Filed Document 0001618864-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
nusemi inc See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001652878 Filed Document 0001652878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity