Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Matchbox Food Group, LLC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001627598 Filed Document 0001627598-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
YIELDSTREET EM, LLC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001666897 Filed Document 0001666897-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Minerva Neurosciences, Inc. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001598646 Filed Document 0001598646-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sosin Partners, LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600108 Filed Document 0001600108-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crosslink Crossover Fund VII-A, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635966 Filed Document 0000935836-16-000813 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverton Prospect Partners See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $696,000 Associated Brokers / Dealers N/A CIK Number 0001669755 Filed Document 0001669755-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Royce Institutional, LLC - International Premier Portfolio See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611484 Filed Document 0001611484-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Paulson Advantage, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC, Plus Securities LLC, and UBS Financial Services CIK Number 0001394927 Filed Document 0001013594-16-000915 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCA GSO Capital Solutions Fund II LLC See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637229 Filed Document 0001637229-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PalliaTech, Inc. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $182,653 Associated Brokers / Dealers N/A CIK Number 0001507151 Filed Document 0001209191-16-109440 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SHENKMAN ENERGY OPPORTUNITY FUND LTD. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001637549 Filed Document 0000919574-16-011978 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SHENKMAN ENERGY OPPORTUNITY FUND, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001634860 Filed Document 0000919574-16-011980 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Monster Jet, LLC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001669903 Filed Document 0001669903-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Millennium Global Estate LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145214 Filed Document 0000902664-16-006474 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YS LC IV LLC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001666890 Filed Document 0001666897-16-000014 Exclusions or Exemptions 506c Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lone Cedar, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001160196 Filed Document 0000902664-16-006462 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAZARD RATHMORE FUND, LTD. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001438704 Filed Document 0000902664-16-006455 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Arthur AIV Non-Voting Stock Feeder, L.P. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664761 Filed Document 0001664761-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pagoda Peak Emerging Markets Fund LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621917 Filed Document 0001357541-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYCE PARTNERS FUND LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allegheny Investments, Ltd. CIK Number 0001135935 Filed Document 0001135935-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PAULSON SPECIAL SITUATIONS FUND LTD See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney, Julius Baer Securities Inc., and Plus Securities LLC CIK Number 0001444083 Filed Document 0001013594-16-000922 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pharo Trading Fund, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486435 Filed Document 0001085146-16-003369 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
YS Single Case I LLC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $270,300 Associated Brokers / Dealers N/A CIK Number 0001666882 Filed Document 0001666897-16-000007 Exclusions or Exemptions 506c Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Capital Fund, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169161 Filed Document 0000902664-16-006443 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BEAR CREEK PRODUCTS ACA, LLLP See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $11,230,000 Associated Brokers / Dealers N/A CIK Number 0001669851 Filed Document 0001669851-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OFI Global: Senior Loan Fund, LLC See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544120 Filed Document 0001544120-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Arapaho Peak Real Estate Fund V LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651031 Filed Document 0001651031-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FARALLON CAPITAL OFFSHORE INVESTORS, INC. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067794 Filed Document 0000902664-16-006448 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Kings Capital Long Only, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572909 Filed Document 0000919574-16-011959 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK STABLE PARTNERS LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178364 Filed Document 0000947871-16-001058 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grain Communications Opportunity Fund, L.P. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001660749 Filed Document 0000950142-16-003337 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Maverick Select, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589402 Filed Document 0000947871-16-001053 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Investment Holdings, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408691 Filed Document 0000902664-16-006450 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROGENE, INC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001403792 Filed Document 0001011034-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Colorado Springs Memory Care LLC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $4,715,000 Associated Brokers / Dealers N/A CIK Number 0001669579 Filed Document 0001669579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Drilling Info Holdings, Inc. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543713 Filed Document 0001543713-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised $81,447,738 Associated Brokers / Dealers Donald Harrington CIK Number 0001135856 Filed Document 0001135856-16-000482 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bridgewater Optimal Portfolio, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574516 Filed Document 0001574516-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CREDOS FLOATING RATE FUND LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001409064 Filed Document 0000919574-16-011966 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MatlinPatterson Puerto Rico Recovery Fund L.P. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669800 Filed Document 0001315863-16-001313 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick QES Long Fund, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630288 Filed Document 0000947871-16-001060 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-03-17 17:47:13 UTC
Amount To Be Raised $818,588 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-088744 Accepted Date 2016-03-17 17:47:13 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $46,764 State of Jurisdiction GEORGIA Type of Security Other(describe)
SDC 31 Lafayette, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $5,883,500 Associated Brokers / Dealers N/A CIK Number 0001670172 Filed Document 0001670172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SSL NOC LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $5,740,872 Associated Brokers / Dealers N/A CIK Number 0001670075 Filed Document 0001670075-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kayak Capital, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001669718 Filed Document 0001209191-16-109730 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Attain Managed Futures Trend Following Fund LLC See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272396 Filed Document 0001272396-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QM Power, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001563611 Filed Document 0001625257-16-000131 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Munch Ado, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001614591 Filed Document 0001614591-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOD Super Fast Pizza Holdings, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001598730 Filed Document 0001140361-16-058347 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Grr-ithm, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001669776 Filed Document 0000935836-16-000802 Exclusions or Exemptions 504 and 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity