Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Health IP I, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001657555 Filed Document 0001657555-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Texas Growth Fund Project I, L.P. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001659195 Filed Document 0001659195-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SPF Offshore Fund LP See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658271 Filed Document 0000902664-15-004391 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESA Toxicology LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
THAI FOCUSED EQUITY FUND LTD See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William Villafranco CIK Number 0001072204 Filed Document 0000919574-15-008374 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
Northtown Retail REIT LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001659340 Filed Document 0001659340-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PEARL DISTRICT LODGING ASSOCIATES, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $16,450,000 Associated Brokers / Dealers N/A CIK Number 0001659434 Filed Document 0000892712-15-001104 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
OPTOMEC, INC. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $6,029,991 Associated Brokers / Dealers N/A CIK Number 0001131951 Filed Document 0001131951-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW MEXICO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ROXIMITY, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554201 Filed Document 0001554201-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
BVSHSSF REIT, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001659314 Filed Document 0001659314-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OP Park Place Holdings, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001658915 Filed Document 0001658915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PIPER JAFFRAY COMPANIES See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $47,911,000 Associated Brokers / Dealers N/A CIK Number 0001230245 Filed Document 0001230245-15-000156 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Companion Animal Practices, North America See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $88,450,440 Associated Brokers / Dealers N/A CIK Number 0001659163 Filed Document 0001659163-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Monogram Dig Inn Holdings, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,802,660 Associated Brokers / Dealers N/A CIK Number 0001658597 Filed Document 0001658597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MC Investment Fund III, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001659162 Filed Document 0001659162-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Aridis Pharmaceuticals, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001614067 Filed Document 0001144204-15-067844 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EBH HOLDING COMPANY, INC. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Joseph Bernheimer CIK Number 0001633418 Filed Document 0001633418-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CoreCentric Solutions, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001645135 Filed Document 0001645135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $6,807,129 Associated Brokers / Dealers John Nash and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-15-000296 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SwervePay, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $8,900,000 Associated Brokers / Dealers N/A CIK Number 0001657068 Filed Document 0001657068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Acres LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658394 Filed Document 0001658394-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001642335-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LiveSafe, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $3,999,997 Associated Brokers / Dealers N/A CIK Number 0001578125 Filed Document 0001578125-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Habitribe Fund I LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001659112 Filed Document 0001659112-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SPF Partners LP See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658269 Filed Document 0000902664-15-004390 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LaSalle Income & Growth Fund VII, L.P. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658705 Filed Document 0001658705-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Learn to Live, Inc. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,190,397 Associated Brokers / Dealers N/A CIK Number 0001651214 Filed Document 0001209191-15-081947 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sea Island Clothiers Holdings, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $293,500,000 Associated Brokers / Dealers N/A CIK Number 0001659233 Filed Document 0001659233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kuiper Data Technologies Corp See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659224 Filed Document 0001659224-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
PN Medical Florida Fund, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001650680 Filed Document 0001415889-15-003914 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Neurotrope, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Katalyst Securities LLC CIK Number 0001513856 Filed Document 0001382963-15-000139 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LilyandMajor, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001658720 Filed Document 0001658720-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SODO Apparel, Inc. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001625094 Filed Document 0001625094-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
UrbanBound, Inc. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001513792 Filed Document 0001513792-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Zazove Investment Grade Blend Convertible Fund, L.P. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337951 Filed Document 0001337951-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MASON WELLS BUYOUT FUND IV, LP See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers ROBERT SCHWABE CIK Number 0001656249 Filed Document 0001656249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
SLOGIC INVESTMENT, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $4,463,779 Associated Brokers / Dealers N/A CIK Number 0001529135 Filed Document 0001405086-15-000302 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY STREET COMMINGLED EAFE EQUITY FUND, LP See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627305 Filed Document 0000919574-15-008378 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
MW BUYOUT EXECUTIVE FUND IV, LLC See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001656253 Filed Document 0001656253-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Eagle Fund (C), Ltd. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535930 Filed Document 0001535930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ParLevel Systems, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585361 Filed Document 0001585361-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Green Vault Partners, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001657641 Filed Document 0001657641-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SERPENT VENTURE CAPITAL LP See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001657149 Filed Document 0001657149-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Pedes Orange County, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001655507 Filed Document 0001655507-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
At Home with Bluebonnet, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001658102 Filed Document 0001162677-15-000113 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BIOPTIX DIAGNOSTICS, INC. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001386616 Filed Document 0001386616-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Dairyvative Technologies LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001618392 Filed Document 0001618392-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GCM Offshore Equity Partners LP See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657748 Filed Document 0001657748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apis Capital, LP See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001308032 Filed Document 0001308032-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund