Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KNAPTON, LIMITED PARTNERSHIP See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588991 Filed Document 0001588991-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Aceable Inc. See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $4,814,637 Associated Brokers / Dealers N/A CIK Number 0001653950 Filed Document 0001653950-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crayon Software Experts LLC See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654728 Filed Document 0000947871-15-000712 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Crockett Fund, LP See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654293 Filed Document 0001315863-15-000789 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Civitas Pelham Fund, LP See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654292 Filed Document 0001315863-15-000791 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
NBEC CLO XIX SP See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $820,000 Associated Brokers / Dealers N/A CIK Number 0001654139 Filed Document 0001654139-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAVAN SMALL CAP GROWTH FUND LP See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619107 Filed Document 0000913849-15-000269 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oden Currency Fund I, LP See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618012 Filed Document 0001315863-15-000792 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spoonr LLC See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652920 Filed Document 0001652920-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SPI MLP & ENERGY FUND, L.P. See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620830 Filed Document 0000919574-15-007121 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RDC Capital Partners Fund LP See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hooman Robert Bolandian and William Francis Holsten III CIK Number 0001653539 Filed Document 0001653539-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RRE Leaders Fund, L.P. See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised $175,000,000 Associated Brokers / Dealers N/A CIK Number 0001621197 Filed Document 0001621197-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GAJE Downtown Development, LP See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $2,380,000 Associated Brokers / Dealers N/A CIK Number 0001653928 Filed Document 0001527625-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Stone-Goff Partners II, LP See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650487 Filed Document 0001650487-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thorofare Asset Based Lending Fund IV, L.P. See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001654490 Filed Document 0001654490-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Euclises Pharmaceuticals, Inc. See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised $1,851,250 Associated Brokers / Dealers N/A CIK Number 0001550350 Filed Document 0001550350-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
All Weather@15, LLC See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604029 Filed Document 0001604029-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Diversified Hedge E, LLC See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498155 Filed Document 0001498155-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row SP Hedged Equity, LLC See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553728 Filed Document 0001553728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
SIGNATURE REAL ESTATE INCOME FUND, LLC See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Ernst Capital Securities, LLC CIK Number 0001654545 Filed Document 0001654545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Southport Management Limited Partnership See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000914699 Filed Document 0000919574-15-007126 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Olive Pictures Holdings, Inc. See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001654589 Filed Document 0001140361-15-036976 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ESA Toxicology LLC See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Aggrigator, Inc. See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001654148 Filed Document 0001654148-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1st Look Management, LLC See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers 1st Look Management, LLC CIK Number 0001655244 Filed Document 0001655244-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apex Paramedics, LLC See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $1,217,500 Associated Brokers / Dealers N/A CIK Number 0001654633 Filed Document 0001654633-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Jostin Anderson MOB LLC See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $270,030 Associated Brokers / Dealers N/A CIK Number 0001654937 Filed Document 0000906318-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
hc1.com Inc. See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $6,019,836 Associated Brokers / Dealers N/A CIK Number 0001132442 Filed Document 0001132442-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
CANARC RESOURCE CORP See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $632,103 Associated Brokers / Dealers Euro Pacific Capital, Inc. CIK Number 0000868822 Filed Document 0000868822-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
GUGV Highland Austin REIT, LLC See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001654564 Filed Document 0001654550-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Vaunt LLC See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001654766 Filed Document 0001654766-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bloomfield Industries Inc. See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001654641 Filed Document 0001654641-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BEACON ROOFING SUPPLY INC See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $296,168,014 Associated Brokers / Dealers N/A CIK Number 0001124941 Filed Document 0001144204-15-057734 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
oHome, Inc. See All Filings	D/A	2015-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633711 Filed Document 0001633711-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AUTHENTIDATE HOLDING CORP See All Filings	D	2015-10-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000885074 Filed Document 0001209191-15-072772 Exclusions or Exemptions 506b Accepted Date 2015-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
SILC Holdings LLC See All Filings	1-A	2015-09-30 16:16:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001653472 Filed Document 0000939798-15-000071 Accepted Date 2015-09-30 16:16:02 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $2,067,314 State of Jurisdiction FLORIDA Type of Security Debt
Mid-Hudson Broadband Co See All Filings	1-A/A	2015-09-30 15:50:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001644516 Filed Document 0001644516-15-000004 Accepted Date 2015-09-30 15:50:44 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Texas Air Shuttle, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers NONE CIK Number 0001615467 Filed Document 0001615467-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Airlines and Airports Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Mosaic Distributors, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers Bruce Smith CIK Number 0001587336 Filed Document 0001587336-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
AQR Volatility Risk Premium Master Account, L.P. See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651952 Filed Document 0001651952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Loan Opportunities Fund, L.P. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587342 Filed Document 0001587342-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG Venice MC Investors LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,047,448 Associated Brokers / Dealers TPEG Securities CIK Number 0001653852 Filed Document 0001653852-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Shale Energy International, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001651636 Filed Document 0001651636-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
CAIS Millennium Intl. Ltd. See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Joel Isaacson & Co., Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, NFP Advisor Services LLC, Spire Securities, LLC, and Canaccord Genuity (Australia) CIK Number 0001523884 Filed Document 0001523884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Capital Group LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001647895 Filed Document 0001647895-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Debt
MFS Core Plus Fixed Income LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654031 Filed Document 0001654031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS ESG CROSS BORDER EQUITY FUND LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, HighTower Securities, LLC, Spire Securities LLC, and Summit Equities Inc. CIK Number 0001546544 Filed Document 0001546544-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SLS MSouth Holdings, LLC See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised $67,000,000 Associated Brokers / Dealers N/A CIK Number 0001654431 Filed Document 0001654431-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GrowSouth Fund, LP See All Filings	D	2015-09-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628678 Filed Document 0001315863-15-000786 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ePar, LLC See All Filings	D/A	2015-09-30 00:00:00 UTC
Amount To Be Raised $3,245,000 Associated Brokers / Dealers N/A CIK Number 0001518923 Filed Document 0001518923-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity