Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
statECON Fund I LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532578 Filed Document 0001532578-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Argentiere Enhanced Fund LP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651280 Filed Document 0000902664-15-003890 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVENUE ACCESS LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001588902 Filed Document 0001588902-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EEA-Tara Hills, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $7,197,000 Associated Brokers / Dealers N/A CIK Number 0001655396 Filed Document 0001015325-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PCIP Chastain Heights Series See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,872,093 Associated Brokers / Dealers N/A CIK Number 0001654897 Filed Document 0001654897-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
MCSR BELLAIRE MOB INVEST, LP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001655324 Filed Document 0001655324-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Blooom, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,999,998 Associated Brokers / Dealers N/A CIK Number 0001655156 Filed Document 0001655156-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Cape Infinity Ltd See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655356 Filed Document 0001655356-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
ACM FINANCIAL TRUST INC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $130,110,315 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Alleghany Highlands Agricultural Center, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001511556 Filed Document 0001511556-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Townsend Real Estate Alpha Fund II, L.P. See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001627596 Filed Document 0001627596-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xpub, LLC See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001655316 Filed Document 0001441557-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
Verist Quorum Fund, L.P. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656292 Filed Document 0001656292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TVA Medical, Inc. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $15,306,672 Associated Brokers / Dealers N/A CIK Number 0001655136 Filed Document 0001655136-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Northlight European Fundamental Credit Fund See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001619878 Filed Document 0001619878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Latimer Light Partners LP See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654931 Filed Document 0000902664-15-003882 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Breg Distributor Investors, LLC See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $1,115,000 Associated Brokers / Dealers N/A CIK Number 0001655842 Filed Document 0001655842-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco U.S. Income Fund, L.P. See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575920 Filed Document 0001575920-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewSpring Growth Capital IV, L.P. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001655337 Filed Document 0000902664-15-003886 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BELLE MEADE ASSOCIATES NY L P See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374681 Filed Document 0001140361-15-037821 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Investment Management Flexible Strategies Fund, LLC See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507760 Filed Document 0001507760-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MARK PARTNERS See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0000849919 Filed Document 0000899140-15-000749 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sensity Systems Inc. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $4,007,371 Associated Brokers / Dealers N/A CIK Number 0001592522 Filed Document 0001168404-15-000025 Exclusions or Exemptions 506c Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lucas Venture Group XVII, LLC See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001654780 Filed Document 0001140361-15-037445 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Bardavon Health Innovations, LLC See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001655687 Filed Document 0001655687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
BFMM, LLC See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $168,758 Associated Brokers / Dealers N/A CIK Number 0001657286 Filed Document 0001657286-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Primordial Genetics, Inc. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001593413 Filed Document 0001593413-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MRA Opportunities Fund I-A, L.P. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655149 Filed Document 0000935836-15-000534 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belle Meade Associates NT L P See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321284 Filed Document 0001140361-15-037825 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOS Inc See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001656309 Filed Document 0001656309-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mark Equity Opportunities Fund L.P. See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0001588911 Filed Document 0001588911-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TOWNSEND DIVERSIFIED REAL ESTATE FUND, L.P. See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000841776 Filed Document 0000841776-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUDGEAR CONSUMER FUND, L.P. See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443164 Filed Document 0001095449-15-000140 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salveo DX, Inc. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001655922 Filed Document 0001655922-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rex Shares, LLC See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001640890 Filed Document 0001640890-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Salveo DX, Inc. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001655922 Filed Document 0001655922-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sentinel Labs, Inc. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $24,999,986 Associated Brokers / Dealers N/A CIK Number 0001583708 Filed Document 0001583708-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lucas Venture Group IV, L.P. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588126 Filed Document 0001140361-15-038061 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rational Surgical Solutions, LLC See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001655092 Filed Document 0001655092-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
MRA Opportunities Fund I-B, L.P. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655061 Filed Document 0000935836-15-000536 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyke Capital Investments Ltd. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001656290 Filed Document 0001656290-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Latimer Light International Ltd. See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654952 Filed Document 0000902664-15-003883 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BELLE MEADE ASSOCIATES LP See All Filings	D/A	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460009 Filed Document 0001140361-15-037823 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abax Asian Structured Credit Fund II, LP See All Filings	D	2015-10-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James L. Tovey and Argenthal & Co. Inc. CIK Number 0001655375 Filed Document 0001655375-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slate Path Partners LP See All Filings	D/A	2015-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559861 Filed Document 0000902664-15-003885 Exclusions or Exemptions 506b Accepted Date 2015-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Slate Path Offshore Fund Ltd. See All Filings	D/A	2015-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559863 Filed Document 0000902664-15-003884 Exclusions or Exemptions 506b Accepted Date 2015-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Roost, Inc. - DE See All Filings	D	2015-10-10 00:00:00 UTC
Amount To Be Raised $8,451,052 Associated Brokers / Dealers N/A CIK Number 0001656223 Filed Document 0001656223-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Private Equity Partners III, LLLP See All Filings	D/A	2015-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624647 Filed Document 0001624647-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MemberSuite, Inc. See All Filings	D/A	2015-10-09 00:00:00 UTC
Amount To Be Raised $6,368,954 Associated Brokers / Dealers N/A CIK Number 0001595496 Filed Document 0001595496-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ITB Capital Income Fund I Ltd See All Filings	D/A	2015-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394210 Filed Document 0001394210-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity