Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
4D Molecular Therapeutics Inc See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $11,594,002 Associated Brokers / Dealers N/A CIK Number 0001650648 Filed Document 0001650648-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Youngevity International, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001569329 Filed Document 0001415889-15-003357 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Black Oak Fund I, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,787,878 Associated Brokers / Dealers N/A CIK Number 0001654385 Filed Document 0001654385-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Oliver Street Dermatology Holdings LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001566269 Filed Document 0001566269-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAPITAL COMMERCE BANCORP INC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000925369 Filed Document 0001042167-15-000161 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Host Co-invest Partners, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $22,775,489 Associated Brokers / Dealers N/A CIK Number 0001649055 Filed Document 0001649055-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yew Tree Investment Fund PLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611907 Filed Document 0001611907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
PCIP Plano Hotels Series See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $228,350 Associated Brokers / Dealers N/A CIK Number 0001654896 Filed Document 0001654896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
PCIP Vanguard Clayton Series See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,084,030 Associated Brokers / Dealers N/A CIK Number 0001654899 Filed Document 0001654899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
AlphaGen Energy Best Ideas Fund LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Henderson Global Investors Equity Planning Inc. CIK Number 0001647997 Filed Document 0001647997-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Free Flow Wines, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001601810 Filed Document 0001601810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AVENUE ACCESS LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001588902 Filed Document 0001588902-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIGHORN CAPITAL PARTNERS, LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502815 Filed Document 0000919574-15-007329 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Code 42 Software, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $52,499,999 Associated Brokers / Dealers N/A CIK Number 0001538827 Filed Document 0001538827-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Valet Group L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655014 Filed Document 0001655014-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cape Ann Global Developing Markets Fund See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655270 Filed Document 0001655270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argentiere Enhanced Fund Ltd See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651268 Filed Document 0000902664-15-003889 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIGADE STRUCTURED CREDIT OFFSHORE FUND LTD. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622405 Filed Document 0000919574-15-007362 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ERIS PARFUMS LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001655086 Filed Document 0001655086-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ashokan Capital Partners LP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654707 Filed Document 0001654707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Biodiesel, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001406380 Filed Document 0001406380-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Clear Ventures, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers WR Hambrecht + Co, LLC CIK Number 0001655309 Filed Document 0001655309-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andalusian Corporate Opportunities Fund, LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001464562 Filed Document 0001315863-15-000824 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIVOT3, INC. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $37,544,925 Associated Brokers / Dealers N/A CIK Number 0001316752 Filed Document 0001316752-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PHARMANETUSA INC. Doing Business As Elithea Sciences See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001619399 Filed Document 0001619399-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
St. Teresa Medical, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers SF INVESTMENTS, INC. CIK Number 0001501385 Filed Document 0001362118-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NuSirt Sciences Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $8,000,142 Associated Brokers / Dealers N/A CIK Number 0001642239 Filed Document 0001642239-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
OptiNose, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001494650 Filed Document 0001140361-15-037486 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
T-A II Texas Co-Invest, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655182 Filed Document 0000945621-15-000291 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coastland Relative Value Fund LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001488690 Filed Document 0001488690-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD EULER, INC. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001654483 Filed Document 0001654483-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Honk Mobile Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,212,977 Associated Brokers / Dealers N/A CIK Number 0001655404 Filed Document 0001655404-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Seattle Angel Fund I, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001655365 Filed Document 0001655365-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Laguna Blends Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $15,858 Associated Brokers / Dealers N/A CIK Number 0001655332 Filed Document 0001085037-15-000193 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Coastland Direct Yield Fund LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637985 Filed Document 0001637985-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SONOMA-ARCHER #1 JOINT VENTURE See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $226,562 Associated Brokers / Dealers N/A CIK Number 0001655463 Filed Document 0001655463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Medical Pay Review, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,002,000 Associated Brokers / Dealers N/A CIK Number 0001655446 Filed Document 0001198912-15-000010 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Townsend Real Estate Fund, L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001630207 Filed Document 0001630207-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinterest Private Stock Acquisitions, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001654291 Filed Document 0001380389-15-000057 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kennady Diamonds Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,615,724 Associated Brokers / Dealers N/A CIK Number 0001562370 Filed Document 0001562370-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Downstream Holding, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001655756 Filed Document 0001655756-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners International 10, L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647060 Filed Document 0001647060-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ezCater, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $14,996,310 Associated Brokers / Dealers N/A CIK Number 0001531046 Filed Document 0001531046-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Palladium Group Holdings Pty Ltd See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,710,000 Associated Brokers / Dealers N/A CIK Number 0001652768 Filed Document 0001652768-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Nant Health, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001566469 Filed Document 0001566469-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HighVista (Offshore) Ltd. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655976 Filed Document 0001647950-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Micro Medical Solutions, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001618948 Filed Document 0001618948-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund VI, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,701,494 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001647138-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Landmark Dividend Growth Fund - I LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655438 Filed Document 0001140361-15-037607 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Andalusian Corporate Opportunities Offshore Fund, Ltd. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001617402 Filed Document 0001617402-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund