Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Surface Travel Inc. d/b/a Curacity See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0001655766 Filed Document 0001655766-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Graphite One Resources Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $109,735 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001620742 Filed Document 0001620742-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AHL Alpha (Cayman) Ltd See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001588889 Filed Document 0001588889-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Private Equity IV, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651316 Filed Document 0001651316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US TELEHEALTH LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001586995 Filed Document 0001586995-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NimbeLink Corp. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001623611 Filed Document 0001623611-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RealtyShares 155, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $167,000 Associated Brokers / Dealers N/A CIK Number 0001655822 Filed Document 0001655809-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
WashingtonFirst Bankshares, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Keefe, Bruyette & Woods and Sandler O'Neill & Partners, L.P. CIK Number 0001476264 Filed Document 0001476264-15-000092 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
H/2 Special Opportunities III L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,495,406,000 Associated Brokers / Dealers N/A CIK Number 0001625869 Filed Document 0001632198-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Marin Sector Investors Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559520 Filed Document 0001559520-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Quadrature Capital Vector Fund Ltd See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654479 Filed Document 0000902664-15-003937 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pace-Midtown Station Associates, L.L.C. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers None CIK Number 0001655169 Filed Document 0001655169-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Quantum Holdings LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Swiftsure Securities LLC CIK Number 0001654857 Filed Document 0001654857-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Cougar Fund, L.P. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655813 Filed Document 0001655813-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Recombine, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601011 Filed Document 0001601011-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BlackRock Tempus Fund (ERISA), Ltd. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532379 Filed Document 0001651735-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROTHSCHILD SPECIAL OPPORTUNITIES FUND LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653670 Filed Document 0000919574-15-007410 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HighBar Partners III, L.P. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001655751 Filed Document 0001655751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AppFirst, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001466957 Filed Document 0001466957-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LeanTaaS, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,260,767 Associated Brokers / Dealers N/A CIK Number 0001491408 Filed Document 0001491408-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HouseLens, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001584061 Filed Document 0001584061-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Green Courte Real Estate Partners IV, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001655118 Filed Document 0001655118-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aurelius Capital Partners II, LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620483 Filed Document 0000902664-15-003925 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aterra Energy Corporation, Inc. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Tony Bruno CIK Number 0001639452 Filed Document 0001639452-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aspect FuturesAccess LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001309132 Filed Document 0001309132-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Feeder Fund 5 LP See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654130 Filed Document 0000919574-15-007408 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
CATASYS, INC. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,553,030 Associated Brokers / Dealers N/A CIK Number 0001136174 Filed Document 0001136174-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CIREP IV Institutional Feeder, L.P. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC and Axius Partners Pty CIK Number 0001649131 Filed Document 0000905718-15-000835 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electron Global Fund, Ltd. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581750 Filed Document 0001012975-15-000699 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River China Fund L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588616 Filed Document 0001588616-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOR Alpha Fund, LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559974 Filed Document 0000902664-15-003924 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Extract Capital Offshore Ltd See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622041 Filed Document 0001622041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GA RE FUND 2, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655680 Filed Document 0001655680-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
305 Fitness, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001650776 Filed Document 0001650776-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Perella Weinberg Partners Asset Based Value Fund LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001433784 Filed Document 0000902664-15-003929 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ImedgeBoards, LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001637245 Filed Document 0001637245-15-000003 Exclusions or Exemptions 504 and 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
DSTM HOLDINGS, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652718 Filed Document 0001652718-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSRA/Kay Richmond MOB, DST See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $2,316,000 Associated Brokers / Dealers Dwight K. Kay CIK Number 0001652383 Filed Document 0001652383-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Andurand Commodities Fund See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574614 Filed Document 0000902664-15-003931 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arcus Japan Fund See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617732 Filed Document 0000919574-15-007402 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Seymour Nexus Partners, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Seymour Capital Management LLC CIK Number 0001653785 Filed Document 0001653785-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
SAM Risk Managed Fund LLC - Appel Strategic Total Return Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559455 Filed Document 0001559455-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
RealtyShares 118, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001655823 Filed Document 0001655809-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
River Partners Deflation Hedge, L.L.C. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656098 Filed Document 0001140361-15-037919 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Appreciation Fund IV (ERISA), Ltd. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CIK Number 0001478205 Filed Document 0001651735-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Tree Acquisitions LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $2,958,343 Associated Brokers / Dealers N/A CIK Number 0001655688 Filed Document 0001655688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HSMR Capital Partners (QP), LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328133 Filed Document 0000919574-15-007394 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MEDGENICS, INC. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001138776 Filed Document 0001192482-15-000410 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
(OurCrowd Investment in MST) L.P. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $79,000 Associated Brokers / Dealers N/A CIK Number 0001599496 Filed Document 0001465818-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
JF Spring Run Townhomes, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001655777 Filed Document 0001655777-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity