Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Chilton Investment Partners, L.P. See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000890783 Filed Document 0000950103-15-008200 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empresario LLC See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised $2,305,301 Associated Brokers / Dealers Focus Strategies Merchant Banking, LLC CIK Number 0001641513 Filed Document 0001641513-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ballantyne Therapeutics, Inc. See All Filings	D/A	2015-10-16 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001645966 Filed Document 0001586429-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
APPCO PHARMA LLC See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001623697 Filed Document 0001623697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eden, Ltd. See All Filings	D	2015-10-16 00:00:00 UTC
Amount To Be Raised $4,910,985 Associated Brokers / Dealers N/A CIK Number 0001513041 Filed Document 0001513041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ralliBox, Inc. See All Filings	1-A/A	2015-10-15 13:24:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001647636 Filed Document 0001647636-15-000007 Accepted Date 2015-10-15 13:24:06 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $0 State of Jurisdiction UTAH Type of Security Equity (common or preferred stock)
Mid-Hudson Broadband Co See All Filings	1-A/A	2015-10-15 09:38:36 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001644516 Filed Document 0001644516-15-000009 Accepted Date 2015-10-15 09:38:36 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier1 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Rail-Splitter Dynamic Growth Fund, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596962 Filed Document 0000919574-15-007404 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Equity No. 3, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001655274 Filed Document 0001655274-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ML Winton FuturesAccess LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001309136 Filed Document 0001309136-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDP Flagship Fund, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622306 Filed Document 0001622306-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001406371-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMP, Ltd. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588878 Filed Document 0001651735-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MQ38 CUMULUS FUND, LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509245 Filed Document 0001509245-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marketfield Dublin, p.l.c. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556074 Filed Document 0001566114-15-000064 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wapta LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655618 Filed Document 0001655618-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Sanchez Production Partners LP See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $350,000,010 Associated Brokers / Dealers N/A CIK Number 0001362705 Filed Document 0001362705-15-000052 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Kallyope, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $44,050,000 Associated Brokers / Dealers N/A CIK Number 0001655846 Filed Document 0001655846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIGITAL DREAM LABS, LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,925,000 Associated Brokers / Dealers N/A CIK Number 0001581437 Filed Document 0001581437-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HingeTo Co. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001655714 Filed Document 0001655714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GSJ Investment, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001648483 Filed Document 0001648482-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trophy Stack, Inc. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622411 Filed Document 0001622411-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GRE U.S. Property Fund L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524439 Filed Document 0001524439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, Ltd. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-15-003938 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trillium Landing Owner, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,285,000 Associated Brokers / Dealers N/A CIK Number 0001654986 Filed Document 0001654986-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
World Waters Holdings, LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001597360 Filed Document 0001597360-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cave Creek Capital Partners Fund II, LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001651859 Filed Document 0001651859-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - G. Appel Investors Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559472 Filed Document 0001559472-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LottoNet Operating Corp. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001656051 Filed Document 0001477932-15-006509 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Lost Lake Farm, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $216,000 Associated Brokers / Dealers N/A CIK Number 0001654286 Filed Document 0001654286-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SI RC Investor, LP See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $4,590,000 Associated Brokers / Dealers N/A CIK Number 0001655713 Filed Document 0001655712-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Renaissance Kaleidoscope RF Fund LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549430 Filed Document 0001549430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Renewable Funding Group, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $70,261,339 Associated Brokers / Dealers N/A CIK Number 0001475986 Filed Document 0001475986-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kenmore 455, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $455,000 Associated Brokers / Dealers N/A CIK Number 0001655744 Filed Document 0001655744-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 133, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $432,000 Associated Brokers / Dealers N/A CIK Number 0001655821 Filed Document 0001655809-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
SAM Risk Managed Fund LLC - Marin International Opportunities Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559519 Filed Document 0001559519-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Trian Partners, L.P. (limited partnership interests) See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-15-003940 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHC VS Co-Invest LP See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001655403 Filed Document 0001015325-15-000029 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BiteGate, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001654702 Filed Document 0001446933-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BULWARKBAY CREDIT OPPORTUNITIES FUND LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534302 Filed Document 0000919574-15-007396 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CMDTY Offshore Fund, Ltd. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588963 Filed Document 0000902664-15-003926 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algert Global Equity Market Neutral Fund, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458618 Filed Document 0000935836-15-000549 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ ELS Overseas Fund, Ltd. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503266 Filed Document 0001503266-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDP Flagship Master Fund, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622303 Filed Document 0001622306-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAPID GENOMICS LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001654028 Filed Document 0001654028-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Electron Global Fund, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571943 Filed Document 0001012975-15-000698 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YATRAGENIE INC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $2,509,096 Associated Brokers / Dealers N/A CIK Number 0001655750 Filed Document 0001655750-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
2W's, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001648482 Filed Document 0001648482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SimpleLegal, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $2,125,028 Associated Brokers / Dealers N/A CIK Number 0001655814 Filed Document 0001655814-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity