Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
D-Box Technologies Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $473,832 Associated Brokers / Dealers N/A CIK Number 0001662994 Filed Document 0001662994-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
RAIN VENTURE 5, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001662191 Filed Document 0001662191-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KILO GOLDMINES LTD See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $653,717 Associated Brokers / Dealers Sprott Global Resources Investments, Ltd. CIK Number 0001435552 Filed Document 0001209191-16-088124 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fayetteville Lithotripters Limited Partnership - Arkansas I See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $54,994 Associated Brokers / Dealers N/A CIK Number 0001544692 Filed Document 0001544692-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bonfyre Inc. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,463,120 Associated Brokers / Dealers N/A CIK Number 0001594587 Filed Document 0000950138-16-000770 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
National Net Lease Portfolio VII DST See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $89,357,629 Associated Brokers / Dealers William S. Sheehan, Mark O. Coombe, Jeffrey L. Tiona, Barbara L. Klenovich, and Carmen D. Morrone Jr. CIK Number 0001661515 Filed Document 0001661515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
BALL CORP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $399,987,704 Associated Brokers / Dealers N/A CIK Number 0000009389 Filed Document 0001104659-16-088118 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
Mortgage Collaborative Cooperative See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610469 Filed Document 0001493152-16-006625 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
WindSail Credit Fund, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591566 Filed Document 0001591566-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPSENS INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $99,295 Associated Brokers / Dealers N/A CIK Number 0001433687 Filed Document 0001209191-16-088130 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Railroad Mission, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $4,055,000 Associated Brokers / Dealers N/A CIK Number 0001650665 Filed Document 0001650665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CallMiner, Inc. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $16,287,385 Associated Brokers / Dealers N/A CIK Number 0001300640 Filed Document 0001300640-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aurate LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001662715 Filed Document 0001662715-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quartzy, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $17,556,608 Associated Brokers / Dealers N/A CIK Number 0001579981 Filed Document 0001579981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RHYTHM DIAGNOSTIC SYSTEMS, INC. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,586,104 Associated Brokers / Dealers N/A CIK Number 0001662221 Filed Document 0001662221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOOD LIFE NETWORKS INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $195,245 Associated Brokers / Dealers N/A CIK Number 0001641528 Filed Document 0001183740-16-000276 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Bridge Growth Partners (Parallel), LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001601656 Filed Document 0000899140-16-000931 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NIRVANA FINANCIAL SOLUTIONS INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,017,205 Associated Brokers / Dealers N/A CIK Number 0001661891 Filed Document 0001661891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forum Global Opportunities Fund, LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers MANN MANN JENSEN PARTNERS LP CIK Number 0001458626 Filed Document 0001458554-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Nery Capital Partners, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299125 Filed Document 0001315863-16-000999 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pierpoint Partners LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566868 Filed Document 0001144204-16-075229 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ORACLE PARTNERS LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941901 Filed Document 0000899140-16-000917 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
North Texas Renal Management III LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $190,925 Associated Brokers / Dealers N/A CIK Number 0001662696 Filed Document 0001662696-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BLUE DESKS INC. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001662062 Filed Document 0001662062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HESTIA CAPITAL PARTNERS LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456565 Filed Document 0001456565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cortexyme, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $15,918,641 Associated Brokers / Dealers N/A CIK Number 0001662774 Filed Document 0001662774-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bay Equity LLC See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001412697 Filed Document 0001662451-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Visium Institutional Partners Fund, Ltd. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485065 Filed Document 0000919574-16-008942 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
REAL HIP-HOP NETWORK, INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001497918 Filed Document 0001214659-16-008942 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harvest Partners Structured Capital Fund, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001622921 Filed Document 0000950142-16-002761 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUECROSS BLUESHIELD VENTURE PARTNERS III, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662877 Filed Document 0001393725-16-000144 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingdom Scene Endeavors, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001532946 Filed Document 0000950138-16-000749 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Vertice Pharma UK Parent Ltd See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $299,990,000 Associated Brokers / Dealers N/A CIK Number 0001662624 Filed Document 0001662624-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Snap Finance Holdings, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $7,318,000 Associated Brokers / Dealers N/A CIK Number 0001662896 Filed Document 0001080368-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Caliber Residential Advantage Fund LLLP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663037 Filed Document 0001543004-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Realty Mogul 47, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,210,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001662499 Filed Document 0001662518-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
OP Tonopah, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001655817 Filed Document 0001655817-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Goldfish From Pluto Holding Corp. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662418 Filed Document 0001662418-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wingra Creek Residences, LLC See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001626525 Filed Document 0001626525-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Scaleworks Fund I, LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001662726 Filed Document 0001662726-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
TFI InvestCo, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001662757 Filed Document 0001662757-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Oxford Station High Point, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001662259 Filed Document 0001662259-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
XTREMEAIR 5K LLC See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Craft Capital Management LLC CIK Number 0001656135 Filed Document 0001656135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Root Capital, Inc. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584978 Filed Document 0001584978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Sorin Alpha Real Estate Fund LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573554 Filed Document 0001573554-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSRA Perry Place, DST See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $9,350,000 Associated Brokers / Dealers N/A CIK Number 0001662723 Filed Document 0001662723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Silverton Re Ltd. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Benfield Securities, Inc. CIK Number 0001624088 Filed Document 0001624088-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Debt
FCP FUND III TRUST See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661365 Filed Document 0001661365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WMP Global Equity Absolute Return Partners, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001566023 Filed Document 0000919574-16-008934 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Premier Boston Mills, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001659060 Filed Document 0001659060-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity