Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cerberus International II, Ltd. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hunnicutt & Co. LLC and Fund Advisors Limited and Ultra Distressed Securities Fund, Ltd. CIK Number 0001477894 Filed Document 0000905718-15-000861 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VisiQuate, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,124,801 Associated Brokers / Dealers N/A CIK Number 0001503068 Filed Document 0001462156-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GCP-ROO I LP See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656193 Filed Document 0001656193-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alkeon Growth Partners II, LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and DEUTSCHE BANK SECURITIES INC. CIK Number 0001496174 Filed Document 0000919574-15-007542 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Scandy, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Kidron Capital Advisors, LLC CIK Number 0001656878 Filed Document 0001656878-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CONCENTRATED EQUITY STRATEGIES LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405385 Filed Document 0000899140-15-000779 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EIG Global Private Debt Fund-A, L.P. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and Julien Dargent CIK Number 0001657155 Filed Document 0001657155-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Coliseum Capital Management, LP See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $673,689 Associated Brokers / Dealers N/A CIK Number 0001652551 Filed Document 0001652551-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
AdMax Local, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001656900 Filed Document 0001656900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exostar Corp See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001656174 Filed Document 0001656174-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Optima Partners Global Fund LLC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001502398 Filed Document 0001463851-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKRC Investments, LLC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590429 Filed Document 0000902664-15-004059 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Fund Ltd See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001504296 Filed Document 0001463851-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima Discretionary Macro Fund Ltd See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001502395 Filed Document 0001463851-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA CAPITAL INDIA V LTD. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657088 Filed Document 0001657088-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA PARTNERS FOCUS FUND LLC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001387466 Filed Document 0001463851-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coliseum Capital Partners II, L.P. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567187 Filed Document 0001567187-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corbin Pinehurst ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001468369 Filed Document 0001625257-15-000089 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seed CX Ltd. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657176 Filed Document 0001657176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Unified Office, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001556859 Filed Document 0001556859-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Phenom People, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $7,970,000 Associated Brokers / Dealers N/A CIK Number 0001657212 Filed Document 0001657212-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SolidOpinion, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001629593 Filed Document 0001629593-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Mortgage Opportunities Partners, LLC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468155 Filed Document 0001012975-15-000714 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0000899140-15-000775 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seeing Interactive, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $694,999 Associated Brokers / Dealers N/A CIK Number 0001658674 Filed Document 0001658674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Royal Mesa Minerals LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001657203 Filed Document 0001214782-15-000184 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RECSOLU, INC. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001656492 Filed Document 0001656492-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CANARC RESOURCE CORP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised $664,495 Associated Brokers / Dealers Euro Pacific Capital, Inc. CIK Number 0000868822 Filed Document 0000868822-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Scandy, LLC See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Kidron Capital Advisors, LLC CIK Number 0001656878 Filed Document 0001656878-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HIGHBRIDGE CAPITAL CORP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), Johnson Capital, LLC, NEWEDGE USA, LLC, and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0000931921 Filed Document 0000899140-15-000770 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drip Drop, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,000,400 Associated Brokers / Dealers N/A CIK Number 0001560582 Filed Document 0001560582-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Olympia Media Group LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001589952 Filed Document 0001140361-15-039787 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Vista Hill Investments, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc CIK Number 0001656997 Filed Document 0001656997-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
JANS LTD See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001657173 Filed Document 0001657173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Hunter Peak Investments Fund, LP See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653320 Filed Document 0001653320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIO-NEMS Corp See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,062,500 Associated Brokers / Dealers N/A CIK Number 0001562529 Filed Document 0001562529-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Northwest Urological Services, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $69,322 Associated Brokers / Dealers N/A CIK Number 0001479532 Filed Document 0001479532-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AR Shamrocks, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,845,000 Associated Brokers / Dealers N/A CIK Number 0001657034 Filed Document 0001657034-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kazzit, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001656934 Filed Document 0001656934-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Guidon Growth Holdings, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658254 Filed Document 0001658254-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VisiQuate, Inc. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001503068 Filed Document 0001462156-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Woodbridge Mortgage Investment Fund 3A, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650165 Filed Document 0001650165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DONORS UNITE MANAGEMENT CORP See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001654982 Filed Document 0001654982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greybrook Miami US Limited Partnership See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $37,370,000 Associated Brokers / Dealers N/A CIK Number 0001656917 Filed Document 0001656917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bloom Tree Offshore Fund, Ltd. See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657165 Filed Document 0000919574-15-007565 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
20/20 GeneSystems, Inc. See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Zacks Investment Bank CIK Number 0001139685 Filed Document 0001139685-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PC Wrangler Fund, LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590052 Filed Document 0000902664-15-004060 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urban Electric Power LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $4,499,998 Associated Brokers / Dealers N/A CIK Number 0001571426 Filed Document 0001571426-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Optima Fund Ltd See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001502396 Filed Document 0001463851-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineBridge Senior Secured Loan Sub-Trust 2, a sub-trust of PineBridge Senior Secured Loan Trust See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC CIK Number 0001589548 Filed Document 0001589548-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund