Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Citizen Energy II, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $261,879,607 Associated Brokers / Dealers N/A CIK Number 0001618633 Filed Document 0001618633-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Bull Street, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001673411 Filed Document 0001673411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
LoLo, LLC See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595578 Filed Document 0001595578-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fundsmith Equity Fund, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520023 Filed Document 0001520023-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EGCP INVESTMENT OPPORTUNITIES, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001673006 Filed Document 0001673006-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Fund L P See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385053 Filed Document 0001385053-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Absolute Return Credit Master Account, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635558 Filed Document 0001635558-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arena Online, Inc. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001628983 Filed Document 0001628983-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CapitalSpring Investment Partners V, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672788 Filed Document 0000902664-16-006881 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
360fly, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $39,520,031 Associated Brokers / Dealers N/A CIK Number 0001547474 Filed Document 0001140361-16-063585 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rod Capital Partners, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672411 Filed Document 0001672411-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toronado Offshore Fund, Ltd See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673496 Filed Document 0001673496-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MC 15 Preferred Equity LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001673073 Filed Document 0001673073-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Symphony Event Driven Opportunities Fund See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545517 Filed Document 0000935836-16-000887 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOLFF CREDIT PARTNERS II A, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672771 Filed Document 0001672771-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOLFF CREDIT PARTNERS II B, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672772 Filed Document 0001672772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunley House Capital Ltd. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640936 Filed Document 0001640936-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARTHENON INVESTORS V, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $848,000,000 Associated Brokers / Dealers N/A CIK Number 0001672878 Filed Document 0001672878-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Group Emerging Markets Debt Common Trust (US) See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478825 Filed Document 0001241638-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GIP III Friends & Family Fund, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664886 Filed Document 0001664886-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Naya Lincoln Park Master Fund Ltd See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606489 Filed Document 0000902664-16-006873 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Fiber & Data, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001613704 Filed Document 0001613704-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPRE Turn Condos, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,857,000 Associated Brokers / Dealers N/A CIK Number 0001672949 Filed Document 0001672949-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunley House Capital Master Limited Partnership See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640935 Filed Document 0001640935-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Africa Emerging Markets Fund See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603096 Filed Document 0001603096-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMK DG Income Fund, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $4,696,000 Associated Brokers / Dealers N/A CIK Number 0001673082 Filed Document 0001673082-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Libboo, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $500,001 Associated Brokers / Dealers N/A CIK Number 0001559416 Filed Document 0001559416-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vista Studios Investors, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001673196 Filed Document 0001673196-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NeuMoDx Molecular, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $19,999,995 Associated Brokers / Dealers N/A CIK Number 0001546171 Filed Document 0001546171-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Neurala, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001624772 Filed Document 0001624772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
WPCM Huntsville Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001673330 Filed Document 0001673330-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Real Return Fund, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490364 Filed Document 0001385053-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIBREMAX VALUE PARTNERS, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576471 Filed Document 0000919574-16-012680 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Rhonda Miller, David Stecher, and Nicholas Dellavedova CIK Number 0001135856 Filed Document 0001135856-16-000545 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kingdom Ridge Capital Fund, Ltd. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464070 Filed Document 0000919574-16-012673 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BILT Inc See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001673305 Filed Document 0001673305-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
STEM Premier, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,618,409 Associated Brokers / Dealers N/A CIK Number 0001673268 Filed Document 0001673268-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ShareNett LMSO LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Ouisa Capital LLC CIK Number 0001672605 Filed Document 0001672605-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series I-14 See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001673419 Filed Document 0001673419-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapitalSpring Investment Partners V Parallel II, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672793 Filed Document 0000902664-16-006880 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
500 Kimchi, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001634593 Filed Document 0001634593-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CoolChip Technologies, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,186,108 Associated Brokers / Dealers N/A CIK Number 0001546803 Filed Document 0001546803-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-04-28 16:10:09 UTC
Amount To Be Raised $1,230,290 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-097089 Accepted Date 2016-04-28 16:10:09 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $46,764 State of Jurisdiction GEORGIA Type of Security Other(describe)
Pulmotect, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $2,500,250 Associated Brokers / Dealers N/A CIK Number 0001673929 Filed Document 0001673929-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
South Coast Group VIII, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001673780 Filed Document 0001673780-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001140361-16-063233 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venatcity Systems Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673420 Filed Document 0001673420-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Viewpost Holdings, LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001521552 Filed Document 0000897069-16-000850 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Yellowhammer Media Group Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $3,612,456 Associated Brokers / Dealers N/A CIK Number 0001609390 Filed Document 0000905718-16-001363 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RIVERVIEW INSTITUTIONAL CAYMAN FUND LP See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001180562 Filed Document 0000945621-16-000584 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund