Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Advantage Advisers Tax Exempt High Income Fund I, LLC See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001597027 Filed Document 0001140361-16-047864 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KSTONE MULTISTRATEGY LP See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC CIK Number 0001454381 Filed Document 0000919574-16-009275 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tourbillon Global Equities, LLC See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565505 Filed Document 0001565505-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madyson Holdings, Inc See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Madyson Holdings Inc CIK Number 0001629776 Filed Document 0001629776-16-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RW Fund, LLC See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538916 Filed Document 0001140361-16-047838 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grouse Rock Partners, LP See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663228 Filed Document 0001663228-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East River Market Associates, LLC See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $3,037,500 Associated Brokers / Dealers N/A CIK Number 0001663685 Filed Document 0001663685-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Raging Capital Offshore Fund, Ltd. See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Schaffran CIK Number 0001566063 Filed Document 0001566063-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voleon Investors Fund LP See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566611 Filed Document 0001663269-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOSSO Inc. See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001583963 Filed Document 0001583963-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SIR Capital Co-Investment Partners LP See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661913 Filed Document 0001315863-16-001028 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENVIROMART COMPANIES, INC. See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001552743 Filed Document 0001552743-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
THERACOS INC See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001175700 Filed Document 0001175700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Financial Opportunity Long/Short Fund LLC See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663646 Filed Document 0001663646-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKB-Iron Fireman, LLC See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers SKB Securities and Robert R. Walker, Jr. CIK Number 0001663786 Filed Document 0001663786-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
SIR Capital Partners-H LP See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661915 Filed Document 0001315863-16-001030 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2016 California Claiming Fund LLC See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001663654 Filed Document 0001663654-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BLACK DRAGON CAPITAL L.P., SERIES NINE See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663707 Filed Document 0001663707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JB Investments Fund II, LP See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCG Securities, LLC CIK Number 0001663723 Filed Document 0001663723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTIS US Residential Strategies Fund II LP See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised $71,280,000 Associated Brokers / Dealers N/A CIK Number 0001616499 Filed Document 0000947871-16-000921 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investor Group II, LLC See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $1,013,000 Associated Brokers / Dealers N/A CIK Number 0001663600 Filed Document 0001663600-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bergey's GMC, Inc. See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001596528 Filed Document 0001596528-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Red Dry Creek Investments, LLC See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $3,143,250 Associated Brokers / Dealers N/A CIK Number 0001663678 Filed Document 0001663678-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Soko Glam, Inc. See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001664166 Filed Document 0001664166-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Peak Enhanced Fund LP See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630255 Filed Document 0000919574-16-009267 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Red Kite Select LP See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663757 Filed Document 0000947871-16-000926 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Walnut Grove Prospect Partners See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001656591 Filed Document 0001656591-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Andor Opportunity Fund, L.P. See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517641 Filed Document 0000919574-16-009243 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Factor Premia Fund, a series of The PanAgora Group Trust See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001475781 Filed Document 0001625257-16-000101 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TECOGEN INC. See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001537435 Filed Document 0001537435-16-000085 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Raine Venture Partners II LP See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and GI Capital Management Ltd. CIK Number 0001661426 Filed Document 0001661426-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAMERCY SPECIAL OPPORTUNITY FUND - MA-11 SP See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629610 Filed Document 0000919574-16-009298 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SEAMANS GLOBAL BOND FUND LLC See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Stifel Nicolaus CIK Number 0001339312 Filed Document 0001339312-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
FIFTH AVENUE ABSOLUTE RETURN FUND LLC See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001052218 Filed Document 0000919574-16-009217 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Interstacks, Inc. See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001663740 Filed Document 0001663740-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Higher Moment Capital Opportunities Offshore Fund Ltd. See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $4,999,900,000 Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC and Chartwell Advisors, LLC CIK Number 0001657883 Filed Document 0001546927-16-000323 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LEGACY FIFTH AVENUE VALUE CREATION FUND LLC See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised $232,900,500 Associated Brokers / Dealers N/A CIK Number 0001341103 Filed Document 0000919574-16-009231 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Divorce Force LLC See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001633433 Filed Document 0001633433-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Top Tier Venture Capital VII, L.P. See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised $348,888,888 Associated Brokers / Dealers Top Capital Advisors, Inc. CIK Number 0001617703 Filed Document 0001617703-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Japan Opportunities LP See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663791 Filed Document 0001663791-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUCERNO DYNAMICS, LLC See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001663432 Filed Document 0001140361-16-047803 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Seamans Global Clean Energy Fund, LLC See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596541 Filed Document 0001596541-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd. See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001610784 Filed Document 0000902664-16-005107 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silchester International Investors International Value Equity Trust See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301340 Filed Document 0001301340-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PhotoSonix Medical, Inc. See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001653289 Filed Document 0001653289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Thirteen Partners Concentrated, Ltd. See All Filings	D	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663621 Filed Document 0000902664-16-004801 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OZ GC Opportunities Domestic Partners, L.P. See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565836 Filed Document 0001565836-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galaxy India Fund LTD See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001552348 Filed Document 0001552348-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medley Opportunity Fund III LP See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pickwick Capital Partners, LLC and Silver Leaf Partners, LLC CIK Number 0001629102 Filed Document 0000919574-16-009281 Exclusions or Exemptions 506b Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concord Atlantic Holding, Ltd See All Filings	D/A	2016-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001463748-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity