Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Predictive Therapeutics Ltd. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Securities and Bradley Woods & Co. Ltd. CIK Number 0001659794 Filed Document 0001659794-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 136 See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Holdings Securities, Inc CIK Number 0001659791 Filed Document 0001659791-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGC Granada Assisted Living Memory Care Community LP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $4,705,000 Associated Brokers / Dealers Brian Sullivan CIK Number 0001659970 Filed Document 0001659970-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Jasper Ridge Private Opportunities II, L.P. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659838 Filed Document 0001519924-15-000019 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VIVEVE MEDICAL, INC. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $6,001,369 Associated Brokers / Dealers CRT Capital Group LLC and Maxim Group LLC CIK Number 0000879682 Filed Document 0001437749-15-021719 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VL ORANGE PRIVATE INVESTMENT FUND II, L.P. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658622 Filed Document 0001658246-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Saw Mill Capital Partners II-A, LP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001658330 Filed Document 0001658329-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COLONY DISTRESSED CREDIT & SPECIAL SITUATIONS FUND IV, L.P. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001660162 Filed Document 0001660162-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCS Hedged Opportunities Fund, LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489019 Filed Document 0001566114-15-000068 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAJOR LEAGUE FOOTBALL INC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001308569 Filed Document 0001553350-15-001312 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Octant, Inc. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001628721 Filed Document 0001628721-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BLUE LOTUS INVESTMENT FUND See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660282 Filed Document 0001660282-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
CoreCommodity Management - Diversified I Fund (Cayman) Ltd. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525027 Filed Document 0001264128-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRE JV Pooler Investor LP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001659986 Filed Document 0001659993-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
First Community Bancorp, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001515807 Filed Document 0001515807-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
GP Mortgage Opportunity Fund II, LP See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised $6,260,000 Associated Brokers / Dealers N/A CIK Number 0001593336 Filed Document 0001593336-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALTON RIDENOUR STATE CREDIT LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $379,652 Associated Brokers / Dealers N/A CIK Number 0001428003 Filed Document 0001506114-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Pointe Tax Credit, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $612,125 Associated Brokers / Dealers N/A CIK Number 0001588138 Filed Document 0001506114-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saw Mill Capital Partners II, LP See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001658329 Filed Document 0001658329-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised $3,124,054 Associated Brokers / Dealers Jimmy Edwards and William Schantz CIK Number 0001135856 Filed Document 0001135856-15-000314 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tacit Capital Fund, LP - Series 3 See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,936,000 Associated Brokers / Dealers N/A CIK Number 0001660021 Filed Document 0001660021-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG Cross Border Equity Participation Fund LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001569070 Filed Document 0001569070-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNION CLUB CO See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $901,068 Associated Brokers / Dealers N/A CIK Number 0001272643 Filed Document 0001272643-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ThreatConnect, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001506379 Filed Document 0001506379-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WeFunds VOIQ I, a series of Wefunds LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $372,884 Associated Brokers / Dealers N/A CIK Number 0001659247 Filed Document 0001659247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ti Bouchon Partners, L.P. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624290 Filed Document 0000919574-15-008511 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
D Cubed Cool Co-Investors LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $30,450,000 Associated Brokers / Dealers N/A CIK Number 0001660005 Filed Document 0001660005-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NightFood Holdings, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001593001 Filed Document 0001593001-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pointe San Marcos LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001659619 Filed Document 0001659619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Piney Island Investors, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $6,175,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001659493 Filed Document 0001659493-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Wave Accounting Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $5,217,520 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001496076 Filed Document 0001496076-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Man AHL Evolution Frontier Ltd See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001660082 Filed Document 0001660082-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Leaf Apartment REIT I, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, H&L Equities, LLC, and H&L Equities, LLC CIK Number 0001659988 Filed Document 0000914760-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lien Nation, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,980,000 Associated Brokers / Dealers N/A CIK Number 0001659987 Filed Document 0001659987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Legacy Terrace State Credit, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $726,264 Associated Brokers / Dealers N/A CIK Number 0001560635 Filed Document 0001506114-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atreca, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $723,000 Associated Brokers / Dealers N/A CIK Number 0001532346 Filed Document 0001532346-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Green Cove Group LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $3,891,766 Associated Brokers / Dealers N/A CIK Number 0001659133 Filed Document 0001659133-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Jasper Ridge Private Opportunities II (TE), L.P. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659876 Filed Document 0001519924-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AG FDS, L.P. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572145 Filed Document 0001572145-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS Futures Fund II L.P. (2X-4X) See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc., Capital Management Partners, Inc, Equus Financial Consulting LLC, and Equinox Group Distributors, LLC CIK Number 0001038623 Filed Document 0001023453-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cathedral Lake III, Ltd. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffries LLC CIK Number 0001660031 Filed Document 0000943663-15-000231 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burlywood, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001660884 Filed Document 0001660884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
180 Skills, LLC See All Filings	D	2015-12-02 15:10:42 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Susan Kitterman CIK Number 0001506066 Filed Document 0001506066-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-02 15:10:42 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PGC Genesis II LLC See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised $724,417 Associated Brokers / Dealers Brian Sullivan CIK Number 0001658306 Filed Document 0001658306-16-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCOPUS PARTNERS, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061553 Filed Document 0001012975-15-000818 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOPUS VISTA FUND LTD. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508859 Filed Document 0001012975-15-000820 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrive Capital Fund I LP See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001659889 Filed Document 0001659889-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund Asia III, L.P. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659511 Filed Document 0000950142-15-002539 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity