Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oude Oak Brewing Co LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001665476 Filed Document 0001665476-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
WhisperSom Corp See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001664437 Filed Document 0001664437-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
KnowBe4, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $8,000,002 Associated Brokers / Dealers N/A CIK Number 0001664998 Filed Document 0000897069-16-000606 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Jamarant Capital, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663001 Filed Document 0000919574-16-009789 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DML Fund LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001665512 Filed Document 0001665512-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners Co-Investment Opportunities Fund, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631310 Filed Document 0000902664-16-005174 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Partners Debt Fund REIT, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001664871 Filed Document 0001012975-16-000941 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advance IQ Capital Investors Fund, LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661092 Filed Document 0001661092-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kippy's, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Fundme Securities, LLC CIK Number 0001664098 Filed Document 0001664098-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cyrus Canary Master Fund, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663518 Filed Document 0001315863-16-001083 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tstar 600, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660453 Filed Document 0001660453-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
Gramercy Special Opportunity Fund - EWP SP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664798 Filed Document 0000919574-16-009758 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CARLSON WIRELESS TECHNOLOGIES INC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001136440 Filed Document 0000908662-16-000441 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BAYBERRY WEST PARTNERS L P See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000878083 Filed Document 0000878083-16-000007 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TENDENZA CAPITAL FUND, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534384 Filed Document 0001534384-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Royal Oak Realty Trust Inc. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602498 Filed Document 0001602498-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSREP II Private Investors, LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661503 Filed Document 0001012975-16-000942 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LCG Hedged Equity Fund, Ltd. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542515 Filed Document 0001144204-16-078339 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alston Value Fund LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488689 Filed Document 0001488689-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Mojo Fund, LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663419 Filed Document 0001663419-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Bakken Acquisition & Investments Corp. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001628582 Filed Document 0001477932-16-008357 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Unlimited Labs Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $12,410,000 Associated Brokers / Dealers N/A CIK Number 0001665184 Filed Document 0001665184-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pipefy, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $2,537,500 Associated Brokers / Dealers N/A CIK Number 0001648702 Filed Document 0001648702-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Oude Oak Brewing Co LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001665476 Filed Document 0001665476-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Hubbell Medical Park Investors, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $2,240,000 Associated Brokers / Dealers N/A CIK Number 0001665525 Filed Document 0001615594-16-000164 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Shyft Systems See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001664061 Filed Document 0001664061-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Partners Group Direct Infrastructure 2015 (USD), L.P. Inc. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631594 Filed Document 0001631594-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broad Peak Trew Fund LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001659991 Filed Document 0001659991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Gallatin Auxiliary Trading LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483883 Filed Document 0001144204-16-078081 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EchoPixel, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $2,251,690 Associated Brokers / Dealers N/A CIK Number 0001557161 Filed Document 0001557161-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trigram Global Macro Non-US Feeder Fund See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644394 Filed Document 0001644394-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creekside Apartment Investors, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001663438 Filed Document 0001663438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Realty Mogul 53, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001665575 Filed Document 0001665575-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
LCD-HHC Gainesville LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001665010 Filed Document 0001665010-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LCD-HHC Bancroft Berkeley LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001665011 Filed Document 0001665011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Engines, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $271,861,947 Associated Brokers / Dealers N/A CIK Number 0001430592 Filed Document 0001209191-16-095238 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCO Realty, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001665443 Filed Document 0001665443-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Return Logic, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667157 Filed Document 0001667157-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
E. J. Nickerson Co See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eric J Nickerson CIK Number 0001665557 Filed Document 0001665557-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
DisperSol Technologies, LLC See All Filings	D	2016-01-31 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001541408 Filed Document 0001541408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KW WALTHAM LLC See All Filings	D	2016-01-31 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001664993 Filed Document 0001664993-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sibylline Fund, LP See All Filings	D/A	2016-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525861 Filed Document 0001661525-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Go Electric, Inc. See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $4,056,638 Associated Brokers / Dealers N/A CIK Number 0001665808 Filed Document 0001665808-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Colerain Holdings, LLC See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001665579 Filed Document 0001665579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Colerain Holdings, LLC See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001665579 Filed Document 0001665579-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MOBIVITY HOLDINGS CORP. See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $710,500 Associated Brokers / Dealers N/A CIK Number 0001447380 Filed Document 0001415889-16-004567 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
IntegriCo Composites, Inc. See All Filings	D	2016-01-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001590861 Filed Document 0001590861-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Advanced Predictive Analytics Holdings, Inc. See All Filings	1-A/A	2016-01-29 17:18:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers to be added CIK Number 0001660038 Filed Document 0001615774-16-004070 Accepted Date 2016-01-29 17:18:09 UTC Type of Offering 1-A/A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Debt
Virtuix Holdings Inc. See All Filings	1-A/A	2016-01-29 13:16:02 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001606242 Filed Document 0001644600-16-000087 Accepted Date 2016-01-29 13:16:02 UTC Type of Offering 1-A/A Industry COMPUTER PERIPHERAL EQUIPMENT, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-01-29 10:39:44 UTC
Amount To Be Raised $344,710 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-077761 Accepted Date 2016-01-29 10:39:44 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $16,224 State of Jurisdiction GEORGIA Type of Security Other(describe)