Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Form Automatic Solutions See All Filings	D	2016-06-10 11:16:40 UTC
Amount To Be Raised $1,274,270 Associated Brokers / Dealers N/A CIK Number 0001419102 Filed Document 0001419102-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:16:40 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Fixed Income Fund L.P. See All Filings	D/A	2016-06-10 11:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445602 Filed Document 0001445602-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:15:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yenni Income Opportunities Fund I, L.P. See All Filings	D/A	2016-06-10 11:14:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645411 Filed Document 0001645411-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:14:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THL Credit Direct Lending Fund III-B (Cayman) LP See All Filings	D	2016-06-10 11:14:23 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001676792 Filed Document 0001676792-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:14:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRUID INVESTMENT PARTNERS LP See All Filings	D	2016-06-10 11:12:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676817 Filed Document 0001405086-16-000525 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:12:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Form Automatic Solutions See All Filings	D	2016-06-10 11:00:34 UTC
Amount To Be Raised $111,991 Associated Brokers / Dealers N/A CIK Number 0001419102 Filed Document 0001419102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:00:34 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FCO Special Opportunities (D1) LP See All Filings	D	2016-06-10 10:48:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644586 Filed Document 0001644586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:48:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Securitized Products Fund Ltd. See All Filings	D/A	2016-06-10 10:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -, -, and - CIK Number 0001549888 Filed Document 0001549888-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
2905 Associates, LLC See All Filings	D	2016-06-10 10:30:33 UTC
Amount To Be Raised $5,031,000 Associated Brokers / Dealers N/A CIK Number 0001676776 Filed Document 0001676776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:30:33 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sharpe Point, Ltd. See All Filings	D/A	2016-06-10 10:30:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644639 Filed Document 0000902664-16-007326 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:30:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
1 Lovejoy Wharf Boston Realty, LLC See All Filings	D	2016-06-10 10:29:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001676395 Filed Document 0001676395-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:29:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
UVision, Inc. See All Filings	D	2016-06-10 10:27:28 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676815 Filed Document 0001676815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:27:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
AIP Select Mortgage Fund (Cayman) LP See All Filings	D/A	2016-06-10 10:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001551768 Filed Document 0000945621-16-000621 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D	2016-06-10 10:09:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John Jacobs Sr. CIK Number 0001619764 Filed Document 0001619764-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:09:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AIP Select Mortgage Fund LP See All Filings	D/A	2016-06-10 10:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001543808 Filed Document 0000945621-16-000620 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:09:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-06-10 10:01:25 UTC
Amount To Be Raised $14,198 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-16-000572 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:01:25 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UFARMS LLC See All Filings	D	2016-06-10 09:49:53 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers NONE CIK Number 0001676564 Filed Document 0001676564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 09:49:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Inflexion Enterprise Fund IV (No. 1) Limited Partnership See All Filings	D	2016-06-10 09:30:26 UTC
Amount To Be Raised $117,333,333 Associated Brokers / Dealers N/A CIK Number 0001676770 Filed Document 0001676770-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 09:30:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQM Frontier Africa Fund, LP See All Filings	D/A	2016-06-10 09:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493148 Filed Document 0001493148-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 09:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQM Frontier Africa Fund (Offshore), Ltd. See All Filings	D/A	2016-06-10 09:26:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493147 Filed Document 0001493147-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 09:26:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTNING TECHNOLOGIES LLC See All Filings	D	2016-06-10 09:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676774 Filed Document 0001676774-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 09:19:24 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Graceland TIC See All Filings	D	2016-06-10 08:58:36 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001673794 Filed Document 0001673794-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 08:58:36 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Common
Harmony Holding Partners Ltd See All Filings	D	2016-06-10 08:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676373 Filed Document 0001104659-16-126507 Exclusions or Exemptions 506c Accepted Date 2016-06-10 08:57:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
MSD Torchlight Partners, Ltd. See All Filings	D/A	2016-06-10 07:43:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agave Partners Holdings CIK Number 0001594902 Filed Document 0000902664-16-007323 Exclusions or Exemptions 506b Accepted Date 2016-06-10 07:43:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD Torchlight Partners, L.P. See All Filings	D/A	2016-06-10 07:42:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001343838 Filed Document 0000902664-16-007322 Exclusions or Exemptions 506b Accepted Date 2016-06-10 07:42:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD European Opportunity Fund, Ltd. See All Filings	D/A	2016-06-10 07:40:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agave Partners Holdings CIK Number 0001482255 Filed Document 0000902664-16-007321 Exclusions or Exemptions 506b Accepted Date 2016-06-10 07:40:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD European Opportunity Fund, L.P. See All Filings	D/A	2016-06-10 07:40:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482254 Filed Document 0000902664-16-007320 Exclusions or Exemptions 506b Accepted Date 2016-06-10 07:40:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD Credit Opportunity Fund, L.P. See All Filings	D/A	2016-06-10 07:38:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525077 Filed Document 0000902664-16-007319 Exclusions or Exemptions 506b Accepted Date 2016-06-10 07:38:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD Credit Opportunity Fund (Cayman), L.P. See All Filings	D/A	2016-06-10 07:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agave Partners Holdings CIK Number 0001615891 Filed Document 0000902664-16-007318 Exclusions or Exemptions 506b Accepted Date 2016-06-10 07:38:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSDC EIV, LLC See All Filings	D/A	2016-06-10 07:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529168 Filed Document 0000902664-16-007317 Exclusions or Exemptions 506b Accepted Date 2016-06-10 07:36:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tosca Strategic Fund L.P. See All Filings	D/A	2016-06-10 06:33:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644524 Filed Document 0000902664-16-007314 Exclusions or Exemptions 506b Accepted Date 2016-06-10 06:33:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OxAM Quant Fund (US) LLC See All Filings	D/A	2016-06-10 06:06:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577119 Filed Document 0000902664-16-007313 Exclusions or Exemptions 506b Accepted Date 2016-06-10 06:06:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OxAM Quant Fund (International) Ltd See All Filings	D/A	2016-06-10 06:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577122 Filed Document 0000902664-16-007312 Exclusions or Exemptions 506b Accepted Date 2016-06-10 06:04:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Europa Long-Only Fund See All Filings	D/A	2016-06-10 06:02:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644811 Filed Document 0000902664-16-007311 Exclusions or Exemptions 506b Accepted Date 2016-06-10 06:02:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zeal China Fund Ltd See All Filings	D/A	2016-06-09 21:39:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001523779 Filed Document 0001523779-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 21:39:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarify Health Solutions, Inc. See All Filings	D	2016-06-09 20:42:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001676251 Filed Document 0001676251-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 20:42:24 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Timbers Equity Fund, LLC See All Filings	D	2016-06-09 20:41:12 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001664090 Filed Document 0001664090-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 20:41:12 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TS&W International Large Cap Equity Fund See All Filings	D	2016-06-09 20:39:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676686 Filed Document 0001676686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 20:39:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Risk Focus Inc. See All Filings	D	2016-06-09 20:20:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001676707 Filed Document 0001676707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 20:20:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Wuu, Inc. See All Filings	D	2016-06-09 19:28:35 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001676701 Filed Document 0001676701-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 19:28:35 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Pamiga Finance S.A. See All Filings	D	2016-06-09 19:19:43 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001676656 Filed Document 0001676656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 19:19:43 UTC Type of Offering D Industry Investing Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Debt
Eleusis Benefit Corporation, PBC See All Filings	D	2016-06-09 19:13:14 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001599453 Filed Document 0001599453-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-09 19:13:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
August Home, Inc. See All Filings	D/A	2016-06-09 18:56:02 UTC
Amount To Be Raised $39,042,973 Associated Brokers / Dealers N/A CIK Number 0001637650 Filed Document 0001637650-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:56:02 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accend Group Holdings, Inc. See All Filings	D	2016-06-09 18:51:28 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001625978 Filed Document 0001625978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:51:28 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Western Highland Fund II LLC See All Filings	D	2016-06-09 18:46:53 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001522784 Filed Document 0001522784-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:46:53 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-06-09 18:46:41 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000879 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:46:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tusaar Corp. See All Filings	D/A	2016-06-09 18:40:17 UTC
Amount To Be Raised $2,137,359 Associated Brokers / Dealers N/A CIK Number 0001574375 Filed Document 0001574375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:40:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nanostar, Inc. See All Filings	D	2016-06-09 18:21:29 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001676617 Filed Document 0001676617-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:21:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Against Gravity Corp. See All Filings	D/A	2016-06-09 18:15:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001670383 Filed Document 0001670383-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:15:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CRITICAL OUTCOME TECHNOLOGIES INC. See All Filings	D/A	2016-06-09 18:04:50 UTC
Amount To Be Raised $570,000 Associated Brokers / Dealers N/A CIK Number 0001585808 Filed Document 0001183740-16-000371 Exclusions or Exemptions 506b Accepted Date 2016-06-09 18:04:50 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire