Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PINNACLE ALL-CAP FUND, L.P. See All Filings	D/A	2016-06-10 12:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578076 Filed Document 0000919574-16-013602 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:44:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BAF Latam Trade Finance Fund See All Filings	D	2016-06-10 12:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662649 Filed Document 0000919574-16-013600 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:42:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MVC Fund LLC Series E Units See All Filings	D	2016-06-10 12:40:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676837 Filed Document 0001676837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:40:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warrior Acquisitions, L.L.C. See All Filings	D	2016-06-10 12:37:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001676721 Filed Document 0001676721-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:37:21 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-10 12:35:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John Jacobs Sr. CIK Number 0001619764 Filed Document 0001619764-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:35:31 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PINNACLE EQUITY FUND, L.P. See All Filings	D/A	2016-06-10 12:34:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578071 Filed Document 0000919574-16-013598 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:34:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Factors LLC See All Filings	D	2016-06-10 12:32:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Howard Allen CIK Number 0001676808 Filed Document 0001676808-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-10 12:32:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Claros Real Estate Securities Fund I, Ltd. See All Filings	D/A	2016-06-10 12:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590572 Filed Document 0001590572-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:30:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINNACLE OPPORTUNITY FUND, L.P. See All Filings	D/A	2016-06-10 12:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001108885 Filed Document 0000919574-16-013596 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:24:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Securitized Products Master Fund Ltd. See All Filings	D/A	2016-06-10 12:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -, -, and - CIK Number 0001537954 Filed Document 0001537954-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:20:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE INTERNATIONAL SMALL CAP PARTNERS, L.P. See All Filings	D/A	2016-06-10 12:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102591 Filed Document 0000919574-16-013594 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:20:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol IX L.P. See All Filings	D/A	2016-06-10 12:20:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556067 Filed Document 0000935836-16-000961 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:20:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol X L.P See All Filings	D/A	2016-06-10 12:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572113 Filed Document 0000935836-16-000960 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:19:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHC AZ Co-Invest LP See All Filings	D	2016-06-10 12:19:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001675007 Filed Document 0001672032-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:19:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Retreat at Mill Grove Developer, LLC See All Filings	D	2016-06-10 12:18:44 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001676809 Filed Document 0001140361-16-069414 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:18:44 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Universa Black Swan Protection Protocol XI L.P. See All Filings	D/A	2016-06-10 12:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587297 Filed Document 0000935836-16-000959 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:18:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol XII L.P. See All Filings	D/A	2016-06-10 12:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584592 Filed Document 0000935836-16-000958 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:17:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novea Inc. See All Filings	1-A	2016-06-10 12:16:59 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001676823 Filed Document 0001144204-16-107812 Accepted Date 2016-06-10 12:16:59 UTC Type of Offering 1-A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Universa Black Swan Protection Protocol XIV L.P. See All Filings	D/A	2016-06-10 12:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595295 Filed Document 0000935836-16-000957 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:16:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol XV L.P. See All Filings	D/A	2016-06-10 12:14:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600869 Filed Document 0000935836-16-000956 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:14:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol XIX L.P. See All Filings	D/A	2016-06-10 12:12:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645036 Filed Document 0000935836-16-000955 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:12:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa BSPP Equity & Fixed Income Fund, L.P. See All Filings	D/A	2016-06-10 12:10:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549583 Filed Document 0000935836-16-000954 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:10:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLAROS REAL ESTATE SECURITIES FUND LP See All Filings	D/A	2016-06-10 12:06:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290963 Filed Document 0001290963-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:06:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cassady Village Realty Partners II, LLC See All Filings	D	2016-06-10 12:04:59 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001676793 Filed Document 0001676793-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:04:59 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BHMS Investments Fund I, LP See All Filings	D	2016-06-10 12:02:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676244 Filed Document 0001315863-16-001528 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:02:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Good One Global International LLC See All Filings	D/A	2016-06-10 11:56:07 UTC
Amount To Be Raised $2,509,200 Associated Brokers / Dealers James Powers CIK Number 0001569619 Filed Document 0001569619-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:56:07 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DieHappy, LLC See All Filings	D	2016-06-10 11:55:27 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675201 Filed Document 0001140361-16-069401 Exclusions or Exemptions 506c Accepted Date 2016-06-10 11:55:27 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Burgess Creek Fund, LP See All Filings	D/A	2016-06-10 11:51:49 UTC
Amount To Be Raised $144,629,110 Associated Brokers / Dealers Glen A. Beigel CIK Number 0001577052 Filed Document 0001577052-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RonakBM, Inc. See All Filings	D	2016-06-10 11:51:42 UTC
Amount To Be Raised $1,458,432 Associated Brokers / Dealers N/A CIK Number 0001635050 Filed Document 0001635050-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:51:42 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TA XII-B EU AIV, L.P. See All Filings	D	2016-06-10 11:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676627 Filed Document 0001676627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:47:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Securitized Products Intermediate Fund Ltd. See All Filings	D/A	2016-06-10 11:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -, -, and - CIK Number 0001549887 Filed Document 0001549887-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Micro-Cap Fund IV-A, L.P. See All Filings	D/A	2016-06-10 11:46:22 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001657222 Filed Document 0001657222-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:46:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StreamLink Software Inc. See All Filings	D/A	2016-06-10 11:45:03 UTC
Amount To Be Raised $10,465,422 Associated Brokers / Dealers N/A CIK Number 0001574419 Filed Document 0001574419-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:45:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-10 11:44:10 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John Jacobs Sr. CIK Number 0001619764 Filed Document 0001619764-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:44:10 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Riverside Micro-Cap Fund IV, L.P. See All Filings	D/A	2016-06-10 11:43:48 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001657209 Filed Document 0001657209-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:43:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-10 11:40:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John Jacobs Sr. CIK Number 0001619764 Filed Document 0001619764-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:40:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Form Automatic Solutions See All Filings	D/A	2016-06-10 11:37:59 UTC
Amount To Be Raised $1,274,270 Associated Brokers / Dealers N/A CIK Number 0001419102 Filed Document 0001419102-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:37:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LYDIAN INTERNATIONAL LTD See All Filings	D	2016-06-10 11:36:43 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001424556 Filed Document 0001062993-16-010148 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:36:43 UTC Type of Offering D Industry Other Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EastBay Onshore Fund LP See All Filings	D/A	2016-06-10 11:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zia U. Naeem CIK Number 0001578528 Filed Document 0000919574-16-013590 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:36:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Performing Capital, LP See All Filings	D/A	2016-06-10 11:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585151 Filed Document 0001585151-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:34:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Form Automatic Solutions See All Filings	D/A	2016-06-10 11:33:32 UTC
Amount To Be Raised $111,991 Associated Brokers / Dealers N/A CIK Number 0001419102 Filed Document 0001419102-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:33:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-10 11:32:48 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jeffrey Nesseth CIK Number 0001619764 Filed Document 0001619764-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:32:48 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TA XII-A EU AIV, L.P. See All Filings	D	2016-06-10 11:31:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676628 Filed Document 0001676628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:31:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peninsula Fund, L.P. See All Filings	D/A	2016-06-10 11:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000865530 Filed Document 0000919574-16-013588 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Software Lending Fund I, L.P. See All Filings	D/A	2016-06-10 11:29:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001668437 Filed Document 0001668437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Form Automatic Solutions See All Filings	D	2016-06-10 11:26:39 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001419102 Filed Document 0001419102-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:26:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
AFA Emerging Manager Platform, LLC The Return Series See All Filings	D	2016-06-10 11:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675061 Filed Document 0001675061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:24:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PYRAMID BURLINGTON INVESTMENT LLC See All Filings	D	2016-06-10 11:23:52 UTC
Amount To Be Raised $1,655,000 Associated Brokers / Dealers N/A CIK Number 0001675135 Filed Document 0001675135-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:23:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Belridge Energy Advisors, LP See All Filings	D/A	2016-06-10 11:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335361 Filed Document 0000919574-16-013586 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River FIXED INCOME FUND LTD See All Filings	D/A	2016-06-10 11:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448880 Filed Document 0001448880-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:18:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund