Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NeuSpera Medical Inc. See All Filings	D/A	2016-06-13 13:29:34 UTC
Amount To Be Raised $8,888,888 Associated Brokers / Dealers N/A CIK Number 0001674003 Filed Document 0001674003-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:29:34 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SHOAL GAMES LTD. See All Filings	D	2016-06-13 13:29:32 UTC
Amount To Be Raised $62,488 Associated Brokers / Dealers N/A CIK Number 0001318482 Filed Document 0001318482-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:29:32 UTC Type of Offering D Industry Other Technology Principal Place of Business ANGUILLA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Executive Group LLC See All Filings	D	2016-06-13 13:15:40 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001676825 Filed Document 0001144204-16-107981 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:15:40 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Mainstreet Health Investments, Inc. See All Filings	D	2016-06-13 13:13:24 UTC
Amount To Be Raised $95,000,000 Associated Brokers / Dealers BMO Capital Markets Corp. CIK Number 0001675373 Filed Document 0001675373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:13:24 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Event-Driven Fund, Ltd. See All Filings	D/A	2016-06-13 13:08:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610032 Filed Document 0001666701-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:08:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VWR Capital Corp. See All Filings	D	2016-06-13 13:04:17 UTC
Amount To Be Raised $38,194 Associated Brokers / Dealers N/A CIK Number 0001593879 Filed Document 0001534122-16-000105 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:04:17 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CORDATA HEALTHCARE INNOVATIONS, LLC See All Filings	D/A	2016-06-13 13:02:07 UTC
Amount To Be Raised $3,198,438 Associated Brokers / Dealers N/A CIK Number 0001676643 Filed Document 0001676643-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:02:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Carnelian Fund, Ltd. See All Filings	D/A	2016-06-13 13:01:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579118 Filed Document 0001666701-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-06-13 13:01:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARITAS ROYALTY FUND LLC See All Filings	D/A	2016-06-13 12:58:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445901 Filed Document 0001445901-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CORDATA HEALTHCARE INNOVATIONS, LLC See All Filings	D	2016-06-13 12:57:01 UTC
Amount To Be Raised $3,198,438 Associated Brokers / Dealers N/A CIK Number 0001676643 Filed Document 0001676643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:57:01 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Orpheris, Inc. See All Filings	D	2016-06-13 12:39:39 UTC
Amount To Be Raised $190 Associated Brokers / Dealers N/A CIK Number 0001671789 Filed Document 0000914760-16-000429 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:39:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Virage Capital Partners LP See All Filings	D/A	2016-06-13 12:37:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578744 Filed Document 0001315863-16-001529 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:37:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
1824 Fund, Ltd. See All Filings	D	2016-06-13 12:35:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676614 Filed Document 0001666701-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:35:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetSL, LLC See All Filings	D	2016-06-13 12:30:14 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001676863 Filed Document 0001676863-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:30:14 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Home Investment Fund II LP See All Filings	D/A	2016-06-13 12:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675518 Filed Document 0001675518-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-06-13 12:26:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
E ZASSI LLC See All Filings	D	2016-06-13 12:23:38 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001452098 Filed Document 0001452098-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-06-13 12:23:38 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
I am the Danger LLC See All Filings	D	2016-06-13 12:13:40 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001676948 Filed Document 0001676948-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:13:40 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cool Munnings LLC See All Filings	D	2016-06-13 12:10:27 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001676947 Filed Document 0001676947-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:10:27 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SC-Premier Wellness Care, LLC See All Filings	D	2016-06-13 12:09:24 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001676717 Filed Document 0001676717-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:09:24 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Exotic Ghost LLC See All Filings	D	2016-06-13 12:06:39 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001676946 Filed Document 0001676945-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:06:39 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Scarlett Jo Hansen LLC See All Filings	D	2016-06-13 12:01:22 UTC
Amount To Be Raised $199,000 Associated Brokers / Dealers N/A CIK Number 0001676945 Filed Document 0001676945-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 12:01:22 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Raxar Technology Corp See All Filings	D	2016-06-13 11:58:41 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001676926 Filed Document 0001477932-16-010815 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:58:41 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MC Real Estate Finance, LLC See All Filings	D	2016-06-13 11:36:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660724 Filed Document 0001660724-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:36:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
SOASTA INC See All Filings	D	2016-06-13 11:35:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001357740 Filed Document 0001357740-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:35:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Meridian Investments, LLC See All Filings	D/A	2016-06-13 11:34:58 UTC
Amount To Be Raised $12,025,000 Associated Brokers / Dealers N/A CIK Number 0001614940 Filed Document 0001209191-16-127253 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:34:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Dalmore Capital Fund, L.P. See All Filings	D	2016-06-13 11:17:19 UTC
Amount To Be Raised $451,170,000 Associated Brokers / Dealers n/a CIK Number 0001675892 Filed Document 0001675892-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:17:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Event Partners Ltd. See All Filings	D/A	2016-06-13 11:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644553 Filed Document 0001673665-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:17:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Global Event Partners LLC See All Filings	D/A	2016-06-13 11:14:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644549 Filed Document 0001673665-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:14:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Altalis Capital Offshore Fund, Ltd. See All Filings	D/A	2016-06-13 11:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571204 Filed Document 0000919574-16-013640 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:11:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Terra Grove Japan Fund Ltd. See All Filings	D/A	2016-06-13 11:09:34 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001610243 Filed Document 0000947871-16-001257 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:09:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Security Star Bancshares Inc. See All Filings	D	2016-06-13 11:07:37 UTC
Amount To Be Raised $10,999,808 Associated Brokers / Dealers N/A CIK Number 0001451000 Filed Document 0001451000-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:07:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Merkle Group Inc See All Filings	D	2016-06-13 11:05:09 UTC
Amount To Be Raised $9,178,613 Associated Brokers / Dealers N/A CIK Number 0001342190 Filed Document 0001342190-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-13 11:05:09 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
FIELD & MAIN BANCORP, INC. See All Filings	D	2016-06-13 10:53:39 UTC
Amount To Be Raised $1,995,000 Associated Brokers / Dealers N/A CIK Number 0001676677 Filed Document 0001140361-16-069526 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:53:39 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Arel New York IV LP See All Filings	D	2016-06-13 10:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676401 Filed Document 0000902664-16-007330 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:50:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secure Wealth Holdings Fund II, L.P. See All Filings	D	2016-06-13 10:45:28 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers None. CIK Number 0001676521 Filed Document 0001676521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:45:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TACS: Large Cap Core (Enhanced Dividend) LLC See All Filings	D/A	2016-06-13 10:41:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001387253 Filed Document 0001673665-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:41:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raveneur Fund LP See All Filings	D/A	2016-06-13 10:39:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610674 Filed Document 0001610674-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:39:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACS: Large Cap Core (Market Continuous) LLC See All Filings	D/A	2016-06-13 10:37:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001430417 Filed Document 0001673665-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:37:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACS: Non-US Equity Core (Market Continuous) LLC See All Filings	D/A	2016-06-13 10:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001430331 Filed Document 0001673665-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnetar Credit Opportunities Fund LLC See All Filings	D/A	2016-06-13 10:30:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644968 Filed Document 0001644968-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:30:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4 RIVERS GENESIS FUND II, LLC See All Filings	D	2016-06-13 10:29:43 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001676854 Filed Document 0001676854-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:29:43 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Spectrum Opportunities Master Fund Ltd See All Filings	D/A	2016-06-13 10:23:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579059 Filed Document 0001579059-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:23:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCM Tax Lien Fund, LP See All Filings	D/A	2016-06-13 10:23:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644690 Filed Document 0001644690-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:23:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MESA WEST CORE LENDING FUND, L.P. See All Filings	D/A	2016-06-13 10:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566612 Filed Document 0001566612-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advantagene, Inc. See All Filings	D/A	2016-06-13 10:19:36 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001660549 Filed Document 0001660549-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:19:36 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Keynes Leveraged Quantitative Strategies Fund Ltd See All Filings	D/A	2016-06-13 10:16:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411439 Filed Document 0000902664-16-007329 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:16:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Opportunities Fund Ltd See All Filings	D/A	2016-06-13 10:07:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579129 Filed Document 0001579129-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:07:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growth Capital QP Diversified Fund, L.P. See All Filings	D/A	2016-06-13 10:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567215 Filed Document 0001144204-16-107961 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:04:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growth Capital Diversified Fund, L.P. See All Filings	D/A	2016-06-13 10:02:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490048 Filed Document 0001144204-16-107959 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:02:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWTH CAPITAL PRIVATE EQUITY, L.P. See All Filings	D/A	2016-06-13 10:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490050 Filed Document 0001144204-16-107957 Exclusions or Exemptions 506b Accepted Date 2016-06-13 10:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund