Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Discovery Equity Partners LP See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000894736 Filed Document 0000894736-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Bridges Europe Fund, Ltd. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456622 Filed Document 0000902664-16-005478 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bamboo Therapeutics, Inc. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised $49,467,472 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001666110 Filed Document 0001666110-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Spreedly, Inc. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001579202 Filed Document 0001461373-16-000062 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Build-To-Core Industrial Partnership I Kent Valley Holdco LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665966 Filed Document 0001665966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Build-To-Core Industrial Partnership I Mid-Atlantic Holdco LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665969 Filed Document 0001665969-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MAGNETAR CAPITAL FUND LTD See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445806 Filed Document 0001445806-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ovation Income Fund, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001666164 Filed Document 0001666164-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
HIEX ORLANDO CONWAY, LTD. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $3,735,000 Associated Brokers / Dealers N/A CIK Number 0001666673 Filed Document 0001666673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SquadLocker, Inc. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001652504 Filed Document 0001652504-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Jorvik Multi-Strategy Offshore Fund, Ltd See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483530 Filed Document 0001144204-16-080572 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colony Mortgage Sub B REIT, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001656608 Filed Document 0001656608-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACIA Equity Fund LP See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511221 Filed Document 0000902664-16-005473 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PC Holly, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001666632 Filed Document 0001666632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
X5 Holdings LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $955,000 Associated Brokers / Dealers N/A CIK Number 0001665439 Filed Document 0001665439-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BTA 21601 Tetris LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001665771 Filed Document 0001209191-16-097495 Exclusions or Exemptions 506c Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Metro Diner, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001659244 Filed Document 0000897069-16-000694 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Build-To-Core Industrial Partnership I Dallas Distribution Portfolio Holdco LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665960 Filed Document 0001665960-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CAMBER CAPITAL FUND II LP See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449828 Filed Document 0001546927-16-000370 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring & Katy MOB Partners, LP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001666662 Filed Document 0001666662-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LL Capital Partners I, L.P. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers N/A CIK Number 0001663221 Filed Document 0001192482-16-000495 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal PF Cerritos LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $773,750 Associated Brokers / Dealers N/A CIK Number 0001666634 Filed Document 0001666634-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HOOKER FURNITURE CORP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $20,267,046 Associated Brokers / Dealers N/A CIK Number 0001077688 Filed Document 0001077688-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Townsend Real Estate Alpha Fund II, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, Kelson Capital, LLC, and Barclays Bank PLC CIK Number 0001627596 Filed Document 0001627596-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPG 745 Atlantic REIT Investor (DE) LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001666326 Filed Document 0001666326-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
River Analyzer, Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001665406 Filed Document 0001209191-16-097468 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
JAIL EDUCATION SOLUTIONS, INC. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001666564 Filed Document 0001666564-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bunker Days Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001666774 Filed Document 0001666774-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Camber Capital Fund L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360432 Filed Document 0001546927-16-000368 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Basso SPAC Fund LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511390 Filed Document 0001511390-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STCE NC 2016 Energy MCF, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666557 Filed Document 0001666557-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRINK DAILY GREENS LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001630400 Filed Document 0001630400-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NIX86, INC. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001666626 Filed Document 0001666626-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nineteen77 Global Multi-Strategy Alpha WM II LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001663964 Filed Document 0001663964-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SilverArc Capital Alpha Fund I, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549634 Filed Document 0001549634-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONG BALL PARTNERS LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308057 Filed Document 0001144204-16-081381 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Romark Laboratories, L.C. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers International Assets Advisory, LLC CIK Number 0001470263 Filed Document 0000897069-16-000687 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Mid Cap Partnership LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners Parallel Fund I, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345007 Filed Document 0000902664-16-005516 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Small Cap Fund LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Three Bridges Europe Fund, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377769 Filed Document 0000902664-16-005477 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CHINA A SHARE CEF FUND See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268621 Filed Document 0001467835-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging (Free) Markets Country Fund See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH BRIDGE CAPITAL LLC CIK Number 0001467835 Filed Document 0001467835-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
King Street Europe, Ltd. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459472 Filed Document 0000902664-16-005472 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Pypir Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001666334 Filed Document 0001666334-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Magnetar Andromeda Select Fund LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541127 Filed Document 0001541127-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
View Ridge Capital Partners, LP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666259 Filed Document 0000935836-16-000716 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund