Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Buoy Health, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,926,854 Associated Brokers / Dealers N/A CIK Number 0001613378 Filed Document 0001613378-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dean Ventures II Holdings, LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595448 Filed Document 0001595448-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CargoSense, Inc. See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001651345 Filed Document 0001651345-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO DCP FEEDER FUND LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459940 Filed Document 0001140361-15-045268 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Halo Privacy LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661150 Filed Document 0001661150-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Invesco DCP (QE) Feeder Fund LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478469 Filed Document 0001140361-15-045270 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Roundtable Analytics, Inc. See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650143 Filed Document 0001140361-15-045511 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Theraplay, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661169 Filed Document 0001661169-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GOLDEN VALLEY APARTMENTS LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001661769 Filed Document 0001661769-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Labscoop LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001661670 Filed Document 0001661670-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SILKRIDGE ENERGY OPPORTUNITY FUND VIII, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001661785 Filed Document 0001661785-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Churchill Stateside Georgia Tax Credit 2015-1 Fund XXXVIII See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $12,204,000 Associated Brokers / Dealers Churchill Stateside Securities, LLC CIK Number 0001632838 Filed Document 0001632838-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALON MEDIA GROUP INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $3,303,121 Associated Brokers / Dealers N/A CIK Number 0001084332 Filed Document 0001660363-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SCP Safety LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001659313 Filed Document 0000897069-15-000558 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Middleton Park Place Investors LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $22,100,000 Associated Brokers / Dealers N/A CIK Number 0001662177 Filed Document 0001662177-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WINDHORSE PARTNERS, LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214704 Filed Document 0001214704-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Coachman Energy VIB LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $62,500,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Detwiler Fenton Wealth Management, Sandlapper Securities, LLC, and Select Capital Corporation CIK Number 0001620720 Filed Document 0001620720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WEST COAST FUND LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Nevada, Inc. CIK Number 0001460076 Filed Document 0001459990-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
COVINGTON PARTNERS L P See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014585 Filed Document 0001014585-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Erytech Pharma S.A. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $3,954,924 Associated Brokers / Dealers Jefferies LLC, Leerink Partners, LifeSci Capital LLC, and Bryan, Garnier & Co. Ltd. CIK Number 0001624422 Filed Document 0001624422-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
Walnut Grove Prospect Partners See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001656591 Filed Document 0001656591-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
PURE GROWTH LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001204815 Filed Document 0001459990-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Rising Tide Fund LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,020,000 Associated Brokers / Dealers N/A CIK Number 0001661665 Filed Document 0001465818-15-000062 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sea Smoke Fund, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661292 Filed Document 0001507943-15-000139 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriStar Gold Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $412,806 Associated Brokers / Dealers N/A CIK Number 0001510013 Filed Document 0001140361-15-045333 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
META FINANCIAL GROUP INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $6,000,025 Associated Brokers / Dealers N/A CIK Number 0000907471 Filed Document 0001140361-15-045345 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH DAKOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Auburn Way Retail Plaza LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001661795 Filed Document 0001661795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pingle Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001660207 Filed Document 0001660207-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
BIOCEPT INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001044378 Filed Document 0001657999-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ABR Chesapeake Investors V-b Limited Partnership See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001661929 Filed Document 0001661929-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Skylab Apps, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661577 Filed Document 0001661151-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Net Venture See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $11,138,128 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ASCEND AC FUND LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627859 Filed Document 0001405086-15-000309 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ridge Long Fund, LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661511 Filed Document 0000902664-15-004603 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellesley Bancorp, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Alex Paul Bondroff CIK Number 0001526952 Filed Document 0001526952-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
WEATHER DECISIONS INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $3,499,917 Associated Brokers / Dealers N/A CIK Number 0001453768 Filed Document 0001140361-15-045371 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Greenspring Micro I, L.P. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001660568 Filed Document 0001660568-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PCH Manager Fund, SPC-Segregated Portfolio 203 See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661362 Filed Document 0001507943-15-000141 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-15-000556 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Greenspring Opportunities IV, L.P. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers PTP Securities, LLC, Diversus Investment Advisers Pty Ltd., VCP Advisors LLC, and PAS Advisory Services Pty Ltd CIK Number 0001659169 Filed Document 0001659169-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Caedmon Hall Corp See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $59,375 Associated Brokers / Dealers N/A CIK Number 0001655096 Filed Document 0001655096-15-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bioniz Therapeutics, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001662388 Filed Document 0001662388-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hunting Dog Capital Corp. See All Filings	1-A	2015-12-21 21:18:07 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001652761 Filed Document 0001144204-15-072056 Accepted Date 2015-12-21 21:18:07 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,290,402 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
AntriaBio, Inc. See All Filings	D	2015-12-21 16:32:04 UTC
Amount To Be Raised $15,150,008 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001509261 Filed Document 0001140361-15-045238 Exclusions or Exemptions 506b Accepted Date 2015-12-21 16:32:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton National Income Trust, Inc. See All Filings	1-A	2015-12-21 16:07:10 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001645698 Filed Document 0001144204-15-071953 Accepted Date 2015-12-21 16:07:10 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
PINNACLE IV, L.P. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629000 Filed Document 0001629000-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amundi Volatility World Equities, LLC See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Amundi Distributors USA, LLC CIK Number 0001584381 Filed Document 0000943663-15-000235 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA-Port Fund, L.P. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575692 Filed Document 0001575692-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised $1,795,200 Associated Brokers / Dealers Brett Ellen, Armand Fidler, and Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-15-000368 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
General Atlantic Partners 99F, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661265 Filed Document 0000950142-15-002661 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity