Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prefrent, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661581 Filed Document 0001052918-15-000695 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Towers Watson Alternative Credit Master Fund See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661667 Filed Document 0001661667-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Specialty Loans, LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001519330 Filed Document 0001459990-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Fedora Security, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,065,000 Associated Brokers / Dealers N/A CIK Number 0001661445 Filed Document 0001144204-15-072312 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Total Return Fund Enhanced (Offshore) Ltd. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660828 Filed Document 0000950142-15-002681 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JCP Drawdown Partnership, LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661072 Filed Document 0001315863-15-000984 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mainline West Tax Advantaged Opportunity Fund IV LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001639763 Filed Document 0001639763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Navvis & Company, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers N/A CIK Number 0001661102 Filed Document 0001014108-15-000315 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MansfieldPittsburgh, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001660810 Filed Document 0001660810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim High-Yield Fund, Ltd. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001661390 Filed Document 0000899140-15-000899 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnerVest Energy Institutional Fund XIV-1A, L.P. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001661359 Filed Document 0001661359-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Beech Springs Resort Holdings, LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $5,777,830 Associated Brokers / Dealers Kalos Capital, Inc., The Strategic Financial Alliance, Inc., and Triloma Securities, LLC CIK Number 0001656774 Filed Document 0001656774-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Monolith Semiconductor Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001661579 Filed Document 0001446933-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FirePoint Solutions, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661412 Filed Document 0001661412-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1609 Fund Ltd. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661659 Filed Document 0001661659-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Bedford Funding, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,950,000 Associated Brokers / Dealers N/A CIK Number 0001661368 Filed Document 0001661368-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alcion Real Estate Partners Strategic Parallel Fund III, L.P. See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $537,200,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001603218 Filed Document 0001603218-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEATHER DECISIONS INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001453768 Filed Document 0001140361-15-045367 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
7 Seas Venture Capital, L.P. See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001629149 Filed Document 0001629149-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-15-000554 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GlucoVista Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001661552 Filed Document 0001515971-15-000403 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DayNine Consulting, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,410,750 Associated Brokers / Dealers N/A CIK Number 0001521540 Filed Document 0001521540-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Dean Ventures Holdings, LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595450 Filed Document 0001595450-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cardo Capital Partners, LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VantagePoint Alternative Investments, LLC CIK Number 0001620318 Filed Document 0001620318-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Eureka Fund See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Trust Company Americas and Deutsche Bank Securities Inc. CIK Number 0001504531 Filed Document 0000902664-15-004580 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tmunity Therapeutics, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661702 Filed Document 0001192482-15-000460 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Systematic Revenue, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,341,179 Associated Brokers / Dealers N/A CIK Number 0001555891 Filed Document 0001555891-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO DCP USD FEEDER FUND CE See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460072 Filed Document 0001140361-15-045272 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pharmacy Portfolio VIII DST See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $12,835,947 Associated Brokers / Dealers Peter D. Fisher, Tomas J. Velken, Stacey J. Morimoto, Troy Thomas, Joral T. Schmalle, Robert R. Tweed, Leslie A. Cannon, William S. Sheehan, and Robert R. Smith CIK Number 0001656719 Filed Document 0001656719-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Tor Asia Credit Fund LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594839 Filed Document 0001594840-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROWDLY, INC. See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001523927 Filed Document 0001523927-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
SEVENTH SENSE BIOSYSTEMS, INC. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,060,000 Associated Brokers / Dealers N/A CIK Number 0001451718 Filed Document 0001451718-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub PMK LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $169,623 Associated Brokers / Dealers N/A CIK Number 0001661057 Filed Document 0001661056-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golo, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001548271 Filed Document 0001548271-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Citizens Ammunition, LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001641125 Filed Document 0001641125-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
TELLONE MORTGAGE FUND LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001460042 Filed Document 0001459990-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Retail Portfolio II DST See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $12,063,531 Associated Brokers / Dealers Inland Securities Corporation, Mark T. Maund, Chay T. Lapin, Peter D. Fisher, Christina S. Nielson, Debra J. Schleining, Larry R. Law, Mitchal D. O'hare, Sigrid A. Daugaard, Chay T. Lapin, Elliot V. Hill, Judy H. Scheibel-Addis, Justin Lowy, Greg Bachman, James C. Ciocia, and Robert N. Abee CIK Number 0001654678 Filed Document 0001654678-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Waggl, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001607837 Filed Document 0001607837-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Windhorse Ascent, LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596501 Filed Document 0001596501-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quire Gimlet Media Two, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661771 Filed Document 0001661771-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maestro Food Co. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001661183 Filed Document 0001661183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Apollo Total Return Fund Enhanced (Exempt) LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660827 Filed Document 0000950142-15-002682 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Content Raven, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $3,465,133 Associated Brokers / Dealers N/A CIK Number 0001581185 Filed Document 0001581185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BWG Holdings I Corp See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658339 Filed Document 0000895345-15-000316 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
M West Propco V LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661606 Filed Document 0001661606-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Encourage Capital, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661537 Filed Document 0001661537-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JCP Single-Asset Partnership, LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661071 Filed Document 0001315863-15-000985 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navitor Pharmaceuticals, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $33,250,003 Associated Brokers / Dealers N/A CIK Number 0001588059 Filed Document 0001588059-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HFS Cherokee Commons, LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,505,000 Associated Brokers / Dealers N/A CIK Number 0001661678 Filed Document 0001661678-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity