Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CD CAPITAL NATURAL RESOURCES FUND III L.P. See All Filings	D/A	2015-12-23 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers FIRSTPOINT EQUITY PARTNERSHIP LLP CIK Number 0001628508 Filed Document 0001628508-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #68 See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001661883 Filed Document 0001661883-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
A-SMJ-15-Fund, a series of AngelList-GD-Funds, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $113,000 Associated Brokers / Dealers N/A CIK Number 0001660355 Filed Document 0001660355-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dirty Lemon Beverages LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661873 Filed Document 0001661873-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CREFIII-Rialto REIT, LLC See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661725 Filed Document 0001661725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Direct Lending Institutional Offshore Fund, Ltd. See All Filings	D	2015-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657688 Filed Document 0001192482-15-000462 Exclusions or Exemptions 506c Accepted Date 2015-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StreetShares, Inc. See All Filings	1-A/A	2015-12-22 17:30:37 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001607838 Filed Document 0001571049-15-010176 Accepted Date 2015-12-22 17:30:37 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $94,574 State of Jurisdiction DELAWARE Type of Security Debt
2020 LPW Venture, LLC See All Filings	D	2015-12-22 17:04:01 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers N/A CIK Number 0001661666 Filed Document 0001661666-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 17:04:01 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
StepOne Personal Health, Inc. See All Filings	1-A/A	2015-12-22 11:12:56 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001606811 Filed Document 0001606811-15-000025 Accepted Date 2015-12-22 11:12:56 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business MISSOURI Revenue or Assets $6,250 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Caddo #1H Joint Venture See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001661644 Filed Document 0001661644-16-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Marshall Wace Funds PLC - MW TOPS Fund See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504530 Filed Document 0000902664-15-004582 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hoyt Royalty LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $916,222 Associated Brokers / Dealers N/A CIK Number 0001505296 Filed Document 0001505296-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RIVERTOP RENEWABLES, INC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers N/A CIK Number 0001450573 Filed Document 0001450573-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
Lazard International Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001538407 Filed Document 0001538407-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFW GROVE CO-INVEST, L.P. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001661099 Filed Document 0001661099-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
bioMASON Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001580293 Filed Document 0001580293-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Nine Chapters Systematic International Fund Ltd See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564642 Filed Document 0001564642-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESAAS Services Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $293,385 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001529485 Filed Document 0001250853-15-000102 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SALON MEDIA GROUP INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001084332 Filed Document 0001660363-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Soil Science Properties, LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001565476 Filed Document 0001565476-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
Tradiv NeWAY SPV, LLC, a separate series of NeWAY Funds Master Series, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001660835 Filed Document 0001660835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
OURCROWD (INVESTMENT IN TRENDLINES) L.P. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $44,000 Associated Brokers / Dealers N/A CIK Number 0001580765 Filed Document 0001465818-15-000063 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
POST UNION PERRO LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628947 Filed Document 0000919574-15-008781 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PERKINS & WILL INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $7,343,127 Associated Brokers / Dealers N/A CIK Number 0000077558 Filed Document 0001140361-15-045344 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
Brain Synergy Institute, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001571030 Filed Document 0001571030-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Total Return Fund Enhanced (Onshore) LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660829 Filed Document 0000950142-15-002680 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABR Chesapeake Investors V Limited Partnership See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001661930 Filed Document 0001661930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MID PENN BANCORP INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Griffin Financial Group, LLC CIK Number 0000879635 Filed Document 0000879635-15-000048 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Jerrick Ventures, Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001628379 Filed Document 0001213900-15-009652 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
KDWC Venture Fund, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001659328 Filed Document 0001659328-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Select Fixed Income LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001459995 Filed Document 0001459990-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Capstone Income Opportunities II Ltd. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661391 Filed Document 0000902664-15-004633 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BionX Medical Technologies, Inc. See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413686 Filed Document 0001413686-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CBRE Global Investment Partners European Co-Investment Fund B.V. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658841 Filed Document 0001658841-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunFunder Inc. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $3,967,527 Associated Brokers / Dealers N/A CIK Number 0001606108 Filed Document 0001606108-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ridge Long Offshore Fund, LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661497 Filed Document 0000902664-15-004602 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DTM Holdings, LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001659315 Filed Document 0000897069-15-000559 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Bridge Education Services LLC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers none CIK Number 0001661682 Filed Document 0001661682-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
C2M ED Fund I, L.P. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Wealthforge, LLC CIK Number 0001661775 Filed Document 0001661775-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
OCN Auto Capital Fund, LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608740 Filed Document 0001608740-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZALICO's VL Series Account - 2 See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BFP Securities, LLC CIK Number 0001519435 Filed Document 0001519435-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Marshall Wace Funds PLC - MW Market Neutral TOPS Fund See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504525 Filed Document 0000902664-15-004581 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Europa Fund See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504516 Filed Document 0000902664-15-004579 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Insignia Capital Partners, L.P. See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001586847 Filed Document 0001586847-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tor Asia Credit Fund See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594840 Filed Document 0001594840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton U.S. Development Fund, LP See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001661677 Filed Document 0001661677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Seattle Funding Group, Ltd. See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
WESTFIELD MICRO CAP FUND LP See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269422 Filed Document 0001140361-15-045336 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROI Strategies, LLC See All Filings	D/A	2015-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608669 Filed Document 0001608669-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SALON MEDIA GROUP INC See All Filings	D	2015-12-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001084332 Filed Document 0001660363-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity