Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hydra Platform LLC Hydra Cell 021 See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667569 Filed Document 0001667569-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSC Trading, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Bruce Roberts, Catherine Hicks, and Bruce Smith CIK Number 0001595379 Filed Document 0001595379-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
THOMA BRAVO FUND XII, L.P. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers MVISION PRIVATE EQUITY ADVISERS USA LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001666742 Filed Document 0001666745-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ARETE INDUSTRIES INC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000820901 Filed Document 0001079973-16-000811 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SeqLL, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605888 Filed Document 0000897069-16-000725 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MBD 2016, L.P. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001663972 Filed Document 0001663973-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDT Capital Partners Fund II, L.P. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $6,206,000,000 Associated Brokers / Dealers N/A CIK Number 0001612490 Filed Document 0001140361-16-054184 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Brewers See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $575,750 Associated Brokers / Dealers N/A CIK Number 0001592341 Filed Document 0001592341-16-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kepos Exotic Beta Fund LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545295 Filed Document 0000902664-16-005972 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Aerospace Group, Inc. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $978,000 Associated Brokers / Dealers Monarch Bay Securities LLC CIK Number 0001507045 Filed Document 0001507045-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
YA Global Investments II (U.S.), LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462269 Filed Document 0000902664-16-005977 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZeoGas LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., and Sunbelt Securities, Inc. CIK Number 0001593648 Filed Document 0001593648-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Phenomenal Foods, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001667484 Filed Document 0001667484-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MATTRESS FIRM HOLDING CORP. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $62,999,937 Associated Brokers / Dealers N/A CIK Number 0001419852 Filed Document 0001419852-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $12,313,772 Associated Brokers / Dealers John Argue, Richard Callister, Samir Sheth, and Jason burlie CIK Number 0001135856 Filed Document 0001135856-16-000438 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Uptown Temecula Auto Spa, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001667705 Filed Document 0001667705-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GRESHAM A PLUS FUND LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483673 Filed Document 0001140361-16-054069 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CBC BIOTECHNOLOGIES, INC. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $587,500 Associated Brokers / Dealers N/A CIK Number 0001667012 Filed Document 0001144204-16-083445 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
V'Ocean Investments Ltd. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663683 Filed Document 0001663683-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jivry, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001660149 Filed Document 0001660149-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alumicell, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001662050 Filed Document 0001162677-16-000148 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NestGSV, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605652 Filed Document 0000897069-16-000726 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PAULSON ACCESS LTD See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001219162 Filed Document 0001219162-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Credit Strategies ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569732 Filed Document 0001625257-16-000122 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hoverfly Technologies, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001667386 Filed Document 0001667386-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PRB INVESTORS LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001060918 Filed Document 0000919574-16-011260 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
giggle, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $8,140,171 Associated Brokers / Dealers N/A CIK Number 0001389631 Filed Document 0001389631-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OmniEarth, Inc See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $5,187,070 Associated Brokers / Dealers N/A CIK Number 0001640408 Filed Document 0001140361-16-054108 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
East Meadow Capital Fund, LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634164 Filed Document 0001315863-16-001228 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pundit, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001662950 Filed Document 0001662950-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Cistern Holdings, L.L.C. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $330,318 Associated Brokers / Dealers N/A CIK Number 0001667829 Filed Document 0001667829-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Creative Medical Technologies, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001667495 Filed Document 0001441557-16-000053 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
THOMA BRAVO FUND XII-A, L.P. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $7,000,000,000 Associated Brokers / Dealers MVISION PRIVATE EQUITY ADVISERS USA LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001666747 Filed Document 0001666742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CAM GLOBAL PARTNERS, LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632244 Filed Document 0000919574-16-011258 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pelham Long/Short Small Cap Fund Ltd See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623386 Filed Document 0000902664-16-005976 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBD 2016 Offshore, L.P. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001663973 Filed Document 0001663973-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kepos Alpha Fund LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512015 Filed Document 0000902664-16-005969 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kepos Alpha Fund Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512016 Filed Document 0000902664-16-005971 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ATTN: Inc. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607550 Filed Document 0001607550-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HHEP-HD, L.P. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $40,143,914 Associated Brokers / Dealers N/A CIK Number 0001563776 Filed Document 0001315863-16-001224 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALUNG TECHNOLOGIES INC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Melvin Pirchesky CIK Number 0001179295 Filed Document 0001179295-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Fractyl Laboratories Inc. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $47,168,830 Associated Brokers / Dealers N/A CIK Number 0001572616 Filed Document 0001140361-16-054111 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carr Investors 1106 West Main Street, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001667617 Filed Document 0001667617-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
LIVINGSTON CAPITAL FUND LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129676 Filed Document 0001013594-16-000814 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MAN FRM MANAGED FUTURES STRATEGIES LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001393359 Filed Document 0001393359-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Pierce CNG Partners, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers Julio G. Macedo CIK Number 0001667570 Filed Document 0001667570-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $177,801 Associated Brokers / Dealers Andrew Arigo and Kenneth LaBarge CIK Number 0001135856 Filed Document 0001135856-16-000437 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PAULSON ACCESS LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001211374 Filed Document 0001211374-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
inviCRO, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $45,844,743 Associated Brokers / Dealers N/A CIK Number 0001667554 Filed Document 0001667554-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IDG Ventures India Fund III LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001667491 Filed Document 0001667491-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund