Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Southwind Engines, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Daniel Hunt CIK Number 0001667565 Filed Document 0001667565-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Aperimus Offshore, Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498265 Filed Document 0001144204-16-083492 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westview Co Limited Partnership See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001667525 Filed Document 0001667525-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
SNOW LAKE CHINA OFFSHORE FUND, LTD. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506274 Filed Document 0001506274-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NICO Corp See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $18,000,007 Associated Brokers / Dealers N/A CIK Number 0001455477 Filed Document 0001455477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Paloma Access LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001576442 Filed Document 0001576442-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trethera Corp See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $10,016,681 Associated Brokers / Dealers N/A CIK Number 0001639837 Filed Document 0001382963-16-000150 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Comr.se Corp. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001574382 Filed Document 0001574382-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VITUS ENERGY LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001577081 Filed Document 0001577081-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Debt
Americas Housing Alliance Fund Two, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001667383 Filed Document 0001667383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Tontine Capital Overseas Fund II, Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479440 Filed Document 0000902664-16-005968 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HHEP-Directional, L.P. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $38,361,242 Associated Brokers / Dealers N/A CIK Number 0001662112 Filed Document 0001315863-16-001225 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments MMB, LP See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667469 Filed Document 0001667469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robustwealth LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667477 Filed Document 0001515971-16-000440 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SDC 32 Chattanooga, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $6,094,294 Associated Brokers / Dealers N/A CIK Number 0001668178 Filed Document 0001668178-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ascendco Health LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001629705 Filed Document 0000897069-16-000724 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Pelham Long/Short Small Cap Fund LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623385 Filed Document 0000902664-16-005974 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIERRA IRON ORE Corp See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001524326 Filed Document 0001176256-16-000438 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Aurora Diversified II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001483007 Filed Document 0001625257-16-000118 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Partners III LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Growth Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Trestle Point, LLC, and Gallatin Capital LLC CIK Number 0001631284 Filed Document 0001631284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $68,085,846 Associated Brokers / Dealers Donald Tippett, Scott Seibel, and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-16-000435 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NuoDB, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $16,999,999 Associated Brokers / Dealers N/A CIK Number 0001505400 Filed Document 0001505400-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Energy L/S Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Wealth Management, LLC and Ajax Limited CIK Number 0001631873 Filed Document 0000945621-16-000475 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qeexo, Co. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $4,499,993 Associated Brokers / Dealers N/A CIK Number 0001609515 Filed Document 0001609515-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569570 Filed Document 0001625257-16-000120 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iMedicor See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001408057 Filed Document 0001354488-16-006300 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
20/20 GeneSystems, Inc. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Zacks Investment Bank CIK Number 0001139685 Filed Document 0001139685-16-000008 Exclusions or Exemptions 506c Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SCHF CIF, L.P. - CIF 2016-A SERIES See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660054 Filed Document 0001660054-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHPAW CREDIT OPPORTUNITY FUND FTE LTD See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC CIK Number 0001336576 Filed Document 0001315863-16-001226 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HcT2 Co See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001583546 Filed Document 0001583546-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Meru US HFF, LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483613 Filed Document 0000919574-16-011262 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MyPizza Technologies, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001655049 Filed Document 0001655049-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
High Sierra Direct Jones Commodities, LP See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667267 Filed Document 0001667267-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERCLOUD SYSTEMS, INC. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $11,601,305 Associated Brokers / Dealers N/A CIK Number 0001128725 Filed Document 0001213900-16-011108 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Mesa West Real Estate Income Fund IV, L.P. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001662986 Filed Document 0001662986-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tontine Capital Partners II, L.P. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479441 Filed Document 0000902664-16-005967 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hydra Platform LLC Hydra Cell 020 See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667568 Filed Document 0001667568-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bo Jackson's Elite Sports-Hilliard, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001667207 Filed Document 0001667207-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CHANNEL 51, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667398 Filed Document 0001140361-16-054079 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ENDONOVO THERAPEUTICS, INC. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001528172 Filed Document 0001528172-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BrainCheck, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001649864 Filed Document 0001649864-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aralez Pharmaceuticals Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001660719 Filed Document 0001660719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Tarsa Therapeutics, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001475030 Filed Document 0001475030-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
LC Medical Assets, LLLP See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001665201 Filed Document 0001665201-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
SnoopWall, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601788 Filed Document 0001601788-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO EXECUTIVE FUND XII, L.P. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001666745 Filed Document 0001666745-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Altalis Capital Partners, LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571201 Filed Document 0000919574-16-011274 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YA Offshore Global Investments II, Ltd. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665370 Filed Document 0000902664-16-005979 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Absolute Return Strategy V Onshore Fund LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001653768 Filed Document 0001653768-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrity Cove LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001662475 Filed Document 0001662475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity