Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-16-000370 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RIMROCK LOW VOLATILITY (QP) (CAYMAN) FUND, LTD. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539002 Filed Document 0001539002-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zagster, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001556850 Filed Document 0001556850-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK LOW VOLATILITY FUND, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539001 Filed Document 0001539001-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDR GREENBRIDGE V LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001662765 Filed Document 0001662765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Aspect US Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutsche Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc, CIK Number 0001333112 Filed Document 0001315863-16-001002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRUCTURED PRODUCT (CAYMAN) FUND, LTD. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538998 Filed Document 0001538998-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONSTA CORP See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Monsta Corp CIK Number 0001663023 Filed Document 0001663023-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Nexamp, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001481062 Filed Document 0001481062-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Distributed Creation Inc. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $5,245,410 Associated Brokers / Dealers N/A CIK Number 0001589140 Filed Document 0001589140-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Scalr, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $7,349,989 Associated Brokers / Dealers N/A CIK Number 0001662762 Filed Document 0001662762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VALOR GB I, a series of AX-VaUp-Funds, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $307,992 Associated Brokers / Dealers N/A CIK Number 0001662782 Filed Document 0001662782-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHI NFP Fund, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475724 Filed Document 0001475724-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IPG Partners I, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662977 Filed Document 0001662977-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dexter Winston TE Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510198 Filed Document 0001510197-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
AllianzGI Structured Alpha 10 Year Treasury 500 LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001433065 Filed Document 0001433065-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Airelle Skin LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001606053 Filed Document 0001606053-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pollen, Inc. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $42,999,969 Associated Brokers / Dealers N/A CIK Number 0001508784 Filed Document 0001140361-16-046833 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CLVMetrics, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,520,149 Associated Brokers / Dealers N/A CIK Number 0001662957 Filed Document 0001662957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha U.S. Equity 250 LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001372728 Filed Document 0001372728-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Preempt Security, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001663015 Filed Document 0001663015-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bottlenose, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001583696 Filed Document 0001634784-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIGO ENERGY INC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001436444 Filed Document 0001436444-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROI Real Estate Opportunities Fund, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662756 Filed Document 0000902664-16-004695 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevance Renewable Sciences, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $20,867,470 Associated Brokers / Dealers N/A CIK Number 0001510100 Filed Document 0001510100-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
GENSPERA INC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,492,500 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001421204 Filed Document 0001144204-16-074350 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
100 Wall Investments LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662965 Filed Document 0001662965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
All Soft Gels Inc See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001662382 Filed Document 0001185185-16-003416 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carey Station Investors, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $3,420,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001663199 Filed Document 0001663199-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Hughes Equipment Company, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001603293 Filed Document 0000892712-16-001206 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Connect Software Corp See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $4,011,837 Associated Brokers / Dealers N/A CIK Number 0001610725 Filed Document 0001610725-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Equities Offshore Feeder Fund, Ltd. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662819 Filed Document 0001398344-16-008749 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELDERSCAN, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610671 Filed Document 0001610671-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Contrarian Emerging Markets, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458862 Filed Document 0000919574-16-008990 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hollandia Produce Group, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $22,283,962 Associated Brokers / Dealers N/A CIK Number 0001662729 Filed Document 0001662729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Bainbridge Energy Finance Fund LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662889 Filed Document 0001662889-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voltaiq, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,624,188 Associated Brokers / Dealers N/A CIK Number 0001547581 Filed Document 0001547581-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Infrastructure Securities Fund LP See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658480 Filed Document 0001658480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Richland Creek Investors, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001663172 Filed Document 0001663172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
EquityMultiple 13, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001662049 Filed Document 0001662049-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Life Vest Health, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656783 Filed Document 0001656783-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Toast, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $23,200,000 Associated Brokers / Dealers N/A CIK Number 0001650164 Filed Document 0001650164-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Actium High Yield Loan Fund III LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663300 Filed Document 0001209191-16-090830 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
OP Donley Holdings, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001661828 Filed Document 0001661828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Aspect US Institutional Fund Ltd See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutshe Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. CIK Number 0001330073 Filed Document 0001315863-16-001003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOTECH LONG SHORT FUND, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655994 Filed Document 0001655994-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WHI Multi-Strategy Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475723 Filed Document 0001475723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pharos Innovations LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001323827 Filed Document 0001323827-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Legato International Equity Fund, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595477 Filed Document 0001595477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP HEATHERSTONE PREFERRED See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001662931 Filed Document 0001662931-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity