Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Open Square Capital, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662214 Filed Document 0001662214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LONGTAIL AD SOLUTIONS INC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $19,999,987 Associated Brokers / Dealers N/A CIK Number 0001421965 Filed Document 0001421965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PowWow Energy, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,920,279 Associated Brokers / Dealers N/A CIK Number 0001663029 Filed Document 0001663029-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001593108-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,402,850 Associated Brokers / Dealers Gregory Giles CIK Number 0001135856 Filed Document 0001135856-16-000369 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aspect Institutional Diversified Fund See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC CIK Number 0001605251 Filed Document 0001315863-16-001001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petra Pharma Corp See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $10,410,478 Associated Brokers / Dealers N/A CIK Number 0001662118 Filed Document 0001662118-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zeel Networks, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $12,173,532 Associated Brokers / Dealers N/A CIK Number 0001495029 Filed Document 0001495029-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Leschi Station LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001662963 Filed Document 0001662963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fountainhead Resources LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001653154 Filed Document 0001653154-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
RIMROCK LOW VOLATILITY (CAYMAN) FUND, LTD See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539004 Filed Document 0001539004-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOPERTA PARTNERS, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629818 Filed Document 0000919574-16-008977 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Alpha JWC Ventures I, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660970 Filed Document 0001660970-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
WHI Equity Managers Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475743 Filed Document 0001475743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
875 Holdings, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tripoint Global Equities, LLC CIK Number 0001651259 Filed Document 0001651259-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Kennebec Global Opportunities Fund LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642819 Filed Document 0001642819-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reiley Pharmaceuticals, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001616308 Filed Document 0001616308-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Aggregate Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629629 Filed Document 0001660956-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sea Products Development LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers none CIK Number 0001662903 Filed Document 0001662903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
FIG Capital Investments, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570213 Filed Document 0001570213-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RIMROCK GLOBAL CREDIT (CAYMAN) FUND, LTD. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629831 Filed Document 0001629831-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Structured Alpha 1000 LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001528570 Filed Document 0001528570-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Lending Fund Two L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628342 Filed Document 0000899140-16-000942 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bainbridge Energy Finance Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662889 Filed Document 0001662889-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KALOBIOS PHARMACEUTICALS INC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $8,818,000 Associated Brokers / Dealers N/A CIK Number 0001293310 Filed Document 0001144204-16-074405 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Divya's Kitchen LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001662934 Filed Document 0001662934-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AllianzGI Structured Alpha 1000 Plus LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs Execution & Clearing, L.P., Newedge USA LLC, and Barclays Capital, Inc. CIK Number 0001555565 Filed Document 0001555565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harpoon Medical, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001617836 Filed Document 0001140361-16-047087 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Nuclear Labs LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634936 Filed Document 0000897069-16-000573 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
VANTAGE PARTNERS L P See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0000828232 Filed Document 0001140361-16-047917 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Geneius Biotechnology, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,387,350 Associated Brokers / Dealers Roth Capital Partners CIK Number 0001636098 Filed Document 0001636098-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lattice Biologics Ltd. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $8,421,063 Associated Brokers / Dealers N/A CIK Number 0001031020 Filed Document 0001031020-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CFP Opportunity Fund PLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623350 Filed Document 0000943663-16-000236 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohio Awning Equity, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001662927 Filed Document 0001662927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Prodigy Absolute Return Fund, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537770 Filed Document 0001537770-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lawton Park Ltd Partners, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630135 Filed Document 0001630135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reneo Capital SPV I LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637483 Filed Document 0000902664-16-004696 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EEStor Corp See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $24,553 Associated Brokers / Dealers N/A CIK Number 0001437522 Filed Document 0001209191-16-089492 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Digitech Venture Capital Fund, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001662220 Filed Document 0001662220-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Opportunity Fund II, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001631096 Filed Document 0001095449-16-000170 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSS Structured Capital - Annex Fund, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $104,860,912 Associated Brokers / Dealers N/A CIK Number 0001662740 Filed Document 0001662740-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vascular Pharmaceuticals, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001557160 Filed Document 0001557160-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
W.H.I. GROWTH FUND Q P L P See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359637 Filed Document 0001359637-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
RealtyShares 200, LLC, Series A See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001662778 Filed Document 0001662778-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
CALWEST BANCORP See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001257580 Filed Document 0001257580-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Crave Food Services Corp See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662559 Filed Document 0001662559-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
FormZapper.com, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001607685 Filed Document 0001607685-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Accelmed Growth Partners, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001662817 Filed Document 0001192482-16-000470 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTAROCK FUND LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172921 Filed Document 0001172921-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINGSBURY RUN PARTNERS, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595269 Filed Document 0000919574-16-008964 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity