Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Royal Falcon Domestic Fund LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634932 Filed Document 0001634932-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JF Land Holdings II, LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001627605 Filed Document 0001627605-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
KROUDFUNDING CORP. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001667727 Filed Document 0001667727-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Eight Partners VC Fund I, L.P. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $420,000,000 Associated Brokers / Dealers N/A CIK Number 0001667762 Filed Document 0001667762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CRYSTAL ROCK FUND, LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365980 Filed Document 0001544824-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTG PLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450431 Filed Document 0001450431-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bonanza Partners, L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322210 Filed Document 0000919574-16-011418 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Battery Ventures XI-A Side Fund, L.P. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001665600 Filed Document 0001665603-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FISCHER SELECT FUND, LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410037 Filed Document 0000919574-16-011420 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALZHEON, INC. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001582636 Filed Document 0001140361-16-055143 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
234 9th, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001666692 Filed Document 0001666692-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Gleason Technology, Inc. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $3,370,848 Associated Brokers / Dealers N/A CIK Number 0001615022 Filed Document 0001615022-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GAM FCM Cat Bond Inc. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570016 Filed Document 0001570016-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trez US #2 Investment Partnership, LP See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001668391 Filed Document 0001668391-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WIND ROSE FUND LTD See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424917 Filed Document 0001424917-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Waterbuck Fund Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570557 Filed Document 0001140361-16-055062 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONE PERCUSSION, INC. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001668040 Filed Document 0001668040-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TBK PARTNERS LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459798 Filed Document 0001315863-16-001242 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIALTO CAPITAL CMBS FUND II, LP See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668026 Filed Document 0001668026-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SECURIS I FUND See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417865 Filed Document 0000902664-16-006095 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JP MORGAN ACCESS MULTI-STRATEGY FUND LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001286410 Filed Document 0000943663-16-000278 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Omni Fund, Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431976 Filed Document 0000919574-16-011450 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Massey Quick Multi Manager Equity Fund LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523099 Filed Document 0001594883-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONG MEADOW HOLDINGS LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019594 Filed Document 0001140361-16-055125 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAHAM PARTNERS L P See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053677 Filed Document 0001053677-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NFI Income Strategies Fund, L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566741 Filed Document 0001566741-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesirow Opportunity Fund, Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600715 Filed Document 0001600715-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Asia Pacific Fund, Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456241 Filed Document 0000919574-16-011448 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HeatGenie, Inc. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers Ryan Feit, Tanya Price, Ameet Padte, and Aaron Kellner CIK Number 0001495754 Filed Document 0001209191-16-102818 Exclusions or Exemptions 506c Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Folger Hill Partners (Cayman) Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634630 Filed Document 0001634630-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CULINART HOLDINGS INC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001029227 Filed Document 0001029227-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Centerstar Energy Services, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $4,681,736 Associated Brokers / Dealers N/A CIK Number 0001668095 Filed Document 0001668095-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Battery Ventures XI-B, L.P. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001665601 Filed Document 0001665599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SCP Endowment Fund, L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001424897 Filed Document 0000902664-16-006103 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NovaBay Pharmaceuticals, Inc. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $2,830,804 Associated Brokers / Dealers China Kington Asset Management Co. Ltd. CIK Number 0001389545 Filed Document 0001437749-16-026178 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Long-Short Equity Fund, Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001631908 Filed Document 0001635263-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senscio Systems, Inc. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001574059 Filed Document 0001574059-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Purely Maple, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001666967 Filed Document 0001666967-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gabelli International Ltd See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412410 Filed Document 0000919574-16-011412 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EQT MMUS IAC Co-Investment Limited Partnership See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668078 Filed Document 0001668078-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
GenomeNext LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667959 Filed Document 0001667959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Battery Ventures XI-A, L.P. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001665603 Filed Document 0001665603-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fischer Offshore Fund Ltd See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384048 Filed Document 0000919574-16-011424 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celcuity LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $5,175,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001603454 Filed Document 0001209191-16-103006 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Spitfire Qualified Fund Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571581 Filed Document 0001571581-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Student Loan Benefits,Inc See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $2,115,000 Associated Brokers / Dealers N/A CIK Number 0001667740 Filed Document 0001667740-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Westdale CR Ventures #6, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001668008 Filed Document 0001668008-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
everyStory, Inc. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001643217 Filed Document 0001643217-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HV Holdings LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001668262 Filed Document 0001668262-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
501 Gateway, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001667226 Filed Document 0000892712-16-001440 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity