|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $17,500,000,000
- Associated Brokers / Dealers
- NH Investment & Securities, Compass Group Global Advisors, Bank Julius Baer & Co., Ltd., Bethmann Bank AG, Morgan Stanley Asia International Limited, Morgan Stanley Smith Barney LLC, and UBS Financial Services Inc.
- CIK Number
- 0001640301
- Filed Document
- 0001640301-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- Bruce Roberts and John Stanier
- CIK Number
- 0001624616
- Filed Document
- 0001624616-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001662655
- Filed Document
- 0001662655-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596219
- Filed Document
- 0001596219-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627400
- Filed Document
- 0000902664-16-004689
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565305
- Filed Document
- 0000902664-16-004691
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Trinity Group Limited, MVision Private Equity Advisers USA LLC, NEVASA HMC, Further Capital Partners Ltd., and Korea Asset Investment Securities
- CIK Number
- 0001595894
- Filed Document
- 0001595894-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663080
- Filed Document
- 0001140361-16-047450
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
AVIVA INVESTORS REAL ESTATE CAPITAL GLOBAL CO-INVESTMENT FUND, L.P.
See All Filings
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663433
- Filed Document
- 0001663433-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564717
- Filed Document
- 0001564717-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $50,040,051
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664715
- Filed Document
- 0001664715-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $6,327,827
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662692
- Filed Document
- 0001140361-16-047102
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities, LLC
- CIK Number
- 0001663045
- Filed Document
- 0001663045-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- HFF Securities L.P
- CIK Number
- 0001595657
- Filed Document
- 0001595657-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662939
- Filed Document
- 0001615774-16-003827
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001369290
- Filed Document
- 0001369290-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,300,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001664079
- Filed Document
- 0001664079-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663070
- Filed Document
- 0001663070-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001462049
- Filed Document
- 0000919574-16-009014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662624
- Filed Document
- 0001662624-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities, LLC
- CIK Number
- 0001663042
- Filed Document
- 0001663042-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457018
- Filed Document
- 0001457018-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567748
- Filed Document
- 0001567748-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001582323
- Filed Document
- 0001582323-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $3,010,239
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663059
- Filed Document
- 0001663059-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509893
- Filed Document
- 0000919574-16-009025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424503
- Filed Document
- 0000935836-16-000634
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $19,495,000
- Associated Brokers / Dealers
- FINRA Member Broker-Dealers
- CIK Number
- 0001660870
- Filed Document
- 0001660870-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479137
- Filed Document
- 0000902664-16-004688
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- PHX Financial, Inc.
- CIK Number
- 0001615083
- Filed Document
- 0001387131-16-003885
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $4,655,000
- Associated Brokers / Dealers
- Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc.
- CIK Number
- 0001662993
- Filed Document
- 0001662993-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $251
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662941
- Filed Document
- 0001662941-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597111
- Filed Document
- 0001597111-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540556
- Filed Document
- 0001235802-16-000189
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Please see footnote 5 attached.
- CIK Number
- 0001133078
- Filed Document
- 0001133078-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525664
- Filed Document
- 0001525664-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $15,302,161
- Associated Brokers / Dealers
- Gregory Giles
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $45,720,683
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385978
- Filed Document
- 0001385978-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565306
- Filed Document
- 0000902664-16-004690
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529194
- Filed Document
- 0001529194-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- March Capital Corp, Whitehall-Parker Securities Inc., and Monarch Bay Securities, LLC
- CIK Number
- 0001548090
- Filed Document
- 0001548090-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001112747
- Filed Document
- 0001112747-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001567842
- Filed Document
- 0001567842-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $5,451,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663439
- Filed Document
- 0001663439-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662249
- Filed Document
- 0001144204-16-074684
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659745
- Filed Document
- 0001659745-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Harbor Light Securities, LLC
- CIK Number
- 0001663040
- Filed Document
- 0001663040-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Northland Securities, Inc. and Lake Street Capital Markets, LLC
- CIK Number
- 0001495536
- Filed Document
- 0001213900-16-010037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, Inc., Jeffrey Anderson, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, and NYLIFE Distributors LLC
- CIK Number
- 0001432468
- Filed Document
- 0001140361-16-047228
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mid Atlantic Capital Corporation
- CIK Number
- 0001357915
- Filed Document
- 0000919574-16-009001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|