Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DFJ Growth 2016 Private Investors Offshore, L.P. See All Filings	D	2016-07-06 10:26:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001678116 Filed Document 0000950103-16-014659 Exclusions or Exemptions 506b Accepted Date 2016-07-06 10:26:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HerdX, Inc. See All Filings	D/A	2016-07-06 10:24:11 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001522041 Filed Document 0001522041-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-06 10:24:11 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nexoptic Technology Corp. See All Filings	D	2016-07-06 10:19:23 UTC
Amount To Be Raised $1,201,982 Associated Brokers / Dealers N/A CIK Number 0001654714 Filed Document 0001654714-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-06 10:19:23 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
True Hedge Real Asset Advantage Fund, L.P. See All Filings	D/A	2016-07-06 10:12:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581732 Filed Document 0001581732-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-06 10:12:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LLC See All Filings	D/A	2016-07-06 10:05:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001119896 Filed Document 0000902664-16-007502 Exclusions or Exemptions 506b Accepted Date 2016-07-06 10:05:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care Maumee Home, LLC See All Filings	D	2016-07-06 09:33:41 UTC
Amount To Be Raised $1,262,240 Associated Brokers / Dealers N/A CIK Number 0001678868 Filed Document 0001678868-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-06 09:33:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CELSENSE INC See All Filings	D/A	2016-07-06 09:31:19 UTC
Amount To Be Raised $353,000 Associated Brokers / Dealers N/A CIK Number 0001372965 Filed Document 0001372965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-06 09:31:19 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
TIFF KEYSTONE FUND, L.P. See All Filings	D	2016-07-06 09:29:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440954 Filed Document 0001440954-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-06 09:29:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLUB MOTORSPORTS INC See All Filings	D/A	2016-07-06 08:35:11 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001255733 Filed Document 0001255733-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:35:11 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dimensional Funds plc - Global Sustainability Core Equity Fund See All Filings	D/A	2016-07-06 08:27:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579777 Filed Document 0000945621-16-000650 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:27:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZORA Investments III LLC See All Filings	D	2016-07-06 08:22:56 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678723 Filed Document 0001678723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:22:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZORA Investments II LLC See All Filings	D	2016-07-06 08:21:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678722 Filed Document 0001678722-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:21:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Gateway Fund, LP See All Filings	D	2016-07-06 08:21:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678301 Filed Document 0001315863-16-001586 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:21:17 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZORA Investments LLC See All Filings	D	2016-07-06 08:17:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001678721 Filed Document 0001678721-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-06 08:17:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BWS Tech Disrupt Fund, L.L.P. See All Filings	D	2016-07-06 07:34:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Black Wall Street Investments,LLC CIK Number 0001677904 Filed Document 0001677904-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-06 07:34:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-07-06 07:08:42 UTC
Amount To Be Raised $3,360,000 Associated Brokers / Dealers Michael P. Corry, Robert L. Scharff, Gwen M. Middeke, and Raymond J. North, Jr. CIK Number 0001135856 Filed Document 0001135856-16-000602 Exclusions or Exemptions 506b Accepted Date 2016-07-06 07:08:42 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rotation Capital Credit Opportunities Offshore Fund, Ltd See All Filings	D/A	2016-07-06 06:09:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646904 Filed Document 0000902664-16-007501 Exclusions or Exemptions 506b Accepted Date 2016-07-06 06:09:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evolution Consumer Lending Fund L.P. See All Filings	D/A	2016-07-05 22:11:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564607 Filed Document 0001564607-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 22:11:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macaquarie European Alpha US Feeder Fund See All Filings	D	2016-07-05 21:57:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678515 Filed Document 0001678515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 21:57:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
NSE Renton Manager, LLC See All Filings	D	2016-07-05 21:33:39 UTC
Amount To Be Raised $1,455,000 Associated Brokers / Dealers N/A CIK Number 0001677267 Filed Document 0001019687-16-006853 Exclusions or Exemptions 506b Accepted Date 2016-07-05 21:33:39 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mudita Option Opportunity LP - Series B See All Filings	D	2016-07-05 21:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678659 Filed Document 0001678659-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 21:20:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ConAm Vancouver Williams Investors LLC See All Filings	D/A	2016-07-05 21:11:39 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001677598 Filed Document 0001677598-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 21:11:39 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3Scan Inc. See All Filings	D	2016-07-05 21:06:56 UTC
Amount To Be Raised $13,999,915 Associated Brokers / Dealers N/A CIK Number 0001627080 Filed Document 0001627080-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 21:06:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
YILOLIFE INC. See All Filings	1-A	2016-07-05 20:57:43 UTC
Amount To Be Raised $16,400,000 Associated Brokers / Dealers N/A CIK Number 0001678097 Filed Document 0001640334-16-001301 Accepted Date 2016-07-05 20:57:43 UTC Type of Offering 1-A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $3,622,005 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Blue Road Capital PV, L.P. See All Filings	D	2016-07-05 20:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001678529 Filed Document 0001140361-16-071671 Exclusions or Exemptions 506b Accepted Date 2016-07-05 20:44:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZoomCar, Inc. See All Filings	D	2016-07-05 20:31:53 UTC
Amount To Be Raised $585,750 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 20:31:53 UTC Type of Offering D Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Debt
Akkadian Ventures IV, LP See All Filings	D	2016-07-05 20:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC CIK Number 0001673366 Filed Document 0001673366-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 20:05:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capnia, Inc. See All Filings	D	2016-07-05 19:51:24 UTC
Amount To Be Raised $13,780,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001484565 Filed Document 0001484565-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-05 19:51:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VestedWorld Africa Fund, LLC - Series A See All Filings	D	2016-07-05 19:16:57 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001677793 Filed Document 0001677793-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 19:16:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREE TO EAT, INC. See All Filings	D	2016-07-05 19:11:15 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609015 Filed Document 0001609015-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-07-05 19:11:15 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Room Choice, Inc. See All Filings	D	2016-07-05 19:07:10 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001622428 Filed Document 0001622428-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-05 19:07:10 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Ocular Data Systems Inc. See All Filings	D	2016-07-05 18:51:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Not Applicable CIK Number 0001678849 Filed Document 0001678849-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-05 18:51:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LeanTaaS, Inc. See All Filings	D	2016-07-05 18:33:27 UTC
Amount To Be Raised $9,894,300 Associated Brokers / Dealers N/A CIK Number 0001491408 Filed Document 0001491408-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-05 18:33:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Juno Therapeutics, Inc. See All Filings	D/A	2016-07-05 18:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-05 18:08:37 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Delcap, LP See All Filings	D	2016-07-05 17:59:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001678360 Filed Document 0001678360-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:59:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arka India Fund See All Filings	D	2016-07-05 17:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001677312 Filed Document 0001677312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:52:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BevSpot, Inc. See All Filings	D	2016-07-05 17:36:30 UTC
Amount To Be Raised $11,000,003 Associated Brokers / Dealers N/A CIK Number 0001678779 Filed Document 0001678779-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:36:30 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Moat Capital Ventures, LP See All Filings	D/A	2016-07-05 17:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619062 Filed Document 0001619062-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:30:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3-V Biosciences, Inc. See All Filings	D	2016-07-05 17:24:14 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001400118 Filed Document 0001400118-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:24:14 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D/A	2016-07-05 17:14:39 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:14:39 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Future of Surgery Fund, L.P. See All Filings	D	2016-07-05 17:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678771 Filed Document 0001678771-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 17:00:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forerunner Partners III, L.P. See All Filings	D	2016-07-05 16:58:44 UTC
Amount To Be Raised $122,000,000 Associated Brokers / Dealers N/A CIK Number 0001677697 Filed Document 0001677697-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:58:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forerunner Partners II, L.P. See All Filings	D/A	2016-07-05 16:39:03 UTC
Amount To Be Raised $75,757,575 Associated Brokers / Dealers N/A CIK Number 0001593996 Filed Document 0001593996-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:39:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG White Star Holdings, LLC See All Filings	D	2016-07-05 16:38:27 UTC
Amount To Be Raised $112,774,654 Associated Brokers / Dealers N/A CIK Number 0001596382 Filed Document 0001596382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:38:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GrowlerWerks, Inc. See All Filings	D	2016-07-05 16:35:12 UTC
Amount To Be Raised $1,072,000 Associated Brokers / Dealers N/A CIK Number 0001678665 Filed Document 0001678665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:35:12 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D	2016-07-05 16:29:58 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:29:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Liquid 2 Ventures, L.P. See All Filings	D/A	2016-07-05 16:26:14 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001651994 Filed Document 0001678764-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:26:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tricadia Convexity Fund, L.P. See All Filings	D/A	2016-07-05 16:21:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612492 Filed Document 0001612495-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:21:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peninsula Ventures IV, L.P. See All Filings	D/A	2016-07-05 16:19:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670593 Filed Document 0001670593-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:19:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricadia Convexity Fund, Ltd. See All Filings	D/A	2016-07-05 16:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612495 Filed Document 0001612495-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-05 16:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund