Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CAZ Financial Recovery Fund, L.P. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463144 Filed Document 0001315863-16-001251 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Firebird U.S. Value Fund, L.P. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614840 Filed Document 0001012975-16-001066 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A.W. JONES ASSOCIATES LP See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Watts Capital, LLC, Bhargava Wealth Management, LLC, Fort Ghent Brokerage LLC, and Alpha Strategies Investment Consulting Inc. CIK Number 0001565758 Filed Document 0000919574-16-011580 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mati Inc. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised $1,349,987 Associated Brokers / Dealers N/A CIK Number 0001649456 Filed Document 0001649456-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Savannah River Brewing Company, LLC See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $1,190,000 Associated Brokers / Dealers N/A CIK Number 0001662106 Filed Document 0001662106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Roomi Inc. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised $6,034,449 Associated Brokers / Dealers N/A CIK Number 0001639718 Filed Document 0001639718-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rural Urgent Care, LLC See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001640587 Filed Document 0001640587-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
SELECT OPPORTUNITY FUND, L.P. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457267 Filed Document 0000919574-16-011573 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
J.P. MORGAN MULTI-STRATEGY FUND, LTD. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460045 Filed Document 0001580909-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OCP Debt Opportunity International, Ltd. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366460 Filed Document 0000919574-16-011559 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Mortgage Recovery Fund II ESC, L.P. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668280 Filed Document 0001668280-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Convexity Capital Offshore L.P. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356645 Filed Document 0000902664-16-006151 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Direct Match Holdings Inc. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $8,355,007 Associated Brokers / Dealers N/A CIK Number 0001667531 Filed Document 0000905718-16-001250 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALPINE HERITAGE, L.P. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424943 Filed Document 0001424943-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
Alpine Institutional LP See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405713 Filed Document 0001405713-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Equity
J.P. MORGAN MULTI-STRATEGY FUND II, L.P. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460027 Filed Document 0001623777-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTSTAR CAPITAL PARTNERS GRS, L.P. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668063 Filed Document 0001668063-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLEARFORK CAPITAL FUND LLC See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc., National Financial Services LLC, Charles Schwab & Co., Inc., Comerica Securities, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, Morgan Keegan & Company, Inc., Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., Citigroup Global Markets Inc., Wells Fargo Bank N.A., SunTrust Investment Services, UBS Financial Services Inc., Wells Fargo Advisors, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, RBC Capital Markets Corporation, Wells Fargo Advisors Financial Network, LLC, Morgan Stanley Smith Barney LLC, J.P. Morgan Securities, Deutsche Bank Trust Company Americas N.A., Janney Montgomery Scott LLC, US Bank N.A., Atlantic Trust Company, N.A., and US Trust Company, N.A. CIK Number 0001393065 Filed Document 0000940394-16-002200 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Roomi Inc. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised $6,034,449 Associated Brokers / Dealers N/A CIK Number 0001639718 Filed Document 0001639718-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Section Studios, Inc. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668777 Filed Document 0001668777-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Felicitas Opportunities Fund, LP See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601889 Filed Document 0001144204-16-086276 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonehaven Energy Consolidated, LLC See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668591 Filed Document 0001668591-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Diversified Strategies LLC See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297726 Filed Document 0001507943-16-000177 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Multi-Strategy Corporate Credit Cayman Fund Ltd. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001625541 Filed Document 0000943663-16-000299 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gravitas Resources Corp See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $17,700,000 Associated Brokers / Dealers N/A CIK Number 0001668442 Filed Document 0001668442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Newport Eureka, LLC See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484369 Filed Document 0001507943-16-000172 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDSS Holdings, Inc. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001563947 Filed Document 0001140361-16-056501 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROCESSUNITY, INC. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $1,820,000 Associated Brokers / Dealers N/A CIK Number 0001284066 Filed Document 0001284066-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Flip KC, LLC See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001668611 Filed Document 0001668611-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
CAPFUNDR REIT VALUE FUND I LLC See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001668291 Filed Document 0001668291-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Miller Investment Management Fund I, LP See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319736 Filed Document 0000919574-16-011591 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Anbec Partners, LP See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668258 Filed Document 0001668258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERMIT CAPITAL PRIVATE EQUITY FUND LP See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001304611 Filed Document 0001192482-16-000506 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omni SPC, Ltd. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499915 Filed Document 0001580909-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyberreef Solutions, Inc. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $745,000 Associated Brokers / Dealers Biomedical Research Foundation of Northwest Louisiana CIK Number 0001574160 Filed Document 0001574160-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
MEYER BERGMAN EUROPEAN RETAIL PARTNERS III-TE, L.P. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greenhill & Co., LLC CIK Number 0001668354 Filed Document 0001668354-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Market Wellness Institute Inc. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665375 Filed Document 0001665375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FIREBIRD AVRORA FUND LTD See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273301 Filed Document 0001012975-16-001062 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
W FINANCIAL FUND, LP See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001248244 Filed Document 0001248244-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SWIFT REAL ESTATE PARTNERS PARALLEL FUND II, L.P. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001668440 Filed Document 0001665672-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RLV51 Fund, L.P. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers Crewe Capital, LLC CIK Number 0001666180 Filed Document 0001666180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ACK Asset Partners (Cayman) Ltd. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Concept Capital Markets, LLC, Flying Cloud Securities LLC, and Flying Cloud Securities LLC CIK Number 0001506095 Filed Document 0000899140-16-001249 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CampusTVs, Inc. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605766 Filed Document 0001605766-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Elan Fund LP See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623777 Filed Document 0001623777-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALISADES PARTNERS LP See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000833291 Filed Document 0000833291-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ZSX Medical, LLC See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001668486 Filed Document 0001668486-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PHIRELIGHT SECURITY SOLUTIONS INC. See All Filings	D	2016-03-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Wm Smith & Co. CIK Number 0001668303 Filed Document 0001668303-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Ithan Creek Investors (Cayman), Ltd. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001438036 Filed Document 0000919574-16-011577 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SLS Investors, L.P. See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001092468 Filed Document 0000919574-16-011565 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER EMERGING MARKETS FUND, A SEPARATE INVESTMENT FUND WITHIN THE SCHRODER CAPITAL MANAGEMENT COLLECTIVE TRUST See All Filings	D/A	2016-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001433069 Filed Document 0001433069-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund