Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Deja Mi, Inc. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $7,325,710 Associated Brokers / Dealers N/A CIK Number 0001517341 Filed Document 0001461373-16-000058 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Nanopore Diagnostics, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001663608 Filed Document 0001663608-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SNAP CPAP, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001663173 Filed Document 0001663173-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bullseye Disciplined Long Short Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX Capital LLC CIK Number 0001513780 Filed Document 0001315863-16-001009 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gud Technologies, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001663085 Filed Document 0001663085-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLLWICK OPPORTUNITY FUND, L.P. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661130 Filed Document 0000919574-16-009054 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
APEG IDA Fund, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001663236 Filed Document 0001663236-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
III RELATIVE VALUE CREDIT STRATEGIES FUND L P See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Maymont Partners, Inc., Anchor Asset Management LLC, Frontier Solutions, LLC, Norfolk Markets, LLC, and James River Securities Corp. CIK Number 0001345001 Filed Document 0001345001-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hartwell Capital Partners LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354588 Filed Document 0001354588-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DORCHESTER CAPITAL INTERNATIONAL LTD See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc., Independent Financial Advisors, Inc., Atrium Portfolio Management and Investment SA, and Wells Alternative Strategies Group, Inc. CIK Number 0001291484 Filed Document 0001507943-16-000146 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allied Payment Network Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001536406 Filed Document 0001536406-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Legion Partners, L.P. II See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618783 Filed Document 0001618783-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $789,854 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-16-000377 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Taiyo Greater India Employees, L.P. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561129 Filed Document 0001561129-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Seven Hills Capital Partners LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480187 Filed Document 0001140361-16-047226 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Preservation Fund LP See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556344 Filed Document 0001556344-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $24,680,164 Associated Brokers / Dealers Michael Moorhead, Jennifer Kephart, Monte Harrick, and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-16-000384 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Shelby Moore CIK Number 0001633523 Filed Document 0001633523-16-000049 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $21,020,871 Associated Brokers / Dealers Arthur Gilbert, Jennifer Gilbert-Duffy, Matthew McLaughlin, Alfred Hammond, Peter Ciovacco, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000389 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Card For Good Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001663168 Filed Document 0001663168-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
INTECH U.S. Managed Volatility Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596014 Filed Document 0001596014-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCM Rochester, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001623854 Filed Document 0001623854-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Janus Cash Liquidity Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468051 Filed Document 0001468051-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engineered Propulsion Systems, Inc. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,104,600 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Janus Velocity Long/Short Volatility Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550944 Filed Document 0001550944-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANUS INSTITUTIONAL CONCENTRATED GROWTH PORTFOLIO See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001073880 Filed Document 0001073880-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRANS LUX Corp See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $457,000 Associated Brokers / Dealers N/A CIK Number 0000099106 Filed Document 0000099106-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
IBS TURNAROUND FUND (QP) (A LTD PARTNERSHIP) See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415021 Filed Document 0001415021-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maglan Distressed Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508049 Filed Document 0000902664-16-004743 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dedicated Graham Tactical Trend Fund Ltd See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630002 Filed Document 0001630002-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FaceFirst, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001663212 Filed Document 0001663212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZIPLINE MEDICAL INC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $26,882,086 Associated Brokers / Dealers N/A CIK Number 0001408578 Filed Document 0001408578-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Collwick Premier Access Fund, L.P. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502892 Filed Document 0000919574-16-009057 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ACCORD GP CO-INVESTMENT OPPORTUNITY II, L.P. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers ACCORD CAPITAL PARTNERS LLC CIK Number 0001663469 Filed Document 0001663469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Onan Technologies, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001662999 Filed Document 0001662999-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Nu Pagamentos S.A. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $52,339,986 Associated Brokers / Dealers N/A CIK Number 0001580059 Filed Document 0001580059-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
NextCapital Group, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001616454 Filed Document 0001616454-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VV Capital International, Ltd. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640839 Filed Document 0001640839-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advisory Research All Cap Value Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327843 Filed Document 0001327843-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueSpruce Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581020 Filed Document 0001581020-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
4012 Raintree Road Equities LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,464,500 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001662380 Filed Document 0001662380-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hollender Sustainable Brands, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers CircleUp Network, Inc CIK Number 0001578884 Filed Document 0001578884-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Mundane International Ltd See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419752 Filed Document 0001419755-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PNFP Properties, Inc See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001309013 Filed Document 0001309013-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
HUIZENGA MANAGERS FUND LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001262227 Filed Document 0001262227-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Partners Long Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478760 Filed Document 0000902664-16-004711 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $3,010,917 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000383 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Plaza 85 SPE, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $3,372,000 Associated Brokers / Dealers N/A CIK Number 0001663186 Filed Document 0001663186-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,371,772 Associated Brokers / Dealers Robert H. Leeper CIK Number 0001135856 Filed Document 0001135856-16-000376 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AGENUS INC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001098972 Filed Document 0001209191-16-090514 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity