Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BERTRAM GROWTH CAPITAL III-A, L.P. See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001661550 Filed Document 0001661551-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peach Tree #1, LP See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001663557 Filed Document 0001354488-16-005920 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Rialto Real Estate Fund III - Property, LP See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001654792 Filed Document 0001654792-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TBC PARTNERS LP See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595870 Filed Document 0001140361-16-047483 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRINITY CAPITAL INVESTMENT INCOME FUND, LLC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001609707 Filed Document 0001609707-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blue Vista Student Housing Select Strategies Fund, L.P. See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001627472 Filed Document 0001627472-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRI Nine Market Square LLC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Johnson, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001663755 Filed Document 0001140361-16-047868 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VSM FUND I, LLC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001656548 Filed Document 0001656548-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ebbets Field Partners Qualified LP See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594875 Filed Document 0001594875-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acacia Conservation Fund (Offshore), Ltd. See All Filings	D/A	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416229 Filed Document 0000919574-16-009132 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Griffis Premium Apartment Fund III, LLC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001662236 Filed Document 0001104659-16-089079 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KHI Investors, LLC See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001662975 Filed Document 0001662975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
ALPHA INSURANCE ANALYSTS LTD See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N-A CIK Number 0001454220 Filed Document 0001454220-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
AQR Style Premia PM Offshore Fund II, L.P. See All Filings	D	2016-01-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661096 Filed Document 0001660752-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluebridge, LLC See All Filings	D/A	2016-01-10 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001603748 Filed Document 0001603748-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Xigent Automation Systems, Inc. See All Filings	D	2016-01-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629975 Filed Document 0000949265-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-01-10 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
iSplack, Inc. See All Filings	D	2016-01-09 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001653543 Filed Document 0001653543-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
QuantConnect Corp See All Filings	D	2016-01-09 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001666598 Filed Document 0001666598-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSI ENTERPRISES, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634558 Filed Document 0001634558-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
HUIZENGA MANAGERS FUND LTD See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001355027 Filed Document 0001355027-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teza Fund LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627321 Filed Document 0001627321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-16-000380 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DFP FUND, L.P. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001334811 Filed Document 0001334811-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genomic Cancer Institute, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $1,499,999 Associated Brokers / Dealers N/A CIK Number 0001663181 Filed Document 0001663181-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Legion Partners Special Opportunities, L.P. I See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612650 Filed Document 0001612650-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CEP Equity Market Neutral Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566305 Filed Document 0001566305-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S&P 500 INDEX EQUALLY WEIGHTED FUND L P See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031276 Filed Document 0001031276-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $13,572,904 Associated Brokers / Dealers Eddie Allen CIK Number 0001135856 Filed Document 0001135856-16-000378 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SEVEN BRIDGES EQUITY ACCESS FUND LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630201 Filed Document 0001630201-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYnd Analytics, Inc. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000822370 Filed Document 0001615774-16-003848 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised $28,349,490 Associated Brokers / Dealers Michael Moorhead, Jennifer Kephart, Monte Herrick, and Samir Sheth CIK Number 0001135856 Filed Document 0001135856-16-000385 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Renaissance Oil Corp. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $430,756 Associated Brokers / Dealers N/A CIK Number 0001591476 Filed Document 0001140361-16-047321 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NMRKT Inc See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001598498 Filed Document 0001598498-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Genesis Drilling Program VIII LP See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Dean Matsumoto CIK Number 0001633418 Filed Document 0001633418-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Holiday Ham Holdings, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001660561 Filed Document 0001660561-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Huck & Miguel LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001660907 Filed Document 0001660907-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CEP Equity Market Neutral Fund Ltd. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566313 Filed Document 0001566313-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVEY BRANCH INVESTORS, LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $5,141,500 Associated Brokers / Dealers BRIDGE CAPITAL ASSOCIATES INC. and BRIDGE CAPITAL ASSOCIATES INC. CIK Number 0001661684 Filed Document 0001661684-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Janus Cash Collateral Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597521 Filed Document 0001597521-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANUS INTERNATIONAL RESEARCH EQUITY PORTFOLIO See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001042477 Filed Document 0001042477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VO2 Partners V LLC See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $469,870 Associated Brokers / Dealers N/A CIK Number 0001662873 Filed Document 0001144204-16-075805 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BounceChat, Inc. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,110,098 Associated Brokers / Dealers N/A CIK Number 0001657899 Filed Document 0001657899-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
INTECH International Large Cap Core Fund LLC See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595978 Filed Document 0001595978-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Innovational Funding, LLC Project #65 See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655256 Filed Document 0001655256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Safety Quick Lighting & Fans Corp. See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Bradley Woods & Co. Ltd. CIK Number 0001598981 Filed Document 0001598981-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OEP VI Feeder (Cayman), L.P. See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629907 Filed Document 0001629907-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORY RESEARCH SMALL CAP VALUE FUND II LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456140 Filed Document 0001456140-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dedicated Graham Tactical Trend Fund Ltd See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630002 Filed Document 0001630002-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVISORY RESEARCH MICROCAP VALUE FUND LP See All Filings	D/A	2016-01-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166072 Filed Document 0001166072-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commerce Street Keefe Ventures Fund, III LP See All Filings	D	2016-01-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001663071 Filed Document 0001663071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund