Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Eos Partners, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000927020 Filed Document 0000902664-16-006286 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARIBBEAN SUSTAINABLE FISHERIES CORP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001353353 Filed Document 0001342324-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Debt
EINBEITA TAX EXEMPT PARTNERS LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460039 Filed Document 0000919574-16-011778 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Thematic Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ajax Limited and Sendero Securities, LLC CIK Number 0001543417 Filed Document 0000945621-16-000518 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Washington Private Equity Investors IX-B, L.P. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001668944 Filed Document 0001668944-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Gusto Two, LLC See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001668947 Filed Document 0001668947-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Pure Alpha Major Markets, Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529071 Filed Document 0000899140-16-001281 Exclusions or Exemptions 506c Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Vukota Wind River Place Apartments, LLLP See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $1,700,500 Associated Brokers / Dealers N/A CIK Number 0001668103 Filed Document 0001668103-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Tissue Analytics, Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $1,925,000 Associated Brokers / Dealers N/A CIK Number 0001633370 Filed Document 0001633370-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Q-BLK APPRECIATION FUND LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group CIK Number 0001318598 Filed Document 0001666701-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lee Equity Partners Fund II, L.P See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001656696 Filed Document 0001656696-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Counter Brands, LLC See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $14,999,962 Associated Brokers / Dealers N/A CIK Number 0001572065 Filed Document 0001140361-16-057690 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Special Opportunities Fund LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636602 Filed Document 0001636602-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VOKE INC. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $12,622,886 Associated Brokers / Dealers N/A CIK Number 0001437452 Filed Document 0001437452-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Vinings Health Park, L.P. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $14,040,044 Associated Brokers / Dealers N/A CIK Number 0001669024 Filed Document 0001669024-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
App Orchid Inc. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001640104 Filed Document 0001640104-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Whitefish Crossing Partners, LP See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Not Applicable. There will be no sales compensation. CIK Number 0001669320 Filed Document 0001669320-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MONTANA Revenue or Assets $No Revenues Type of Security Equity
TUCEK PARTNERS, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000872953 Filed Document 0000919574-16-011784 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ZAZOVE OFFSHORE GLOBAL CONVERTIBLE FUND LTD See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329208 Filed Document 0001076322-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Eclipse U.S. Fund, LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283074 Filed Document 0000919574-16-011804 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rotag Resources, Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001668705 Filed Document 0001668705-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TCG Sigman LP See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $2,205,000 Associated Brokers / Dealers N/A CIK Number 0001668818 Filed Document 0001668818-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Velosal Medical, Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001620056 Filed Document 0001620056-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Viking Global Equities II LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413378 Filed Document 0000902664-16-006278 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Spectrum U.S. Fund, LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334130 Filed Document 0000919574-16-011816 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROPRIETARY CAPITAL MACRO SERIES FUND, LLC See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453715 Filed Document 0001453715-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ZAZOVE AGGRESSIVE GROWTH FUND LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006700 Filed Document 0001305572-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venor Capital Partners LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sinclair & Company, LLC and Pulse Capital Partners, LLC CIK Number 0001343169 Filed Document 0001315863-16-001292 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAGNETICS, INC. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001312474 Filed Document 0001312474-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NineWells Capital Partners, LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517621 Filed Document 0001517621-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIVIK HEALTHCARE PARTNERS, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156335 Filed Document 0001566114-16-000109 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roadmap Peraso LP II (U.S. & Offshore) See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669134 Filed Document 0001669134-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised $9,450,012 Associated Brokers / Dealers Michael Shannon and Victor Bell CIK Number 0001135856 Filed Document 0001135856-16-000457 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greywolf CLO Credit Fund Offshore I, Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543951 Filed Document 0001543951-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P&A DIVERSIFIED MANAGERS OFFSHORE FUND, LTD. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc. CIK Number 0001450567 Filed Document 0000943663-16-000312 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Management, Inc. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised $2,845,000 Associated Brokers / Dealers N/A CIK Number 0001502903 Filed Document 0001502903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Mount Vernon Securities Lending Trust See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338268 Filed Document 0000897101-16-001997 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
King Street Europe, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407252 Filed Document 0000902664-16-006297 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drake Capital Offshore Partners, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381811 Filed Document 0000919574-16-011796 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Managed Futures Strategic Alternatives, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001116282 Filed Document 0001116282-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GENERATION IM GLOBAL EQUITY FUND LLC See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339131 Filed Document 0000945621-16-000512 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laurion Capital L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340766 Filed Document 0000902664-16-006300 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW Value Onshore Fund, LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544984 Filed Document 0001012975-16-001076 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHCOR HYBRID OFFSHORE LTD See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406607 Filed Document 0001406607-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empyrean Capital Fund, LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300825 Filed Document 0000902664-16-006273 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHEFFIELD PARTNERS L P See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001221903 Filed Document 0001221903-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Capital Investments Micro, LLC See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647948 Filed Document 0001647948-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BRANT POINT FUND LLC See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221487 Filed Document 0001221487-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Cedarview Opportunities I, Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321252 Filed Document 0000919574-16-011772 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Edisun Heliostats, Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $3,129,000 Associated Brokers / Dealers N/A CIK Number 0001593780 Filed Document 0001593780-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity