Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEPHILA CATASTROPHE FUND L P See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investment Inc., and KKR Capital Markets, LLC CIK Number 0001349208 Filed Document 0001349208-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
ZEBRA Global Equity Fund, Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545651 Filed Document 0001264128-16-000053 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHOOWIN, INC. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001664841 Filed Document 0001664841-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vermeer Weather Fund, Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567106 Filed Document 0001567106-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
WorldVu Satellites Ltd See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $591,000,000 Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001647818 Filed Document 0001647818-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business JERSEY Revenue or Assets $No Revenues Type of Security Equity
TFO SFR Lending REIT Holdings, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001665118 Filed Document 0001665118-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lever, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $19,999,989 Associated Brokers / Dealers N/A CIK Number 0001665038 Filed Document 0001665038-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SETEM TECHNOLOGIES, INC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001551493 Filed Document 0001551493-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Waterford Blue Lagoon REIT LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001665266 Filed Document 0001665266-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Uncharted Play, Inc. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $813,387 Associated Brokers / Dealers N/A CIK Number 0001581537 Filed Document 0001581537-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MEPT/FCP Patriots Plaza REIT LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001665680 Filed Document 0001665679-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
DALTON HIGH YIELD MORTGAGE (US FEEDER) FUND LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488632 Filed Document 0001209191-16-094088 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DEPOSCO, INC. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001333438 Filed Document 0001333438-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pivotal Manufacturing Group, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001590425 Filed Document 0001590425-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
MREM FAIRWAY INVESTORS LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665046 Filed Document 0001665046-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTAM Acquisition LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001665132 Filed Document 0000902664-16-005192 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BroadVail Capital Partners Fund I, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Incubation Capital Partners LLC CIK Number 0001634647 Filed Document 0001634647-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Guardian Storage Hampton, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers none CIK Number 0001665362 Filed Document 0001665362-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
MFS International Growth LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378637 Filed Document 0001654031-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Ocean Diversified Cat Fund Ltd See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001663345 Filed Document 0000899140-16-000988 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
New Ocean Focus Cat Fund Ltd See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663343 Filed Document 0000899140-16-000990 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
DENVER CB CENTER 1 LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES HARRISON, PHYLLIS JOHNSON, PATRICK WHELCHEL, CHRISTOPHER SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001665310 Filed Document 0001665310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KOREA, DEMOCRATIC PEOPLE'S REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
CL PROPCO REIT LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001662924 Filed Document 0001662924-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bench Accounting, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001560927 Filed Document 0001560927-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LyonRoss Partners Fund L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001385344 Filed Document 0001385344-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFS INSTITUTIONAL MONEY MARKET PORTFOLIO, A SERIES OF THE MFS SERIES TRUST XIV See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392417 Filed Document 0000912938-16-000490 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growstone, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001542430 Filed Document 0001542430-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Northgate Owner, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001665143 Filed Document 0001665143-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NEPHILA CATASTROPHE FUND, LTD See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001349209 Filed Document 0001349209-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Biologics Modular, LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001525032 Filed Document 0001525032-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
National Net Lease Portfolio VII DST See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $89,357,629 Associated Brokers / Dealers William S. Sheehan, Mark O. Coombe, Jeffrey L. Tiona, Barbara L. Klenovich, Carmen D. Morrone Jr., Davin J. Carey, Bruce A. Carroll, Stephen P. Meskan, Gordon T. Hamilton, William M. Upson, Roger E. Sulhoff, William A. Morrow, Brian Heal, Ryan S. Cook, and James M. Gambaccini CIK Number 0001661515 Filed Document 0001661515-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
JUNIPER CATASTROPHE FUND LTD See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Man Investments AG, and KKR Capital Markets, LLC CIK Number 0001370059 Filed Document 0001370059-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Innovation X Holdings QP, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers National Securities Corp. CIK Number 0001663198 Filed Document 0001663198-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NovaQuest Co-Investment Fund IV, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001661333 Filed Document 0001661333-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Triton Fund L P See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investment Inc., and KKR Capital Markets, LLC CIK Number 0001378101 Filed Document 0001378101-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Atlantic Street Capital III, LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001665150 Filed Document 0001665150-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
Waldo Photos, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001664823 Filed Document 0001664823-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Flour Mill Fund, Ltd. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001553303 Filed Document 0001315863-16-001065 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gracian Short Alpha I LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639649 Filed Document 0001507943-16-000156 Exclusions or Exemptions 506c Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spur Ventures V, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001665274 Filed Document 0001665274-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bluff Mining, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $4,687,949 Associated Brokers / Dealers N/A CIK Number 0001664188 Filed Document 0001664188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Bold Media, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001663314 Filed Document 0001663314-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APCO Super Holdco LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001664363 Filed Document 0001664363-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GENERATION INCOME PROPERTIES, INC. See All Filings	1-A/A	2016-01-27 20:07:59 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001651721 Filed Document 0001161697-16-000643 Accepted Date 2016-01-27 20:07:59 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
United Group Fund, Inc See All Filings	1-A	2016-01-27 19:36:36 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001646036 Filed Document 0001477932-16-008303 Accepted Date 2016-01-27 19:36:36 UTC Type of Offering 1-A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
CMX GOLD & SILVER CORP. See All Filings	1-A/A	2016-01-27 17:26:31 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001652452 Filed Document 0001376474-16-000542 Accepted Date 2016-01-27 17:26:31 UTC Type of Offering 1-A/A Industry MINING & QUARRYING OF NONMETALLIC MINERALS (NO FUELS) Offering Tier Tier2 Principal Place of Business ALBERTA, CANADA Revenue or Assets $0 State of Jurisdiction ALBERTA, CANADA Type of Security Equity (common or preferred stock)
Chicago Housing REIT, Inc. See All Filings	1-A	2016-01-27 11:07:28 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001665080 Filed Document 0001665080-16-000001 Accepted Date 2016-01-27 11:07:28 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction ILLINOIS Type of Security Equity (common or preferred stock)
ZERONINES TECHNOLOGY INC See All Filings	D	2016-01-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001163941 Filed Document 0001665063-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Geopower Energy Holdings Ltd See All Filings	D	2016-01-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001665335 Filed Document 0001665335-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Terra Secured Income Fund 5, LLC See All Filings	D/A	2016-01-27 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Terra Capital Markets, LLC, Lifemark Securities Corp., IBN Financial Services, Inc., EDI Financial, Inc., World Equity Group, Inc., Transam Securities, Inc., Silver Oak Securities, Incorporated, Security Research Associates, Inc., Madison Avenue Securities, LLC, Financial Goal Securities, Inc., Center Street Securities, Inc., Bank Fund Equities, Inc., Ausdal Financial Partners, Inc., Arque Capital, Ltd., Sandlapper Securities, LLC, National Securities Corporation, Lowell & Company, Inc., Kovack Securities Inc., Sunbelt Securities, Inc., IMS Securities, Inc., Arete Wealth Management, LLC, WFG Investments, Inc., 1st Discount Brokerage, Inc., Advisory Group Equity Services Ltd., Source Capital Group, Inc., Crown Capital Securities, L.P., Financial West Group, Newbridge Securities Corporation, IDB Capital Corp., and Worden Capital Management LLC CIK Number 0001581874 Filed Document 0001581874-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-27 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity