Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dycusburg Stone Products See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $4,930,847 Associated Brokers / Dealers N/A CIK Number 0001664181 Filed Document 0001664181-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Civic Technologies, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001663210 Filed Document 0001663210-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Certus Financial Group LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard J Roberts CIK Number 0001542145 Filed Document 0001542145-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
375 Hudson LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001665130 Filed Document 0001665130-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Sovereign, Ltd See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598215 Filed Document 0000902664-16-005098 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR STYLE PREMIA GLOBAL GOVERNMENT BOND MASTER ACCOUNT LTD. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664695 Filed Document 0001664695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BH Acquisitions, LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659087 Filed Document 0001659087-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
OP CSLSC Holdings, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $9,765,000 Associated Brokers / Dealers N/A CIK Number 0001662094 Filed Document 0001662094-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Oncology Analytics, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001664478 Filed Document 0001664478-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WILLIAM JAMES CAPITAL, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579246 Filed Document 0001579246-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Pinelands Capital Fund LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664704 Filed Document 0000919574-16-009683 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FF Fund I, LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504555 Filed Document 0001504555-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Storexperts Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001664505 Filed Document 0001664505-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Commodities Fund LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. CIK Number 0001318245 Filed Document 0001140361-16-048911 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Commodities Fund Ltd See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. CIK Number 0001331180 Filed Document 0001140361-16-048909 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signet Deacon Investment, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $4,590,000 Associated Brokers / Dealers N/A CIK Number 0001665152 Filed Document 0001665152-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Chalkstream Investment Fund, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301204 Filed Document 0000902664-16-005100 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
New Ocean Market Value Cat Fund Ltd See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663344 Filed Document 0000899140-16-000989 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Scientific Technologies, Inc. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Halen Capital Management and Newport Coast Securities, Inc. CIK Number 0001634394 Filed Document 0001213900-16-010424 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Barlow Partners Fundamental Managers, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000948334 Filed Document 0000919574-16-009676 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WINDACRE PARTNERSHIP INTERNATIONAL FUND LTD See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599720 Filed Document 0000919574-16-009669 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Systematic Trading Fund Ltd. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001547398 Filed Document 0001547398-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palmetto Catastrophe Fund, L.P. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001449123 Filed Document 0001449123-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Pindrop Security, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $74,999,996 Associated Brokers / Dealers N/A CIK Number 0001580211 Filed Document 0001580211-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SEOMOZ INC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001420654 Filed Document 0001420654-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Indigo Enfulletv, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,274,571 Associated Brokers / Dealers N/A CIK Number 0001664249 Filed Document 0001664249-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
M-CMBS OPP. FUND LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665045 Filed Document 0001665045-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Mine, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,157,978 Associated Brokers / Dealers N/A CIK Number 0001664945 Filed Document 0001664945-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROKU, INC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $45,500,000 Associated Brokers / Dealers N/A CIK Number 0001428439 Filed Document 0001428439-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Abbott Capital Private Equity Investors 2016, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664037 Filed Document 0001664037-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hatch Marketing Plans, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665284 Filed Document 0001665284-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Booster Fuels, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $9,611,118 Associated Brokers / Dealers N/A CIK Number 0001643021 Filed Document 0001643021-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PALMETTO FUND LTD See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001349207 Filed Document 0001349207-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Cullowhee Bluffs, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $631,176 Associated Brokers / Dealers N/A CIK Number 0001664102 Filed Document 0001664102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
Thoughtfull Toys, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001585681 Filed Document 0001585681-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MFS International Research Equity LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526159 Filed Document 0001654031-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HY Manhattan Tower A-3 LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $87,500,000 Associated Brokers / Dealers Related Financial Services, LLC CIK Number 0001665070 Filed Document 0001665070-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
RhinoSystems, Inc. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001488086 Filed Document 0001488086-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
IRON CATASTROPHE FUND, LTD. See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001474569 Filed Document 0001474569-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Susa Ventures II, L.P. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001659957 Filed Document 0001659957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sycolin Creek Partners, LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665179 Filed Document 0001665179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROWLIFE, INC. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000649 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Best Tech Brands, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664833 Filed Document 0001664833-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cool Planet Energy Systems, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $9,207,225 Associated Brokers / Dealers N/A CIK Number 0001477611 Filed Document 0001477611-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ALASKA SURGERY CENTER LP See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $76,408 Associated Brokers / Dealers N/A CIK Number 0001437527 Filed Document 0001437527-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Open Sky Farms, LLC See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $1,382,845 Associated Brokers / Dealers N/A CIK Number 0001664789 Filed Document 0001664789-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Other
KALKA FUND, LP See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631704 Filed Document 0001013594-16-000687 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Ryce, Inc. See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001667255 Filed Document 0001667255-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skylands Special Investment LLC See All Filings	D/A	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES LLC and BHA SELECT NETWORK, LLC CIK Number 0001305373 Filed Document 0001124725-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Real Estate - European Value Add Fund See All Filings	D	2016-01-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665638 Filed Document 0001665638-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund