Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-02-09 13:25:48 UTC
Amount To Be Raised $283,600 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-079846 Accepted Date 2016-02-09 13:25:48 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $16,224 State of Jurisdiction GEORGIA Type of Security Other(describe)
NEXPHASE CAPITAL FUND III-B, LP See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FORUM CAPITAL SECURITIES, L.L.C. and MOELIS & COMPANY LLC CIK Number 0001667848 Filed Document 0001667848-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stem Ciders, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001579337 Filed Document 0001579337-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438430 Filed Document 0001438430-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eximis Surgical LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001639137 Filed Document 0001639137-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Saikou Optics Inc See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650278 Filed Document 0001376474-16-000551 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NuLabel Technologies, Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $4,529,831 Associated Brokers / Dealers N/A CIK Number 0001502893 Filed Document 0001651620-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ironsides Offshore Direct Investment Fund IV, L.P. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665626 Filed Document 0001665626-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443715 Filed Document 0001443715-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetaBrite Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $10,251,965 Associated Brokers / Dealers N/A CIK Number 0001589445 Filed Document 0001589445-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497049 Filed Document 0001497049-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JENWOOD BLUE GREEN LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Fawell CIK Number 0001666165 Filed Document 0001666165-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HABROK FUND LP See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297623 Filed Document 0000902664-16-005297 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aperia Technologies, Inc. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001526075 Filed Document 0001526075-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AQR Value Premium AlphaPort Fund, L.P. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629734 Filed Document 0001626305-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRM Real Estate Fund I, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001665453 Filed Document 0001665453-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Citadel Wellington LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331308 Filed Document 0001331308-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Jersey Managed Care Network, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660899 Filed Document 0001213900-16-010743 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Union Square Park Partners Offshore, Ltd See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666228 Filed Document 0001666228-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QuantConnect Corp See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001666598 Filed Document 0001666598-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
VIGILANT BIOSCIENCES, INC. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602005 Filed Document 0001602005-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KITTY HAWK INVESTMENT PARTNERS LP See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001143491 Filed Document 0000919574-16-009910 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
C-III High Yield Real Estate Debt Fund IV TIER Holdings Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001666312 Filed Document 0001666280-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bay State REIT, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Christopher Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001664856 Filed Document 0001664856-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PSM HOLDINGS INC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001362180 Filed Document 0001441557-16-000050 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shopular, Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $7,197,710 Associated Brokers / Dealers N/A CIK Number 0001664353 Filed Document 0001664353-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPG Personnel VII, L.P. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666135 Filed Document 0001666135-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HarbourVest Real Assets Fund III L.P. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666636 Filed Document 0001666636-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CITADEL TACTICAL TRADING LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456739 Filed Document 0001456739-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CentrePort Industrial Phase I, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001666333 Filed Document 0001666280-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTLINE PARTNERS LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001443577 Filed Document 0001443577-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Cricket Health, Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,190,000 Associated Brokers / Dealers N/A CIK Number 0001663834 Filed Document 0001663834-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IIF Erisa LP See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC and J.P. Morgan Institutional Investments Inc. CIK Number 0001384001 Filed Document 0001140361-16-050862 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXPHASE CAPITAL FUND III-A, LP See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers FORUM CAPITAL SECURITIES, L.L.C. and MOELIS & COMPANY LLC CIK Number 0001666761 Filed Document 0001666761-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Venator Capital Partners LP See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595912 Filed Document 0001315863-16-001113 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SETnet America Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers John G Myers CIK Number 0001663209 Filed Document 0001663209-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pointe San Marcos LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001659619 Filed Document 0001659619-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Private Equity Managers (2016) Offshore SCSp See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001666480 Filed Document 0001666480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monroe IF Holdings, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $153,516,772 Associated Brokers / Dealers N/A CIK Number 0001664033 Filed Document 0001664033-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vencap Technologies, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001665799 Filed Document 0001665799-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Landscape High Leverage Fund, LP See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neal Tracey Berger, Shane Irving Burn, Robert Lee Morse, James Crocker Colen, William J. Irwin, Perkins Fund Marketing LLC, and Nathan Z. Anderson CIK Number 0001545055 Filed Document 0000919574-16-009919 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
AQR Value Premium Master Account, L.P. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620713 Filed Document 0001626305-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foxtrot Ventures, Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001666233 Filed Document 0001666233-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
eFolder, Inc. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $7,835,000 Associated Brokers / Dealers N/A CIK Number 0001588027 Filed Document 0001588027-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pansophy Partners, L.P. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666275 Filed Document 0000935836-16-000707 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Trunk Fund I, L.P. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481209 Filed Document 0001481209-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ThayerMahan, Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,499,996 Associated Brokers / Dealers N/A CIK Number 0001666223 Filed Document 0001666223-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Enchanted Rock Ltd. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,434,190 Associated Brokers / Dealers N/A CIK Number 0001599310 Filed Document 0001599310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity