Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SHAMROCK CAPITAL GROWTH FUND IV (PARALLEL), L.P. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $3,630,000 Associated Brokers / Dealers N/A CIK Number 0001667323 Filed Document 0001666766-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Next Step Living, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $11,539,939 Associated Brokers / Dealers N/A CIK Number 0001461828 Filed Document 0001461828-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ZAGG Inc See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001296205 Filed Document 0001621425-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $Over $100,000,000 Type of Security Equity
CONVERTUR CORP See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers CONVENTUR CORP CIK Number 0001667106 Filed Document 0001667106-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FUN HOME TOUR LLC See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667017 Filed Document 0001667017-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROCORE TECHNOLOGIES, INC. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $29,999,992 Associated Brokers / Dealers N/A CIK Number 0001611052 Filed Document 0001140361-16-053579 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ross Aggressive Income Fund, LP See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666167 Filed Document 0001666167-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mycell Technologies LLC See All Filings	D/A	2016-02-16 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001554199 Filed Document 0001554199-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
RATIONAL INVESTMENT GROUP LP See All Filings	D/A	2016-02-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458302 Filed Document 0001458302-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELLINGTON CREDIT OPPORTUNITIES FUND LTD See All Filings	D/A	2016-02-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435832 Filed Document 0001012975-16-001015 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
North Charleston Hotel Group, LLC See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001667025 Filed Document 0001667025-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Hedge Fund Select: Caxton Global Investments Ltd See All Filings	D/A	2016-02-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001633287 Filed Document 0001666174-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UZURV LLC See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001666537 Filed Document 0001666537-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
TWO VA PROPERTIES INVESTORS DST See All Filings	D/A	2016-02-16 00:00:00 UTC
Amount To Be Raised $98,023,012 Associated Brokers / Dealers Clearview Trading Advisors, Inc., EDI Financial, Inc., and Lighthouse Capital Group, LLC CIK Number 0001664607 Filed Document 0000932440-16-000321 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
CSRA Galeria Del Rio, DST See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $8,150,000 Associated Brokers / Dealers N/A CIK Number 0001666820 Filed Document 0001666820-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
URANIUM ENERGY CORP See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-16-000301 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Chase Pharmaceuticals Corp See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $612,500 Associated Brokers / Dealers N/A CIK Number 0001509008 Filed Document 0001140361-16-053435 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Great Balsam Partners, L.P. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665998 Filed Document 0001665998-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illinois Emerging Technologies Fund III, LP See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001665410 Filed Document 0001393725-16-000177 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellevation, LLC See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $15,252,341 Associated Brokers / Dealers N/A CIK Number 0001666716 Filed Document 0001666716-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Kalyspo, LLC See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001667009 Filed Document 0001667009-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
Pika Energy, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001515985 Filed Document 0001515985-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
ADVANTAGE ADVISERS GLOBAL GROWTH, L.L.C. See All Filings	D/A	2016-02-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co Inc. and J.P. Morgan Securities LLC CIK Number 0001255618 Filed Document 0000902664-16-005844 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gradescope, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001666052 Filed Document 0001666052-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BLUEINGREEN LLC See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers None CIK Number 0001392047 Filed Document 0001392047-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SolidOpinion, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001629593 Filed Document 0001629593-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
King Penguin Opportunity Fund III See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Edward Rivadeneira and Michael Mikelic CIK Number 0001666608 Filed Document 0001666608-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Parkwood 121 Village LP See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001667130 Filed Document 0001667130-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
APOS - Medical & Sports Technologies Ltd. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001626824 Filed Document 0001626824-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
Coronation Global Opportunities Fund - Coronation Global Emerging Markets Fund See All Filings	D/A	2016-02-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633428 Filed Document 0000943663-16-000269 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnesium Development Company, LLC See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666465 Filed Document 0001666465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
SoapBox Soaps LLC See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Balance Partners, LP See All Filings	D/A	2016-02-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254669 Filed Document 0001095449-16-000203 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised $1,590,380 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000303 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Finny, Inc. See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001666128 Filed Document 0001666128-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLORCOM LTD See All Filings	D/A	2016-02-15 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001045510 Filed Document 0001045510-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sol Boards, Inc. See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001529221-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Sol Boards, Inc. See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001529221-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Fuze, Inc. See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised $139,634,441 Associated Brokers / Dealers N/A CIK Number 0001559210 Filed Document 0001559210-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Choco Finesse LLC See All Filings	D	2016-02-13 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001663226 Filed Document 0001178858-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-02-12 12:28:09 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-081250 Accepted Date 2016-02-12 12:28:09 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $16,224 State of Jurisdiction GEORGIA Type of Security Other(describe)
KINGSBRIDGE PARTNERS LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001457275 Filed Document 0001457275-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Multi-Disciplinary Fund, LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001457668 Filed Document 0001457668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW Specialty Lending Fund, L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001666908 Filed Document 0001666908-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Eagle Fund 2016, LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001666924 Filed Document 0001666924-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Kingsbridge Partners Ltd See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001400916 Filed Document 0001400916-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-16-001143 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Capital Opportunity Fund (USTE), L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560985 Filed Document 0001315863-16-001148 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Capital Opportunity Fund (USTE) II, L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560984 Filed Document 0001315863-16-001150 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mokja Ventures, LLC See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001666776 Filed Document 0001666776-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity