Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TC Fund I, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671210 Filed Document 0001671210-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARKactive, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001671085 Filed Document 0001671085-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MMC Community Holdings Company, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670898 Filed Document 0001670898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yaarlo, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $199,999 Associated Brokers / Dealers N/A CIK Number 0001671251 Filed Document 0001671251-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
USV Investors 2016, LP See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001668245 Filed Document 0001668245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTCP Executive Fund - Pursuit Vascular, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671017 Filed Document 0001615594-16-000190 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Single Digits, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,558,500 Associated Brokers / Dealers N/A CIK Number 0001517425 Filed Document 0001517425-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
P1 Investments LP See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635186 Filed Document 0001635186-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graham Absolute Return Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593364 Filed Document 0000941031-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
GMO QUALIFYING INVESTOR FUNDS PLC ON BEHALF OF ITS SUB-FUND GMO SYSTEMATIC GLOBAL MACRO FUND See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605090 Filed Document 0001605090-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCB Global Opportunities Offshore Fund, Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RWN3 LLC and Seedchange Execution Services, Inc CIK Number 0001640572 Filed Document 0001640572-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torchlite Technologies Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001637385 Filed Document 0001637385-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Yost Labs, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,340,778 Associated Brokers / Dealers N/A CIK Number 0001670695 Filed Document 0001670695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
UNICORN MACRO FUND, LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617619 Filed Document 0001617619-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Mi Ola, Inc See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001671112 Filed Document 0001671112-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NVNG Equity Investors, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001671076 Filed Document 0001671076-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SNOWBIRD PARTNERS LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142738 Filed Document 0001142738-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Allocation Fund LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593192 Filed Document 0001315863-16-001344 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo ANRP Co-Investors II (A), L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668919 Filed Document 0001315863-16-001351 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARTORIUS PARTNERS II, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC CIK Number 0001228989 Filed Document 0000943663-16-000378 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATIRA SYSTEMS, INC. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671129 Filed Document 0001461859-16-000021 Exclusions or Exemptions 506c Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS GLOBAL LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Private Bank and CAIS Capital, LLC CIK Number 0001373875 Filed Document 0001373875-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOURNAMENTONE CORP See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Avalon Net Worth CIK Number 0001649238 Filed Document 0001649238-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Paulson Gold Participation Fund LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001500834 Filed Document 0001500834-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JSDI Celmark Grant Ave, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,460,000 Associated Brokers / Dealers N/A CIK Number 0001671130 Filed Document 0001671130-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
1405 Sidney Baker, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,425,000 Associated Brokers / Dealers None CIK Number 0001670454 Filed Document 0001670454-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
FPA Value Partners Fund See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0001573341 Filed Document 0001315863-16-001349 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
LYDIAN INTERNATIONAL LTD See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $7,242,576 Associated Brokers / Dealers Scotia Capital (US) Inc., BMO Nesbitt Burns Ltd., and GMP Securities, LLC CIK Number 0001424556 Filed Document 0001062993-16-008708 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Arena Alpha, L.P. - Series D See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670650 Filed Document 0001670650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arena Alpha, L.P. - Series B See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001670651 Filed Document 0001670651-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOCM Fund, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen LP CIK Number 0001562015 Filed Document 0001566114-16-000112 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEGACY FUTURES FUND LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000873920 Filed Document 0000873920-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scott Hamilton Proton Center Investment Fund, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001671033 Filed Document 0001671033-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ContainerShip, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,406,729 Associated Brokers / Dealers N/A CIK Number 0001671015 Filed Document 0000898432-16-002125 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Fund, LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462117 Filed Document 0001462117-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CTA Choice SPAQ See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576436 Filed Document 0001576436-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Plant Prefab,Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $3,443,000 Associated Brokers / Dealers N/A CIK Number 0001672168 Filed Document 0001250853-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Vascular Care Beverly, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $2,790,000 Associated Brokers / Dealers N/A CIK Number 0001671692 Filed Document 0001461373-16-000077 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MARVIN & PALMER NON US EQUITY L P See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dace Blaskovitz CIK Number 0000861215 Filed Document 0000898432-16-002126 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spirited Media, Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $2,594,740 Associated Brokers / Dealers N/A CIK Number 0001670521 Filed Document 0001670521-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Kimberley Fund LP See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001671052 Filed Document 0001671052-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SCP Private Capital Fund III, L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch & Co. CIK Number 0001669439 Filed Document 0000902664-16-006598 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headlands Capital Secondary Fund II, LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wren Capital, LLC CIK Number 0001638825 Filed Document 0001638825-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG Access Fund, LLC See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513370 Filed Document 0001513370-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Loomis Sayles Credit Long/Short Fund (Offshore), Ltd. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520310 Filed Document 0001625257-16-000136 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAYLASSO, INC. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671082 Filed Document 0001461859-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
LIMITLESS ENTERTAINMENT, Ltd See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001657855 Filed Document 0001657855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AEU Employee Investments, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $2,558,000 Associated Brokers / Dealers N/A CIK Number 0001671175 Filed Document 0001671175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Aragon Multi-Family Fund V, L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001670682 Filed Document 0001144204-16-092032 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Directional Drilling, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001669179 Filed Document 0001669179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity