Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PHI Single Index Option Fund, LP See All Filings	D/A	2016-02-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Accelerated Capital Group, Inc. CIK Number 0001606203 Filed Document 0001606203-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLARFLARE COMMUNICATIONS INC See All Filings	D/A	2016-02-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fundamental Partners III Access Fund LP See All Filings	D	2016-02-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001667503 Filed Document 0001667503-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syntax Global I, LP See All Filings	D	2016-02-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537376 Filed Document 0001315863-16-001231 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cobble Hills Apartments, Ltd. See All Filings	D/A	2016-02-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Richfield Orion International, Inc., Newport Coast Securities, Inc., and Edwin T. Suzuki CIK Number 0001663565 Filed Document 0001663565-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JOHNSTON INTERNATIONAL EQUITY FUND II LP See All Filings	D/A	2016-02-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Grace Holdings Inc. CIK Number 0001439914 Filed Document 0001439914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valiant India Opportunities Offshore, L.P. See All Filings	D	2016-02-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666714 Filed Document 0000935836-16-000755 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RE Premier Blackstone Real Estate Debt Strategies III TE Feeder LP See All Filings	D	2016-02-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001667586 Filed Document 0001140361-16-054399 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROW Diversified Fund, L.P. See All Filings	D/A	2016-02-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rob Lingle CIK Number 0001580978 Filed Document 0001580978-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RE Premier Blackstone Real Estate Debt Strategies III Offshore Feeder LP See All Filings	D	2016-02-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001667592 Filed Document 0001140361-16-054407 Exclusions or Exemptions 506b Accepted Date 2016-02-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSC III, LP See All Filings	D	2016-02-21 00:00:00 UTC
Amount To Be Raised $503,965,000 Associated Brokers / Dealers Credit Suisse Asset Management Limited CIK Number 0001667796 Filed Document 0001667812-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
PRECISE REAL ESTATE SOLUTIONS, INC. See All Filings	D	2016-02-21 00:00:00 UTC
Amount To Be Raised $1,500,044 Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001589344 Filed Document 0001589344-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PSC Investments LP See All Filings	D	2016-02-21 00:00:00 UTC
Amount To Be Raised $431,197,000 Associated Brokers / Dealers Credit Suisse Asset Management Limited CIK Number 0001667812 Filed Document 0001667812-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Mills Value Fund, LP See All Filings	D/A	2016-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593274 Filed Document 0001433679-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mad River Long/Neutral Fund, L.P. See All Filings	D/A	2016-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Guardian, LLC and Sterne, Agee & Leach, Inc. CIK Number 0001433679 Filed Document 0001433679-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Davis Medical Real Estate Investors I, LLC See All Filings	D	2016-02-21 00:00:00 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001665905 Filed Document 0001376474-16-000571 Exclusions or Exemptions 506b Accepted Date 2016-02-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
X Empire Inc. See All Filings	D	2016-02-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001668132 Filed Document 0001668132-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Finomial Corp See All Filings	D	2016-02-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001538698 Filed Document 0001538698-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-02-19 13:51:39 UTC
Amount To Be Raised $371,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-083364 Accepted Date 2016-02-19 13:51:39 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $16,224 State of Jurisdiction GEORGIA Type of Security Other(describe)
Sportstage Inc See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001665140 Filed Document 0001665140-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Pelham Long/Short Fund LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427631 Filed Document 0000902664-16-005975 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Enhanced Access Fund LP See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001667500 Filed Document 0001667500-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kepos Exotic Beta Fund Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545296 Filed Document 0000902664-16-005970 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GitPrime, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001630971 Filed Document 0001630971-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Circle 7 Co See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $269,000,000 Associated Brokers / Dealers Rufus L. Smith CIK Number 0001667351 Filed Document 0001667351-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Other
CEDARVIEW LIQUID SHORT DURATION, L.P. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594622 Filed Document 0001013594-16-000813 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $496,802 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-16-000436 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UIP Tenley Invest, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001665861 Filed Document 0001665861-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RK Mine Finance Fund I Ltd See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457148 Filed Document 0000947871-16-000991 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
MR Liberty Marketplace LP See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001668045 Filed Document 0001209191-16-102246 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALCHEMY INDIA FUND (CAYMAN) PARTNERS LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428910 Filed Document 0000919574-16-011256 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
NEC-WACO LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $496,680 Associated Brokers / Dealers N/A CIK Number 0001667389 Filed Document 0001667389-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Chrono, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001667438 Filed Document 0001667438-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
R65 Labs, Inc. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised $2,555,000 Associated Brokers / Dealers N/A CIK Number 0001630536 Filed Document 0001630536-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Warberg Arbitrage LP See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633597 Filed Document 0001633597-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hicor Technologies, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001539069 Filed Document 0001539069-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001483006 Filed Document 0001625257-16-000117 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southwind Engines, Inc. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Daniel Hunt CIK Number 0001667565 Filed Document 0001667565-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Aperimus Offshore, Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498265 Filed Document 0001144204-16-083492 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westview Co Limited Partnership See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001667525 Filed Document 0001667525-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
SNOW LAKE CHINA OFFSHORE FUND, LTD. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506274 Filed Document 0001506274-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NICO Corp See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $18,000,007 Associated Brokers / Dealers N/A CIK Number 0001455477 Filed Document 0001455477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Paloma Access LLC See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001576442 Filed Document 0001576442-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trethera Corp See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $10,016,681 Associated Brokers / Dealers N/A CIK Number 0001639837 Filed Document 0001382963-16-000150 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Comr.se Corp. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001574382 Filed Document 0001574382-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
VITUS ENERGY LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001577081 Filed Document 0001577081-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Debt
Americas Housing Alliance Fund Two, LLC See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001667383 Filed Document 0001667383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Tontine Capital Overseas Fund II, Ltd. See All Filings	D/A	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479440 Filed Document 0000902664-16-005968 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HHEP-Directional, L.P. See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised $38,361,242 Associated Brokers / Dealers N/A CIK Number 0001662112 Filed Document 0001315863-16-001225 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Investments MMB, LP See All Filings	D	2016-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667469 Filed Document 0001667469-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund