Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lingua Franca-LS Vineyards Holdings, LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001672022 Filed Document 0001672022-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
PROMETHEON PHARMA, LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588339 Filed Document 0001588339-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
BCS Indigo III, L.P. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671840 Filed Document 0001671840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Co-Investment Income Fund, L.P. - US Taxable Series See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671832 Filed Document 0001671832-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FQR Alternatives II, L.P. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC and Citigroup Global Markets Inc. CIK Number 0001306355 Filed Document 0001666701-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS PAULSON ADVANTAGE, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001471633 Filed Document 0001471633-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS PAULSON ADVANTAGE II, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001476835 Filed Document 0001476835-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Threat Stack, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $15,367,290 Associated Brokers / Dealers N/A CIK Number 0001585081 Filed Document 0001585081-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Oust Labs, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers NA CIK Number 0001672011 Filed Document 0001672011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aerpio Therapeutics, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers N/A CIK Number 0001538472 Filed Document 0001538472-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Avalon Wallace Investment Fund, LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Advisors, LLC CIK Number 0001554030 Filed Document 0001554030-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS GS INVESTMENT PARTNERS (OFFSHORE), LTD. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001541594 Filed Document 0001541594-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon JV Fund II LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers J. R. Broadbent, Orchard Securities, DFPG Investments Inc., and Steve L. Nielsen CIK Number 0001672335 Filed Document 0001672335-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Asia Strategies Fund, Ltd. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001605710 Filed Document 0000899140-16-001368 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001407149-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Maple Fund, LP (Series E) See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671350 Filed Document 0001315863-16-001392 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BTG Pactual Rates Fund, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672044 Filed Document 0000950172-16-000173 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIRECTIONAL RESEARCH & TRADING PARTNERS LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264396 Filed Document 0001264396-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broker Genius Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,023,571 Associated Brokers / Dealers N/A CIK Number 0001672348 Filed Document 0001672348-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Real Estate Trust See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001412502 Filed Document 0001412502-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Back Porch Solutions, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001672533 Filed Document 0001672533-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WHALE ROCK FLAGSHIP (AI) FUND LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457667 Filed Document 0001457667-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEMPER VIC PARTNERS (QP), L. P. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268055 Filed Document 0000919574-16-012484 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PALO ALTO HEALTHCARE OFFSHORE LTD See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001372021 Filed Document 0001372021-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
uZoom, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $651,250 Associated Brokers / Dealers N/A CIK Number 0001670845 Filed Document 0001670845-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SEVERN BANCORP INC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $2,015,500 Associated Brokers / Dealers Compass Point Research & Trading, LLC CIK Number 0000868271 Filed Document 0001140361-16-061259 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/MW Eureka (US) Fund II LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001672294 Filed Document 0001672294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Pelham Equity Fund, LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662051 Filed Document 0001315863-16-001393 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Life Boost LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672293 Filed Document 0001672293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Summit (Onshore), L.P. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671917 Filed Document 0000902664-16-006742 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $5,404,572 Associated Brokers / Dealers Andrew Arigo, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-16-000527 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Scott-Macon Long-Short Futures Fund, LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCOTT-MACON SECURITIES, INC. CIK Number 0001574857 Filed Document 0001144204-16-094593 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring44 Distilling, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001538741 Filed Document 0001538741-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OFI Global: Cat Bond Fund, LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672288 Filed Document 0001672288-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Southeastern Global Partners, LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001639911 Filed Document 0001144204-16-094637 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Wheeler Real Estate Investment Trust, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $600 Associated Brokers / Dealers N/A CIK Number 0001527541 Filed Document 0001527541-16-000253 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
MatriTek, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001671106 Filed Document 0001671106-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEC-West Chester LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $665,750 Associated Brokers / Dealers N/A CIK Number 0001670632 Filed Document 0001670632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
DroneShield Ltd See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $22,040,000 Associated Brokers / Dealers N/A CIK Number 0001671541 Filed Document 0001671541-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Graphic India Pte. Ltd. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001672219 Filed Document 0001672219-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Debt
Criterion Software & Security Opportunities Fund, L.P. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639445 Filed Document 0001639445-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Q32 Capital Partners, LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672321 Filed Document 0001672321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/Sandler Plus Offshore Fund Ltd See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001542699 Filed Document 0001140361-16-061300 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Q-BLK STRATEGIC PARTNERS INC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC CIK Number 0001308869 Filed Document 0001666701-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS GS INVESTMENT PARTNERS, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001541955 Filed Document 0001541955-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Global Ltd. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546487 Filed Document 0001546487-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Haddington Freedom Fund, LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JB Wealth Management, LLC CIK Number 0001672113 Filed Document 0001672113-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Emet Municipal Real Estate Strategy, LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $126,776,650 Associated Brokers / Dealers N/A CIK Number 0001626710 Filed Document 0000905718-16-001327 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Co-Investment Income Fund, L.P. - Non-US Series See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671812 Filed Document 0001671832-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Strategic Real Estate Partners II-A L.P. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Foreside Fund Services, LLC, Jerrod John Stelli, KB Investment & Securities Co. Ltd., and J.P. Morgan Securities LLC CIK Number 0001635070 Filed Document 0001671144-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity