Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Clarion Gables Multifamily Trust, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001635423 Filed Document 0001635423-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rebound Fund Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481855 Filed Document 0000902664-16-006221 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprott Offshore Fund, Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285483 Filed Document 0000919574-16-011655 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers VIS VIRES GROUP, INC. and Garden State Securities, Inc. CIK Number 0001074828 Filed Document 0001161697-16-000712 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TCW SENIOR SECURED LOAN FUND LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334858 Filed Document 0001334858-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robertson Opportunity Offshore Fund Ltd See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised $50,000,000,000 Associated Brokers / Dealers Randy Rodgers CIK Number 0001404627 Filed Document 0001315863-16-001268 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PZENA INTERNATIONAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001391855 Filed Document 0001393725-16-000190 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NW Sullivan LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001668550 Filed Document 0001668550-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
REGENCY AFFILIATES INC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0000099249 Filed Document 0000099249-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PopUp Play Inc. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001652297 Filed Document 0001652297-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pzena Financial Services, LLC CIK Number 0001592345 Filed Document 0001393725-16-000188 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graphene S3 LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001666413 Filed Document 0001666413-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synthetic US Core Bond Fund Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460102 Filed Document 0001663982-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ironman PI Fund II (QP), L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574462 Filed Document 0001315863-16-001270 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MERITAGE INVESTORS LLC See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001138916 Filed Document 0001138916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
GCM Grosvenor Co-Investment Opportunities Fund, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623102 Filed Document 0001623102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FFIP, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243092 Filed Document 0001379135-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account GVA 25 See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Winklevoss Insurance Agency, LLC and Winklevoss Insurance Agency, LLC CIK Number 0001554772 Filed Document 0001554772-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - PAR Series See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602499 Filed Document 0001602499-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CGMT OP, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635445 Filed Document 0001635445-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Stock Selection Offshore Fund, L.P. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668657 Filed Document 0001668657-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Ridge Offshore Limited Partnership See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273333 Filed Document 0000902664-16-006226 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cato Partners, LP See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455012 Filed Document 0000919574-16-011662 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Freestone Yield Fund LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667711 Filed Document 0001667711-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numeric Absolute Return Fund, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001516988 Filed Document 0001516988-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Laver Place Pty Ltd See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $76,200,000 Associated Brokers / Dealers N/A CIK Number 0001669061 Filed Document 0001669061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Hale & Associates Automotive Holdings, Inc. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001640393 Filed Document 0001171520-16-000874 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NewCo Platform, Inc. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $7,312,297 Associated Brokers / Dealers N/A CIK Number 0001633072 Filed Document 0001633072-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PCH Manager Fund, SPC-Segregated Portfolio 202 See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635685 Filed Document 0001507943-16-000184 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lung Therapeutics, Inc. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001611241 Filed Document 0001209191-16-106855 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PIVOT3, INC. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $43,127,477 Associated Brokers / Dealers N/A CIK Number 0001316752 Filed Document 0001316752-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLITZ DISTRIBUTION, INC. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $101,640 Associated Brokers / Dealers N/A CIK Number 0001662961 Filed Document 0001662961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Eagle Parent Holdings, LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $9,378,478 Associated Brokers / Dealers N/A CIK Number 0001633590 Filed Document 0001633590-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blue Ridge Limited Partnership See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019207 Filed Document 0000902664-16-006225 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSAM Investment Holdings LP See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648950 Filed Document 0000902664-16-006218 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Value Recovery Fund Ltd See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459077 Filed Document 0001459077-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONMAN ENERGY CAPITAL, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001084629 Filed Document 0001315863-16-001271 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GLL INVESTORS, L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000935790 Filed Document 0000935790-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Cypris Medical, Inc. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001667655 Filed Document 0001667655-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SPRY PRODUCT DEVELOPMENT, LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001668781 Filed Document 0001668781-16-000003 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rebound Partners L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481854 Filed Document 0000902664-16-006220 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Title Alliance Professionals, LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001668143 Filed Document 0001668143-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CHORA CASCADIA FUND, LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650453 Filed Document 0001650453-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - GGLP Series See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627348 Filed Document 0001627348-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WorkForce Software, LLC See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541217 Filed Document 0001541217-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Extended Core GlobalAlpha Bond (Non-ERISA) Fund Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415712 Filed Document 0001663982-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Robertson Opportunity Master LP See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Randy Rodgers CIK Number 0001405016 Filed Document 0001315863-16-001269 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WD Offshore Fund, Ltd. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388703 Filed Document 0000919574-16-011659 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 141 See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities, Inc CIK Number 0001668742 Filed Document 0001668742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
200 x 85 LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001668619 Filed Document 0001042167-16-000220 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity