Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lombard International Life Assurance Co Separate Account GVA 26 See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Winklevoss Insurance Agency LLC and Winklevoss Insurance Agency, LLC CIK Number 0001554770 Filed Document 0001554770-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sezzle Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001662991 Filed Document 0001662991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Stratus Feeder Ltd See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419693 Filed Document 0000943663-16-000304 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
Pendleton Square Holdings, LLC See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers None CIK Number 0001543657 Filed Document 0001543657-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
U.S. Residential Opportunity Fund LLC See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001668993 Filed Document 0001668993-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ESOF Domestic Feeder L.P. See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637980 Filed Document 0001140361-16-057122 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 123 See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001632737 Filed Document 0001632737-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Ridge Opportunity Fund LLC See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001501359 Filed Document 0001501359-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Ridge Micro Cap Value Fund LLC See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001501358 Filed Document 0001501358-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenstone Resources II L.P. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001668535 Filed Document 0001668535-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business Y7 Revenue or Assets $Over $100,000,000 Type of Security Other
Rialto Capital CMBS Fund, LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601759 Filed Document 0001601759-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 112 See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. CIK Number 0001602211 Filed Document 0001602211-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Synetics Healthcare Capital I, LLC See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001667289 Filed Document 0001667289-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets $Not Applicable Type of Security Equity
emocha Mobile Health Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001609528 Filed Document 0001609528-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
GeneCapture, Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559176 Filed Document 0001446933-16-000026 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Anchor South Capital Fund I, L.P. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001668907 Filed Document 0001668907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARGIN OF SAFETY FUND LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211481 Filed Document 0001211481-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCH Energy MLP Swap Fund, L.P. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667604 Filed Document 0001647820-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARGIN OF SAFETY FUND II LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307091 Filed Document 0001307091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Tactical Opportunities Fund II L.P. See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS AG, Morgan Stanley Smith Barney LLC, Bank Julius Baer & Co. Ltd., Park Hill Group LLC, and UBS Switzerland AG CIK Number 0001624939 Filed Document 0001624939-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECU Tar River Apartments, LLC See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $7,950,000 Associated Brokers / Dealers N/A CIK Number 0001668358 Filed Document 0001668358-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hungryroot, Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $5,780,416 Associated Brokers / Dealers N/A CIK Number 0001642606 Filed Document 0000905718-16-001256 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grabir, LLC See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001668668 Filed Document 0001668668-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Material Wrld, Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $780,000 Associated Brokers / Dealers N/A CIK Number 0001667940 Filed Document 0001668876-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HIG Holdings, LLC See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $2,526,300 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pocket Points Inc. See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001649636 Filed Document 0001649636-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VelociData, Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $2,028,789 Associated Brokers / Dealers N/A CIK Number 0001541143 Filed Document 0001014108-16-000417 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
BCA Alternative Income Fund, LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers 79 Capital Securities, LLC CIK Number 0001601543 Filed Document 0001601543-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Astra Structured Credit Investments Ltd See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668867 Filed Document 0000919574-16-011675 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aldatu Biosciences Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001666812 Filed Document 0001666812-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BGA Horizon Fund, LLC - Candlewood Harvest Nontaxable Series See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602597 Filed Document 0001602597-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Lake Partners, LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518034 Filed Document 0001518034-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Function4, Inc. See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667369 Filed Document 0001667369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Mapillary AB See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $8,000,389 Associated Brokers / Dealers N/A CIK Number 0001627609 Filed Document 0001627609-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
FERRY STREET LONG/SHORT EQUITY FUND LP See All Filings	D/A	2016-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001646226 Filed Document 0001140361-16-057014 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comoto Holdings, LLC See All Filings	D	2016-03-08 00:00:00 UTC
Amount To Be Raised $100,500,000 Associated Brokers / Dealers N/A CIK Number 0001630801 Filed Document 0001630801-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
360 Sports, Inc. See All Filings	1-A/A	2016-03-07 19:19:25 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001652577 Filed Document 0001652577-16-000027 Accepted Date 2016-03-07 19:19:25 UTC Type of Offering 1-A/A Industry SERVICES-MEMBERSHIP SPORTS & RECREATION CLUBS Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $247,606 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Sam Lee Laundry, LLC See All Filings	1-A	2016-03-07 18:36:53 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001641104 Filed Document 0001493152-16-007883 Accepted Date 2016-03-07 18:36:53 UTC Type of Offering 1-A Industry SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
STRATOS GROUP LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001286003 Filed Document 0001286003-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
BRANCHPOINT TECHNOLOGIES See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001589532 Filed Document 0001589532-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perennial Real Estate Fund III, LP See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636008 Filed Document 0001636008-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Software Lending Fund I, L.P. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001668437 Filed Document 0001668437-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emac Mortgage Fund, LLC See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668820 Filed Document 0001668820-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Carnico Japan Fund See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668352 Filed Document 0001668352-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Terra Argentine Fund, LP See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig William Stanley CIK Number 0001664023 Filed Document 0001615774-16-004404 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Group Providence Square, LLC See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001592307 Filed Document 0001592307-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
NPB Manager Fund, SPC-Segregated Portfolio 101 See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602289 Filed Document 0001507943-16-000183 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HHEP-DirecPath, L.P. See All Filings	D	2016-03-07 00:00:00 UTC
Amount To Be Raised $29,700,000 Associated Brokers / Dealers N/A CIK Number 0001667543 Filed Document 0001315863-16-001263 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PSAM Merger Fund L.P. See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462688 Filed Document 0000902664-16-006219 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - BVXI Series See All Filings	D/A	2016-03-07 00:00:00 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001667299 Filed Document 0001667299-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund