Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NextGenJane, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $2,367,234 Associated Brokers / Dealers N/A CIK Number 0001668977 Filed Document 0001668977-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLOCKTREE SYSTEMS INC. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668480 Filed Document 0001668480-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
A-SPY-14-Fund, a series of AX-InEs-Funds, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $267,980 Associated Brokers / Dealers N/A CIK Number 0001668906 Filed Document 0001668906-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Pharmacy, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001668917 Filed Document 0001668917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SEAL THE SEASONS LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001668991 Filed Document 0001668991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Teton Capital Partners LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418745 Filed Document 0001315863-16-001280 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GoldMoney Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $433,442 Associated Brokers / Dealers GMP Securities L.P. CIK Number 0001630301 Filed Document 0001062993-16-008223 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TVR Capital Onshore Fund LP See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667804 Filed Document 0001315863-16-001278 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIMARRON PARTNERS LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461038 Filed Document 0001571122-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Outer Islands Capital, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001228429 Filed Document 0000919574-16-011703 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VERITION MULTI-STRATEGY FUND LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458792 Filed Document 0001401738-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zipline, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001668359 Filed Document 0001668359-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
TOBAM Anti Benchmark Emerging Markets Equity Fund, a series of Most Diversified Portfolio SICAV See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637952 Filed Document 0000943663-16-000305 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Wyvern Medical Fund LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472433 Filed Document 0001472433-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zaloni Inc. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $7,499,999 Associated Brokers / Dealers N/A CIK Number 0001668541 Filed Document 0001668541-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Exodo Spirits International Corp. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668986 Filed Document 0001668986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HealthTell Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $35,597,827 Associated Brokers / Dealers N/A CIK Number 0001574285 Filed Document 0001209191-16-107349 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CSRA Winchester MOB, DST See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $5,074,000 Associated Brokers / Dealers N/A CIK Number 0001668551 Filed Document 0001668551-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
AKO GLOBAL FUND LTD See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668958 Filed Document 0000919574-16-011695 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LANGDON STREET CAPITAL, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000892581 Filed Document 0000919574-16-011715 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 120 See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. and M Holdings Securities, Inc CIK Number 0001602220 Filed Document 0001602220-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Glacier Fund, L.P. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359780 Filed Document 0000902664-16-006242 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fonteva, Inc. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654044 Filed Document 0001654044-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Esper Technologies, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $3,216,453 Associated Brokers / Dealers N/A CIK Number 0001669438 Filed Document 0001669438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NWO Surgical Services, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $274,800 Associated Brokers / Dealers N/A CIK Number 0001570671 Filed Document 0001570671-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Energy Capital Investors Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531213 Filed Document 0000943663-16-000330 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Trust Capital Dynamics Investors Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572707 Filed Document 0000943663-16-000328 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Institutional Loan Common Master Fund, LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573620 Filed Document 0001192482-16-000523 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Equity Investors XIV Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530887 Filed Document 0000943663-16-000323 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AT Low Volatility Fund, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515345 Filed Document 0000943663-16-000316 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Gold Corp. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001432196 Filed Document 0001432196-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Circle 77 Holdings, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001658308 Filed Document 0001658308-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
PENN CORE HIGH YIELD BOND FUND II L P See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated CIK Number 0001303678 Filed Document 0001192482-16-000516 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BERENS GLOBAL VALUE FUND, LTD. See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Tigress Financial Partners LLC CIK Number 0001282899 Filed Document 0001566114-16-000105 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aristeia Select Opportunities I, L.P. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669065 Filed Document 0001315863-16-001281 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
A-HPW-18-Fund, a series of AX-NM-Funds, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $699,950 Associated Brokers / Dealers N/A CIK Number 0001668307 Filed Document 0001668307-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Offshore Ltd E See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001120050 Filed Document 0000902664-16-006246 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Black Pagoda Fund LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657265 Filed Document 0001657265-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
oneEvent Technologies, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001667664 Filed Document 0000897069-16-000753 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
PolyPlexx, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers n/a CIK Number 0001607283 Filed Document 0001607283-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WEST VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Zipline, Inc. See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001668359 Filed Document 0001668359-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SEFA, LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001582085 Filed Document 0001582085-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ROCKROSE CAPITAL LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001401738 Filed Document 0001401738-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wisequity IV See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $220,280,000 Associated Brokers / Dealers Rede Partners LLP CIK Number 0001668940 Filed Document 0001668940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ITALY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 187, LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001667775 Filed Document 0001667775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
REGENCY AFFILIATES INC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0000099249 Filed Document 0000099249-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hash Finance LLC See All Filings	D	2016-03-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers DIGITAL OFFERING LLC CIK Number 0001668861 Filed Document 0001668861-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Camac Fund, LP See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Friedman CIK Number 0001516478 Filed Document 0000919574-16-011699 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DENVER CB CENTER 1 LLC See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES HARRISON, PHYLLIS JOHNSON, PATRICK WHELCHEL, CHRISTOPHER SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001665310 Filed Document 0001665310-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
Akshar Capital Real Estate Fund See All Filings	D/A	2016-03-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601547 Filed Document 0001601547-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund