Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DRIEHAUS INSTITUTIONAL SMALL CAP LP See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Driehaus Securities LLC CIK Number 0001094178 Filed Document 0001094178-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ DOMESTIC PARTNERS LP See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053984 Filed Document 0001053984-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Focal Therapeutics, Inc. See All Filings	D	2016-03-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001618784 Filed Document 0001618784-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRAHMAN PARTNERS II, L.P. See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000877449 Filed Document 0000902664-16-006373 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GARDENIA RELATIVE VALUE FUNDLLC See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461055 Filed Document 0001461055-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
New Eagle Holdings LLC See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484285 Filed Document 0000919574-16-011858 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL132 See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Financial CIK Number 0001612190 Filed Document 0001612190-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lake Howell Co-Invest LP See All Filings	D	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668080 Filed Document 0001656554-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Granite Point Capital, L.P. See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460125 Filed Document 0001546927-16-000458 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Arrowgrass Customised Solutions I International Ltd See All Filings	D	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669247 Filed Document 0000902664-16-006392 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APOLLO FUND See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216244 Filed Document 0001216244-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardsley Partners Fund II, L.P. See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000836048 Filed Document 0000902664-16-006359 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elk River Capital Partners 1, LP See All Filings	D	2016-03-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001668712 Filed Document 0001668712-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
21 APRIL FUND, L.P. See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459688 Filed Document 0000919574-16-011865 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATTESTOR VALUE FUND, LP See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543642 Filed Document 0000902664-16-006342 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRIEHAUS SMALL CAP RECOVERY FUND LP See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Driehaus Securities LLC CIK Number 0001118870 Filed Document 0001118870-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centrexion Therapeutics Corp See All Filings	D	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001012975-16-001084 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
EquityMultiple 15, LLC See All Filings	D	2016-03-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001669392 Filed Document 0001669392-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GT EMERGING MARKETS (QP) LP See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Advisors, LLC CIK Number 0001460807 Filed Document 0001460807-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alta Fundamental Advisers SP LLC See All Filings	D	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666423 Filed Document 0001666423-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COBALT PARTNERS, L.P. See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937073 Filed Document 0000919574-16-011822 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CAMPBELL FINANCIAL FUTURES FUND L P See All Filings	D/A	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000890240 Filed Document 0000890240-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardsley Partners Advanced Healthcare Fund, L.P. See All Filings	D	2016-03-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667426 Filed Document 0000902664-16-006361 Exclusions or Exemptions 506b Accepted Date 2016-03-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JEB Partners, L.P. See All Filings	D/A	2016-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001093241 Filed Document 0000919574-16-011838 Exclusions or Exemptions 506b Accepted Date 2016-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Manchester Alpha Fund, L.P. See All Filings	D/A	2016-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300813 Filed Document 0000919574-16-011840 Exclusions or Exemptions 506b Accepted Date 2016-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AUTHORS INC See All Filings	D	2016-03-13 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001669573 Filed Document 0001669573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Green Envy Medical Corp See All Filings	D	2016-03-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Kristen Black CIK Number 0001667582 Filed Document 0001667582-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Manchester Explorer, L.P. See All Filings	D/A	2016-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411524 Filed Document 0000919574-16-011842 Exclusions or Exemptions 506b Accepted Date 2016-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Credit Opportunities, Ltd. See All Filings	D/A	2016-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J P Morgan Securities LLC, Deutsche Bank Securities Inc., Alternative Strategies Group, Inc., and Merrill Lynch Alternative Investments LLC CIK Number 0001459594 Filed Document 0000902664-16-006381 Exclusions or Exemptions 506b Accepted Date 2016-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-03-11 17:12:38 UTC
Amount To Be Raised $818,588 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-087625 Accepted Date 2016-03-11 17:12:38 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $16,224 State of Jurisdiction GEORGIA Type of Security Other(describe)
Stack-It Storage, Inc. See All Filings	1-A/A	2016-03-11 14:40:27 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers (1) CIK Number 0001277998 Filed Document 0001354488-16-006521 Accepted Date 2016-03-11 14:40:27 UTC Type of Offering 1-A/A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $272,624 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
River Birch Partners, LP See All Filings	D/A	2016-03-11 09:45:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Colin McLane CIK Number 0001521891 Filed Document 0000919574-16-011761 Exclusions or Exemptions 506b Accepted Date 2016-03-11 09:45:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fair-Haired Dumbbell LLC See All Filings	1-A/A	2016-03-11 09:40:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629699 Filed Document 0000906318-16-000093 Accepted Date 2016-03-11 09:40:21 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business OREGON Revenue or Assets $0 State of Jurisdiction OREGON Type of Security Equity (common or preferred stock)
Vukota Chestnut Springs Apartments, LLLP See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $1,225,500 Associated Brokers / Dealers N/A CIK Number 0001668096 Filed Document 0001668096-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Unetizen See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001668111 Filed Document 0001668111-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
WcSystems Corp See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001669232 Filed Document 0001669232-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
One William Street Capital Partners II, L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Credit Suisse Securities (USA) LLC CIK Number 0001442190 Filed Document 0000902664-16-006389 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WEBEMED CORP. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001669200 Filed Document 0001405086-16-000435 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pave, Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $9,412,499 Associated Brokers / Dealers N/A CIK Number 0001547118 Filed Document 0001547118-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHFIELDS CAPITAL II LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075665 Filed Document 0001062993-16-008322 Exclusions or Exemptions 506c Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Driehaus Focused Global Equity Fund L.P. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Driehaus Securities LLC CIK Number 0001636009 Filed Document 0001636009-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEC Investors, LLC See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $4,288,533 Associated Brokers / Dealers N/A CIK Number 0001669355 Filed Document 0001669355-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Inprentus, Inc. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001575485 Filed Document 0001575485-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JackRabbit Systems, Inc. See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $2,880,000 Associated Brokers / Dealers N/A CIK Number 0001475965 Filed Document 0001475965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business NEW MEXICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ZAZOVE GLOBAL CONVERTIBLE FUND LP See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000934758 Filed Document 0001076322-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Pure Alpha Trading Company, Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536986 Filed Document 0000899140-16-001283 Exclusions or Exemptions 506c Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Tahoe Spirits, Inc. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001607186 Filed Document 0001607186-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
USCIM Fund VIII, ValueScape Analytics, LLC See All Filings	D	2016-03-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001668285 Filed Document 0001668285-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Susa European Equities Fund See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570616 Filed Document 0000902664-16-006288 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Eclipse Cayman Fund, Ltd. See All Filings	D/A	2016-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334508 Filed Document 0000919574-16-011807 Exclusions or Exemptions 506b Accepted Date 2016-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity