Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Align Capital Partners Fund I-A, LP See All Filings	D/A	2016-09-30 08:38:28 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers CSP Securities CIK Number 0001682671 Filed Document 0001682671-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 08:38:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Align Capital Partners Fund I, LP See All Filings	D/A	2016-09-30 08:34:24 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers CSP Securities CIK Number 0001682669 Filed Document 0001682669-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-30 08:34:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
4 Tech Circle, LLC See All Filings	D	2016-09-30 07:09:32 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001685922 Filed Document 0001685922-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 07:09:32 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Select Fund LP See All Filings	D/A	2016-09-30 06:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530215 Filed Document 0000902664-16-008267 Exclusions or Exemptions 506b Accepted Date 2016-09-30 06:23:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Janchor Partners Opportunities U.S. Fund L.P. See All Filings	D	2016-09-30 06:20:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001685301 Filed Document 0001685301-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 06:20:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janchor Partners Opportunities Offshore Fund L.P. See All Filings	D	2016-09-30 06:14:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001685302 Filed Document 0001685302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-30 06:14:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumination America, Inc. See All Filings	D	2016-09-29 21:53:06 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662574 Filed Document 0001128732-16-000027 Exclusions or Exemptions 506b Accepted Date 2016-09-29 21:53:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bolt Biotherapeutics, Inc. See All Filings	D	2016-09-29 20:26:33 UTC
Amount To Be Raised $15,999,999 Associated Brokers / Dealers N/A CIK Number 0001641281 Filed Document 0001641281-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-29 20:26:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Imperial Mines Inc. See All Filings	D	2016-09-29 19:30:50 UTC
Amount To Be Raised $9,469 Associated Brokers / Dealers N/A CIK Number 0001555998 Filed Document 0001555998-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 19:30:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PDS Biotechnology Corp See All Filings	D	2016-09-29 19:28:56 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001531147 Filed Document 0001531147-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-09-29 19:28:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
WAMBA PARTNERS LLC See All Filings	D	2016-09-29 19:16:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001685754 Filed Document 0001685713-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-29 19:16:23 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Apps, Inc. See All Filings	D/A	2016-09-29 19:10:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677892 Filed Document 0001677892-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-29 19:10:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EXPANSION INDUSTRIES AMMUNITION COMPONENT FUND LP See All Filings	D	2016-09-29 18:57:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001685713 Filed Document 0001685713-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-09-29 18:57:10 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NW Cox Bay 3-D Joint Venture See All Filings	D/A	2016-09-29 18:52:19 UTC
Amount To Be Raised $1,936,000 Associated Brokers / Dealers The Champion Group, Inc. CIK Number 0001683494 Filed Document 0001654954-16-002500 Exclusions or Exemptions 506b Accepted Date 2016-09-29 18:52:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
83rd Ave & Olive LLC See All Filings	D	2016-09-29 18:14:21 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001685830 Filed Document 0001685830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 18:14:21 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
RUSSELL PARTNERS LLC See All Filings	D	2016-09-29 17:56:19 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001682943 Filed Document 0001682943-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:56:19 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Silver Ring Value Partners Fund LP See All Filings	D	2016-09-29 17:24:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685444 Filed Document 0001140361-16-081085 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:24:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Gold Corp. See All Filings	D	2016-09-29 17:24:29 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Laidlaw & Co. (UK) Ltd. CIK Number 0001685963 Filed Document 0001662252-16-000233 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:24:29 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
VENTURE CORE FUND VII, L.P. See All Filings	D	2016-09-29 17:22:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685809 Filed Document 0001685809-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:22:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE EQUITY CORE FUND VII, L.P. See All Filings	D	2016-09-29 17:21:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685807 Filed Document 0001685807-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:21:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE EQUITY CORE FUND (QP) VII, L.P. See All Filings	D	2016-09-29 17:21:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685805 Filed Document 0001685805-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:21:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PRIVATE EQUITY CORE FUND (QP) VII (OFFSHORE), L.P. See All Filings	D	2016-09-29 17:20:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685802 Filed Document 0001685802-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:20:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BUYOUT CORE FUND VII, L.P. See All Filings	D	2016-09-29 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001685817 Filed Document 0001685542-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:20:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Toma Biosciences, Inc. See All Filings	D/A	2016-09-29 17:18:47 UTC
Amount To Be Raised $16,050,250 Associated Brokers / Dealers N/A CIK Number 0001596434 Filed Document 0001596434-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:18:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lexington Middle Market Investors IV, L.P. See All Filings	D	2016-09-29 17:18:15 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers Compass Group Global Advisors S.A., Baro Investment & Securities Co. LTD., and Crosspoint Advisors, Inc. CIK Number 0001675667 Filed Document 0001675667-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:18:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aspida 360, Inc. See All Filings	D	2016-09-29 17:17:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers n/a CIK Number 0001685772 Filed Document 0001685772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:17:50 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Polar Bear Fund LP See All Filings	D/A	2016-09-29 17:13:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479798 Filed Document 0000902664-16-008265 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:13:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Praesidian Capital Bridge Fund LP See All Filings	D	2016-09-29 17:11:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001681848 Filed Document 0001681848-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:11:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lexington CH, LLC See All Filings	D/A	2016-09-29 17:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424281 Filed Document 0000902664-16-008264 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle China Rome Logistics, L.P. See All Filings	D	2016-09-29 17:11:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001685758 Filed Document 0001685758-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:11:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
REDSTAR GOLD CORP See All Filings	D	2016-09-29 17:10:08 UTC
Amount To Be Raised $28,481 Associated Brokers / Dealers N/A CIK Number 0001177975 Filed Document 0001177975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:10:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Prisma Focus Fund Ltd See All Filings	D/A	2016-09-29 17:09:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507909 Filed Document 0000902664-16-008262 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:09:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle China Realty, L.P. See All Filings	D	2016-09-29 17:08:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001685762 Filed Document 0001685762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:08:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Avantor, Inc. See All Filings	D	2016-09-29 17:07:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685738 Filed Document 0000895345-16-000547 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:07:52 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PotaVida, Inc. See All Filings	D	2016-09-29 17:02:16 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001635104 Filed Document 0001168404-16-000041 Exclusions or Exemptions 506b Accepted Date 2016-09-29 17:02:16 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Kidizen, Inc. See All Filings	D	2016-09-29 16:59:40 UTC
Amount To Be Raised $2,092,537 Associated Brokers / Dealers N/A CIK Number 0001607128 Filed Document 0001607128-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:59:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ExchangeRight Net Leased Portfolio 13 DST See All Filings	D/A	2016-09-29 16:58:13 UTC
Amount To Be Raised $25,815,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001683028 Filed Document 0001683028-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:58:13 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-09-29 16:52:35 UTC
Amount To Be Raised $496,120 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-126083 Accepted Date 2016-09-29 16:52:35 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $96,652 State of Jurisdiction GEORGIA Type of Security Other(describe)
GEMSPRING CAPITAL FUND I-A, LP See All Filings	D	2016-09-29 16:49:28 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers ACALYX HOLDINGS, INC. CIK Number 0001685542 Filed Document 0001685542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:49:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GEMSPRING CAPITAL FUND I, LP See All Filings	D	2016-09-29 16:49:05 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers ACALYX HOLDINGS, INC, CIK Number 0001685541 Filed Document 0001685541-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:49:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WINSTON GOLD MINING CORP. See All Filings	D	2016-09-29 16:47:06 UTC
Amount To Be Raised $117,524 Associated Brokers / Dealers N/A CIK Number 0001680962 Filed Document 0001183740-16-000423 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:47:06 UTC Type of Offering D Industry Other Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AMC Fund VIII, LLC See All Filings	D	2016-09-29 16:46:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001684194 Filed Document 0001684194-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:46:16 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SPENCER CAPITAL HOLDINGS LTD. See All Filings	D	2016-09-29 16:42:29 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001534141 Filed Document 0000950172-16-000230 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:42:29 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Debt
Candlewood Constellation SPC Ltd. See All Filings	D/A	2016-09-29 16:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC, UBS Financial Services Inc., Wells Fargo Advisors, LLC, and Wells Fargo Advisors Financial Network, LLC CIK Number 0001620717 Filed Document 0001012975-16-001509 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HOOPER HOLMES INC See All Filings	D	2016-09-29 16:39:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000741815 Filed Document 0000741815-16-000134 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:39:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
LDV Capital II, L.P. See All Filings	D	2016-09-29 16:35:22 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001685254 Filed Document 0001685254-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:35:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOMMA Food Group, LLC See All Filings	D	2016-09-29 16:32:54 UTC
Amount To Be Raised $3,023,403 Associated Brokers / Dealers Waterford Capital, Inc. CIK Number 0001685606 Filed Document 0001685606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:32:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MAGIC BUS TICKETING INC. See All Filings	D	2016-09-29 16:32:20 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001686007 Filed Document 0001686007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:32:20 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
GRAVITY HEIGHTS SORRENTO VALLEY LP See All Filings	D	2016-09-29 16:30:28 UTC
Amount To Be Raised $2,790,000 Associated Brokers / Dealers N/A CIK Number 0001685947 Filed Document 0001685947-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-09-29 16:30:28 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Clifton Lender, LLC See All Filings	D	2016-09-29 16:28:58 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001686006 Filed Document 0001686006-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-09-29 16:28:58 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity