Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Winfield Capital Partners LP See All Filings	D	2016-10-25 16:53:50 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001688205 Filed Document 0001688205-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:53:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
ZCM Opportunities Fund LP See All Filings	D	2016-10-25 16:50:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688457 Filed Document 0001688457-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:50:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS Millennium Intl. Ltd. See All Filings	D/A	2016-10-25 16:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. A. Davidson & Co., Jefferies LLC, Stephens Inc., Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Joel Isaacson & Co., Evans & Partners Pty Ltd., Macquarie Capital (USA) Inc., Ord Minnett Ltd., Arete Wealth Management, LLC, Wentworth Global Securities Pty Ltd, Rose Capital Advisors, NFP Advisor Services LLC, Spire Securities, LLC, Canaccord Genuity (Australia), Wunderlich Securities, Inc., Kestra Investment Services, LLC, Halen Capital, Capital One Securities Inc., Snowden Account Services Inc., Triad Advisors, Inc., and Monarch Capital Group, LLC CIK Number 0001523884 Filed Document 0001523884-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:47:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verve Medical, Inc. See All Filings	D	2016-10-25 16:38:38 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001555288 Filed Document 0001555288-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:38:38 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Debt
Ft. Collins Multifamily III DST See All Filings	D/A	2016-10-25 16:38:21 UTC
Amount To Be Raised $21,715,585 Associated Brokers / Dealers Inland Securities Corporation, Thomas M. Hess, Marcia A. Geltman, Jonathan R. Creighton, John S. Weiss, Christina S. Nielson, William S. Sheehan, Craig M. Rollins, Michael A. Bendix, Robert S. Smith, Ronald W. Manning II, Edwin A, Day, Brian R. Bennett, Joseph G. Michaletz, Blayne A. Andersen, John G. Chess, Timothy W. Murphrey, Joshua C. Koehnen, Jonathan D. Keller, Chay T. Lapin, Robert C. Straton, Tom Velken, Jeff W. Graumlich, James M. Gambaccini, Eric S. Scaff, David B. Levinson, Thomas J. Ealy, Kent A. Cooper, Leslie A. Cannon, James T. Walesa, William A. Meloy, Jeffrey M. Warren, John H. Scully, James M. Gambacinni, David G. Meacham, Carl F. Worden III, Joral T. Schmalle, Robert W. Bruner, Richard Zuvella, James M. Raine, Joesph R. Broadbent, Marcel Pahmer, Brian D. Vosberg, Adam J. Bryan, Aaron J. Fulton, Tim D. Clairmont, Kerry E. Taylor, Mark L. Bain, Robert R. Tweed, Richard M. Waters Jr, Deirdre M. Hartmann, Ross A. Pedersen, Adam E. Buchanan, Andrew C. Harvey, and Byron J. Ishiwata CIK Number 0001680369 Filed Document 0001680369-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:38:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
JTC Development, LLC See All Filings	D	2016-10-25 16:24:08 UTC
Amount To Be Raised $7,472,500 Associated Brokers / Dealers N/A CIK Number 0001681450 Filed Document 0001681450-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:24:08 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Oilfield Services Holdings LLC See All Filings	D	2016-10-25 16:23:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687802 Filed Document 0000899140-16-001660 Exclusions or Exemptions 506c Accepted Date 2016-10-25 16:23:55 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
M Pharmaceutical Inc. See All Filings	D	2016-10-25 16:22:20 UTC
Amount To Be Raised $25,832 Associated Brokers / Dealers N/A CIK Number 0001687423 Filed Document 0001687423-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:22:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
OpenROV Inc. See All Filings	D	2016-10-25 16:21:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001580267 Filed Document 0001580267-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:21:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CAIS AllBlue LLC See All Filings	D/A	2016-10-25 16:11:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securities LLC, HighTower Securities, LLC, Halen Capital, Wunderlich Securities, Inc., and Monarch Capital Group, LLC CIK Number 0001523886 Filed Document 0001523886-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:11:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Royalty Fabrication Partners, LLC See All Filings	D	2016-10-25 16:10:13 UTC
Amount To Be Raised $1,776,888 Associated Brokers / Dealers N/A CIK Number 0001688443 Filed Document 0001688443-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:10:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acquire Investments Growth Fund I, LP See All Filings	D/A	2016-10-25 16:06:18 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001675740 Filed Document 0001675740-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 16:06:18 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ADBM CORP See All Filings	D	2016-10-25 15:59:24 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001620938 Filed Document 0001620938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:59:24 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COLDWATER SAFARI, LP See All Filings	D/A	2016-10-25 15:59:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001669130 Filed Document 0001669130-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:59:15 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BizBnk Holdings, Ltd. See All Filings	D	2016-10-25 15:53:27 UTC
Amount To Be Raised $1,083,055 Associated Brokers / Dealers N/A CIK Number 0001687116 Filed Document 0001687116-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:53:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mission Value Japan Fund, L.P. See All Filings	D/A	2016-10-25 15:52:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493786 Filed Document 0001493786-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mission Value Global Fund, L.P. See All Filings	D/A	2016-10-25 15:50:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589401 Filed Document 0001589401-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:50:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farm From a Box Inc. See All Filings	C/A	2016-10-25 15:50:01 UTC
Financial Interest 2.0% of same securities Filing Platform OpenDeal Inc. Offering Amount $999,999 CIK Number 0001679373 Filed Document 0001679373-16-000006 Accepted Date 2016-10-25 15:50:01 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
CLARIFAI, Inc. See All Filings	D	2016-10-25 15:36:05 UTC
Amount To Be Raised $29,999,925 Associated Brokers / Dealers N/A CIK Number 0001640171 Filed Document 0001640171-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:36:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAIS AllBlue Ltd. See All Filings	D/A	2016-10-25 15:12:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, USCA Securities LLC, HighTower Securities, LLC, Evans & Partners Pty Ltd., Richmond Asset Mgmt Ltd, Ord Minnett Limited, and Wunderlich Securities, Inc. CIK Number 0001523880 Filed Document 0001523880-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 15:12:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent Capital Fund III, LLC See All Filings	D/A	2016-10-25 14:59:59 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001627690 Filed Document 0001627690-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:59:59 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
11-16 AZCF, LLC See All Filings	D	2016-10-25 14:35:05 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001688421 Filed Document 0001688421-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:35:05 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Southern Independent Bancshares, Inc. See All Filings	D	2016-10-25 14:24:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001535686 Filed Document 0001535686-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:24:30 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Kettle Black of MA, LLC See All Filings	D	2016-10-25 14:24:28 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001688202 Filed Document 0001688202-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-25 14:24:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hidden Hills Partners, L.P. See All Filings	D/A	2016-10-25 14:19:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598196 Filed Document 0000935836-16-001177 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:19:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Mezzanine Holdings, LLC See All Filings	D	2016-10-25 14:14:03 UTC
Amount To Be Raised $2,227,175 Associated Brokers / Dealers N/A CIK Number 0001688142 Filed Document 0001688142-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:14:03 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Oncolix, Inc. See All Filings	D/A	2016-10-25 14:11:21 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers NewBridge Securities Corporation CIK Number 0001574061 Filed Document 0001574061-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-25 14:11:21 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Eckard Global, LLC See All Filings	D/A	2016-10-25 13:48:11 UTC
Amount To Be Raised $1,448,176 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:48:11 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES Fund II LLC See All Filings	D/A	2016-10-25 13:46:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001676431 Filed Document 0001667325-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:46:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CAIS Kingdon Associates LLC See All Filings	D/A	2016-10-25 13:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, and Lebenthal & Co. LLC CIK Number 0001523893 Filed Document 0001523893-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:41:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRED-Menomonee Falls, LLC See All Filings	D	2016-10-25 13:32:57 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001688355 Filed Document 0001688355-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:32:57 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
NuLegacy Gold Corp See All Filings	D	2016-10-25 13:30:26 UTC
Amount To Be Raised $8,095,217 Associated Brokers / Dealers N/A CIK Number 0001502758 Filed Document 0001502758-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:30:26 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
West Capital Partners Amplifinity III LLC See All Filings	D	2016-10-25 13:26:26 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001676663 Filed Document 0000906318-16-000131 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:26:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Startup Fund XXXI LLC See All Filings	D/A	2016-10-25 13:24:45 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667325 Filed Document 0001667325-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:24:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
TPEG ROL Investors LLC See All Filings	D	2016-10-25 13:22:59 UTC
Amount To Be Raised $8,735,000 Associated Brokers / Dealers TPEG Securities CIK Number 0001684134 Filed Document 0001684134-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:22:59 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bain Capital Senior Loan Fund, L.P. See All Filings	D/A	2016-10-25 13:21:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456955 Filed Document 0001456955-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:21:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Senior Loan Fund (SRI), L.P. See All Filings	D/A	2016-10-25 13:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616264 Filed Document 0001616264-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:19:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG SOV Investors LLC See All Filings	D	2016-10-25 13:16:25 UTC
Amount To Be Raised $8,633,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001684111 Filed Document 0001684111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:16:25 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Brown Road Baceline Holdings, LLC See All Filings	D	2016-10-25 13:10:50 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001688417 Filed Document 0001688417-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:10:50 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Main Street Dynamics Inc See All Filings	D	2016-10-25 13:01:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Warren Patabendi CIK Number 0001688328 Filed Document 0001688328-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-25 13:01:36 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-10-25 13:01:04 UTC
Amount To Be Raised $1,083,753 Associated Brokers / Dealers Rodger K. Johnson CIK Number 0001135856 Filed Document 0001135856-16-000680 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:01:04 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CAIS Third Point Offshore Fund Ltd. See All Filings	D/A	2016-10-25 13:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, Dominick & Dominick, LLC, Summit Equities, LLC, USCA Securties LLC, HighTower Securities, LLC, Spire Securities, LLC, Joel Isaacson & Co., Canaccord Genuity (Australia), Evans & Partners Pty Ltd., I Investment Management Pte Ltd, Macquarie Capital (USA) Inc., Wentworth Global Securities Pty Ltd, Wunderlich Securities Inc., and Lucerne Australia Pty Ltd t/a Lucerne Investment Partners CIK Number 0001523889 Filed Document 0001523889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 13:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bear Creek Warehouse, LLC See All Filings	D	2016-10-25 12:58:44 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001565802 Filed Document 0001565802-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:58:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-10-25 12:58:28 UTC
Amount To Be Raised $1,083,753 Associated Brokers / Dealers Rodger K. Johnson CIK Number 0001135856 Filed Document 0001135856-16-000679 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:58:28 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AvidXchange, Inc. See All Filings	D	2016-10-25 12:52:29 UTC
Amount To Be Raised $3,500,035 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001117565 Filed Document 0001117565-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:52:29 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TIZ, INC. See All Filings	D	2016-10-25 12:41:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688204 Filed Document 0001688204-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:41:31 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
AQR Multi-Strategy Fund X, L.P. See All Filings	D/A	2016-10-25 12:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654613 Filed Document 0001654613-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:38:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAIS DES Oculus Ltd. See All Filings	D/A	2016-10-25 12:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jefferies LLC, USCA Securities LLC, HighTower Securities, LLC, and Macquarie Capital (USA) Inc. CIK Number 0001523882 Filed Document 0001523897-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monsoon India Dynamic Alpha Fund, L.P. See All Filings	D	2016-10-25 12:27:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687427 Filed Document 0001687427-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:27:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneEnergy, Inc. See All Filings	D/A	2016-10-25 12:27:48 UTC
Amount To Be Raised $1,198,532 Associated Brokers / Dealers N/A CIK Number 0001539014 Filed Document 0001539014-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-25 12:27:48 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt