Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TestingMom.com, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671286 Filed Document 0001671286-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Riverview MP Fund L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671091 Filed Document 0001671091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LRV Capital Partners LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546142 Filed Document 0000919574-16-012268 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LFG Special Investor Group, LLC - Series 1 Excess ERG LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $4,267,810 Associated Brokers / Dealers N/A CIK Number 0001670948 Filed Document 0001382963-16-000160 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHENAVARI EUROPEAN OPPORTUNISTIC CREDIT FUND Ltd See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574624 Filed Document 0001574624-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paintzen Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,833,912 Associated Brokers / Dealers N/A CIK Number 0001587157 Filed Document 0001231919-16-000041 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palm Terrace J-Dek Realty LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $10,427,440 Associated Brokers / Dealers N/A CIK Number 0001671243 Filed Document 0001671243-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GCR Investors, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001670124 Filed Document 0001670124-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Cerora Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001605445 Filed Document 0001605445-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
AMERICAN HOSPITALITY PROPERTIES FUND III, LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Maloney Securities & Co., Inc. CIK Number 0001632945 Filed Document 0001144204-16-092768 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SI Lee's Summit Memory, LP See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,990,341 Associated Brokers / Dealers N/A CIK Number 0001671318 Filed Document 0001671318-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT SAGAMORE LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177736 Filed Document 0001507943-16-000199 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Liberty, LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639328 Filed Document 0001507943-16-000202 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT ABSOLUTE LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102585 Filed Document 0001507943-16-000194 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AH HARRIS ACQUISITION HOLDINGS, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001644744 Filed Document 0001644744-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Princeton Alternative Income Offshore Fund, Ltd See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634347 Filed Document 0001634347-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dehesa Partners, LP See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666343 Filed Document 0001666343-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NeuMark US Large-Cap Market-Neutral I, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642188 Filed Document 0001435851-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Miramar Financial Group, Inc. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001667429 Filed Document 0001667429-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Wright Avenue Partners LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001670537 Filed Document 0001670537-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ostendo Technologies, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $15,457,104 Associated Brokers / Dealers N/A CIK Number 0001595777 Filed Document 0001595777-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lotus Equity Investments, LP See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671298 Filed Document 0001671322-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Community Needs, LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001638845 Filed Document 0001638845-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SOLARIS GEMINI FUND L P See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351016 Filed Document 0001144204-16-092783 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Latitude Software, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001671291 Filed Document 0001671285-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Other
StreamMosaic, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001671236 Filed Document 0001671236-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunstone Multifamily Fund III, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001668368 Filed Document 0001668368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Indie Diversified Asset Fund, L.P. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523610 Filed Document 0001178858-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENER8TOR FUND III, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001670837 Filed Document 0001670837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CORTERA, INC. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001107730 Filed Document 0001107730-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HoldCo Co-Investment Fund II, L.P. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001670710 Filed Document 0001670710-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chenavari European Opportunistic Credit Master Fund LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574714 Filed Document 0001574714-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWM Special Purpose Vehicle - FF, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $9,880,000 Associated Brokers / Dealers KKR Platinum Co-Invest, L.P. CIK Number 0001670448 Filed Document 0001670448-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Century CAT MAC Delaware Feeder LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001671296 Filed Document 0001671296-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THAR PHARMACEUTICALS INC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001428369 Filed Document 0001428369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Debt
Lassen Capital Fund, L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670168 Filed Document 0000935836-16-000849 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Mid-Market Direct IV (U.S.), L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001656776 Filed Document 0001656776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account GVA 33 See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584277 Filed Document 0001584277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aulon Arch, Inc. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001610266 Filed Document 0001610266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Makalu International Equity Fund, L.P. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662840 Filed Document 0001662840-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHPOINT QUALIFIED OFFSHORE FUND, LTD. See All Filings	D/A	2016-04-04 10:34:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540085 Filed Document 0001012975-16-001126 Exclusions or Exemptions 506b Accepted Date 2016-04-04 10:34:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHPOINT QUALIFIED FUND LP See All Filings	D/A	2016-04-04 10:30:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318388 Filed Document 0001012975-16-001125 Exclusions or Exemptions 506b Accepted Date 2016-04-04 10:30:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BeautyKind Holdings, Inc. See All Filings	1-A/A	2016-04-04 06:06:06 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001622221 Filed Document 0001144204-16-092382 Accepted Date 2016-04-04 06:06:06 UTC Type of Offering 1-A/A Industry PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $517,713 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Innovation Holdings LLC See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001671885 Filed Document 0001671885-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CONCOURSE CAPITAL PARTNERS LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC, Seaport Global Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001453975 Filed Document 0001453975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asia Growth Fund, L.P. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470977 Filed Document 0001095449-16-000223 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIVATECH ONCOLOGY, INC. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001373884 Filed Document 0001373884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Tokken, Inc. See All Filings	D	2016-04-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671137 Filed Document 0001671137-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Saferidge Asia Absolute Opportunities Offshore Fund Ltd. See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001622399 Filed Document 0001622377-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEELPATH MLP PARTNERS, LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, and LPL Financial LLC CIK Number 0001500957 Filed Document 0001500957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund