Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sapience Therapeutics, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001661731 Filed Document 0001140361-16-060261 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arquitos Capital Partners, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548841 Filed Document 0001548841-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EB5AN HYATT BOCA FUND IV, LP See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001671329 Filed Document 0001671329-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Michael Tuttle and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000505 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SALUTARIS MEDICAL DEVICES INC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001452230 Filed Document 0001452230-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Crystal Brook Capital Partners LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620055 Filed Document 0001620055-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT MESA LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199904 Filed Document 0001507943-16-000197 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKYMEDICUS, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Elite Crowdfund and US Strategic Capital CIK Number 0001652747 Filed Document 0001652747-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Shady Creek 820, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001667522 Filed Document 0001667522-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lexington Co-Investment Partners IV-B, L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670314 Filed Document 0001670314-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paperspace Co. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,778,000 Associated Brokers / Dealers N/A CIK Number 0001671312 Filed Document 0001671312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Rothschild Global Thematic Fund, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638947 Filed Document 0001638947-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shevirah, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671336 Filed Document 0001671336-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
AKF3 SF Light Industrial Holdings, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $14,600,000 Associated Brokers / Dealers N/A CIK Number 0001671136 Filed Document 0001671136-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Element 1 Corp. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $650,007 Associated Brokers / Dealers N/A CIK Number 0001557834 Filed Document 0001557834-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
iNanoBio, Inc. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639635 Filed Document 0001639635-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
CIFC Senior Secured Corporate Loan Fund L.P. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561931 Filed Document 0001561931-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI PS Investor, LP See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,606,250 Associated Brokers / Dealers N/A CIK Number 0001671315 Filed Document 0001671318-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SOLARIS CONSTELLATION FUND L P See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361180 Filed Document 0001144204-16-092786 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyrus Biotechnology, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001641241 Filed Document 0001641241-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Bristlecone Microcap Fund, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633319 Filed Document 0001566081-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEA Middle Market Debt Fund III LP See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668068 Filed Document 0001668068-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 188, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,505,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001669537 Filed Document 0001667776-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Standard Pacific JD Fund, L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612142 Filed Document 0001612142-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WUE Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630764 Filed Document 0001630764-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solaris ARA Fund, L.P. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533893 Filed Document 0001144204-16-092781 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 28, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605781 Filed Document 0001605781-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Katalyst Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670809 Filed Document 0001670809-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PA TUCK RECORDING LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001670612 Filed Document 0001670612-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SAF Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630763 Filed Document 0001630763-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard Offshore Fund Ltd. See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568528 Filed Document 0000899140-16-001344 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Overlook 3G Investments, L.P. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670786 Filed Document 0001670786-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Other
Southlake Flex/Office Portfolio, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $3,093,750 Associated Brokers / Dealers N/A CIK Number 0001671321 Filed Document 0001671321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BRC Illinois, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001671097 Filed Document 0001671097-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Quidient, LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001627495 Filed Document 0001627495-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Chenavari European Structured Credit Master Fund LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574715 Filed Document 0001574715-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LFC Fund, a series of Global Endowment Targeted Strategy Fund, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630760 Filed Document 0001630760-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Irvine Sensors Corp See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001639646 Filed Document 0001639646-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
USFRT Kinston Partners III, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625826 Filed Document 0001625826-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Patriot LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300627 Filed Document 0001507943-16-000198 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT VISION LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276502 Filed Document 0001507943-16-000201 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Numerai, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001668527 Filed Document 0001668527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MOBIVITY HOLDINGS CORP. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,953,600 Associated Brokers / Dealers N/A CIK Number 0001447380 Filed Document 0001670870-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Emerald Tower Valgro Fund, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566081 Filed Document 0001566081-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Princeton Alternative Income Fund, LP See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634346 Filed Document 0001634346-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polyverse Corp See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001550790 Filed Document 0001550790-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Circle Media Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001626626 Filed Document 0001626626-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 189, LLC See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001667776 Filed Document 0001667776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
MR Investment Fund I LLC See All Filings	D/A	2016-04-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616444 Filed Document 0000935836-16-000850 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Planet, Inc. See All Filings	D	2016-04-05 00:00:00 UTC
Amount To Be Raised $1,095,000 Associated Brokers / Dealers N/A CIK Number 0001586245 Filed Document 0001586245-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity