Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OPH Holdings of Florida LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001670737 Filed Document 0001656346-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Vivify Professionals, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671766 Filed Document 0001671766-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Plia Systems, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001564517 Filed Document 0001564517-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TMG Investment Fund, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671604 Filed Document 0001315863-16-001374 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Iguana Healthcare Master Fund, Ltd. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537582 Filed Document 0001537582-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevis High Income Fund, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001494034 Filed Document 0000919574-16-012408 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seasons Creek Development LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001665319 Filed Document 0001665319-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
OptoGlo Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $381,134 Associated Brokers / Dealers N/A CIK Number 0001671297 Filed Document 0000897069-16-000795 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HedgeCo Hybrid Master Fund L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HedgeCo Securities, LLC CIK Number 0001512100 Filed Document 0001512100-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 149 See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001653627 Filed Document 0001653627-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Streetparkd, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639905 Filed Document 0001639905-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VL 152 See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NFP Securities, Inc. CIK Number 0001654230 Filed Document 0001654230-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenview T Fund, LP See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671642 Filed Document 0001671642-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fastener Investors, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657441 Filed Document 0001657441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bancroft Woods, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671543 Filed Document 0001671543-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lightbridge Holdings, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001671810 Filed Document 0001671810-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Flag Point Convertible Fund, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001603839 Filed Document 0000919574-16-012410 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gotham II REIT, Inc. (MD) See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001671738 Filed Document 0001671738-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Momentum Real Estate Fund II, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $118,820,000 Associated Brokers / Dealers GFG Securities, LLC CIK Number 0001622754 Filed Document 0001019687-16-005806 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Hildene Opportunities Fund II, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541435 Filed Document 0001192482-16-000558 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Capital Investments Macro, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670722 Filed Document 0001670722-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
A/D Investors Fund L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488339 Filed Document 0000902664-16-006677 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GMI-LONG ISLAND 154, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $11,909,938 Associated Brokers / Dealers Joseph Ondris, Maria Escobar, Azam Jaber, Ted Burkhart, Bobby Kyle Cowand, and Brian Smith CIK Number 0001669858 Filed Document 0001669858-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Deako, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,840,000 Associated Brokers / Dealers N/A CIK Number 0001658490 Filed Document 0001658490-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CONTINENTAL PARTNERS LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES LLC and UMB FINANCIAL SERVICES, INC. CIK Number 0001206261 Filed Document 0001393725-16-000205 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Avenue Market, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001640310 Filed Document 0001640310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innara Health, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001559922 Filed Document 0001559922-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Unmanned Innovation Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001549546 Filed Document 0001549546-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOOPER HOLMES INC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0000741815 Filed Document 0000741815-16-000095 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Arbor Pines Villas, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001671835 Filed Document 0001671835-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roundtable US Equity LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001630327 Filed Document 0001630327-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kleo, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $231,804 Associated Brokers / Dealers none CIK Number 0001669699 Filed Document 0001669699-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
MC Chattanooga, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001670174 Filed Document 0001670174-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TOOLOW, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $88,888 Associated Brokers / Dealers N/A CIK Number 0001671587 Filed Document 0001671587-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pulteney Premier Fund, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604851 Filed Document 0001172661-16-003103 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Security Capital Preferred Growth LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001410121 Filed Document 0001410121-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
M/D Investors Fund L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488341 Filed Document 0000902664-16-006676 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Viewpost Holdings, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001521552 Filed Document 0000897069-16-000796 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
INFUSION 51A, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639365 Filed Document 0001639365-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Lake Wallowa Lodge, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001662887 Filed Document 0001662887-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
JuiceDelivery, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $2,010,000 Associated Brokers / Dealers N/A CIK Number 0001671748 Filed Document 0001671748-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumiata, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001617399 Filed Document 0001617399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MEP Associates VI-B, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001671022 Filed Document 0001671022-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HedgeCo Hybrid Ltd. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HedgeCo Securities, LLC CIK Number 0001565948 Filed Document 0001565948-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anova Data, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649268 Filed Document 0001140361-16-060757 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Catapult Health, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,407,590 Associated Brokers / Dealers N/A CIK Number 0001509247 Filed Document 0001509247-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GC VR Gaming Tracker Fund, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670114 Filed Document 0001670114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAGONEER GLOBAL FUND II, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621298 Filed Document 0001621298-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hildene Opportunities Offshore Fund II, Ltd. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541434 Filed Document 0001192482-16-000559 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graycliff Private Equity Partners III LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Profor Securities, LLC CIK Number 0001639336 Filed Document 0000950172-16-000171 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity