Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lindene, Ltd. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572441 Filed Document 0001192482-16-000555 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H OFFSHORE FUND, LTD. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439712 Filed Document 0000919574-16-012393 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SPIROX, INC. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001574165 Filed Document 0001574165-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Helix TCS, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001611277 Filed Document 0001065949-16-000375 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Palogic Value Fund, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387846 Filed Document 0001387846-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
InnerSpace Neuro Solutions, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605230 Filed Document 0001605230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atomera Inc See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001420520 Filed Document 0001671513-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNIVFY Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001498630 Filed Document 0001446933-16-000028 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Keystone Partners, LP See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $17,640,000 Associated Brokers / Dealers N/A CIK Number 0001671874 Filed Document 0001671874-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MARF Holdings Blue, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548162 Filed Document 0001548162-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FirePoint Solutions, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661412 Filed Document 0001661412-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Third Eye Health, Inc. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634005 Filed Document 0001634005-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
M7 Real Estate LP See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656785 Filed Document 0001656785-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Absolute Return Associates (Cayman), L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAB Partners LLP CIK Number 0001548172 Filed Document 0001548172-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Norvista Capital Corp See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001671751 Filed Document 0001671751-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Iguana Healthcare Partners, Ltd. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480247 Filed Document 0001480247-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Madison Realty Senior Care II-AZ, DST See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers Orchard Securities, LLC, VFG Securities, Inc., Brokerbank Securities, Inc., Courtlandt Securities Corporation, Investment Security Corporation, and Sandlapper Securities, LLC CIK Number 0001671370 Filed Document 0001671370-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Maveron Equity Partners VI, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001671011 Filed Document 0001671011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RK Capital Partners LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670256 Filed Document 0001670256-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allegheny Performance Plastics Holdings, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $4,660,000 Associated Brokers / Dealers N/A CIK Number 0001671760 Filed Document 0001671760-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Industry Ventures Special Opportunities Fund III-A, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001670532 Filed Document 0001670532-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HILDENE OPPORTUNITIES FUND LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group and Agecroft Partners LLC CIK Number 0001434127 Filed Document 0001192482-16-000556 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pineapple Express, Inc. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001654672 Filed Document 0001185185-16-004187 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Menguin, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,610,000 Associated Brokers / Dealers N/A CIK Number 0001622628 Filed Document 0001622628-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ILOS CO. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001624016 Filed Document 0001624016-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wasserstein Debt Opportunities Fund, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574073 Filed Document 0000950142-16-003505 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Offline Media, Inc. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $700,769 Associated Brokers / Dealers N/A CIK Number 0001588427 Filed Document 0001588427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
522 FIFTH AVENUE FUND, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $30,080,352 Associated Brokers / Dealers N/A CIK Number 0001131776 Filed Document 0000950103-16-012547 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common International Catholic SRI Fund LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001416105 Filed Document 0001416105-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Beachhead Emerging Managers LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574116 Filed Document 0001012975-16-001156 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CONTINENTAL OPPORTUNITIES FUND, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITES LLC CIK Number 0001487620 Filed Document 0001393725-16-000207 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Points Multi-Strategy Fund, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001482445 Filed Document 0000919574-16-012412 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arixa Fund II, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001536479 Filed Document 0001566114-16-000114 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
ESAWF, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545300 Filed Document 0000902664-16-006674 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENA Opportunity Offshore Fund Ltd See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671570 Filed Document 0000902664-16-006679 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
137 Affiliates III, LP See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001655764 Filed Document 0001655764-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8VC HighLight II SPV, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671824 Filed Document 0001140361-16-062155 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eBrevia, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001568149 Filed Document 0001568149-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Capitala Private Advisors, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672003 Filed Document 0001461373-16-000079 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Flats Apt Venture, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $5,440,000 Associated Brokers / Dealers N/A CIK Number 0001671815 Filed Document 0001671815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
M5 Real Estate LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637531 Filed Document 0001637531-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Long/Short Equity LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001621189 Filed Document 0001621189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Conservative Fund, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503751 Filed Document 0001566114-16-000115 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Makena Absolute Return Associates, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548173 Filed Document 0001548173-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTRAVUE FUND I, LP See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671955 Filed Document 0001405086-16-000451 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Libertas Productions, Ltd Liability Co See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001670055 Filed Document 0001670055-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HCSB FINANCIAL CORP See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Horde Securities CIK Number 0001091491 Filed Document 0001091491-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PRIMUS HIGH YIELD BOND FUND LTD. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001532741 Filed Document 0000919574-16-012416 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sample6, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589194 Filed Document 0001589194-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
H PARTNERS, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364411 Filed Document 0000919574-16-012391 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity