Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Unifythings, Inc. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $955,000 Associated Brokers / Dealers N/A CIK Number 0001647011 Filed Document 0001647011-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
LSV GLOBAL CONCENTRATED VALUE FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507162 Filed Document 0001393725-16-000214 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV International Value Equity Trust See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300505 Filed Document 0001393725-16-000219 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Leaf Chicago, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671883 Filed Document 0001671883-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WESTERN ASSET MORTGAGE BACKED SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459359 Filed Document 0001459359-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMART BRAIN AGING, INC. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001671822 Filed Document 0001671822-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Kodiak Trenching & Boring, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001671514 Filed Document 0001671514-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
BREP Europe V Feeder B L.P. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670240 Filed Document 0001670240-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Closetbox, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $5,002,367 Associated Brokers / Dealers N/A CIK Number 0001604677 Filed Document 0001604677-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AMCRETE-Flats, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Kenneth M. Levine CIK Number 0001671814 Filed Document 0001671814-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Contentment Brewing Company, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001671813 Filed Document 0001671813-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Dialectic Eastonville LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652879 Filed Document 0000902664-16-006701 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHYF, Ltd. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671200 Filed Document 0001315863-16-001377 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Betterment Holdings, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $99,999,967 Associated Brokers / Dealers N/A CIK Number 0001508388 Filed Document 0001508388-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Branch Technology, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001669204 Filed Document 0001669204-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Airex, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001661007 Filed Document 0001661007-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cagney Co Ltd Liability Co See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001667981 Filed Document 0001667981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Equuleus Capital Partners LP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671857 Filed Document 0001671857-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II - Axiom International Equity Fund II See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415637 Filed Document 0001507943-16-000212 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Global Micro Cap Equity Fund LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391745 Filed Document 0001507943-16-000205 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASE CHANGE SOFTWARE LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-16-000046 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CINX Ventures, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001671504 Filed Document 0001671504-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
Senscio Systems, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,517,342 Associated Brokers / Dealers N/A CIK Number 0001574059 Filed Document 0001574059-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emailage Corp. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $5,674,970 Associated Brokers / Dealers N/A CIK Number 0001640013 Filed Document 0001288649-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Long Island Iced Tea Corp. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629261 Filed Document 0001094891-16-000460 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Falcon Fund (A), L.P. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493437 Filed Document 0001493437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCG-VS INVESTORS LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $8,330,000 Associated Brokers / Dealers N/A CIK Number 0001671361 Filed Document 0001671361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SII Holding I Corp See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559662 Filed Document 0000895345-16-000460 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET OPPORTUNISTIC STRUCTURED SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410966 Filed Document 0001410966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV Japan Large Cap Value Equity Fund, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522189 Filed Document 0001393725-16-000220 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Macro Opportunities Alternatives Fund, Ltd. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001619064 Filed Document 0001619064-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LaTerra Multifamily Co-Invest I, LP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671981 Filed Document 0001671981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Western Asset Credit Opportunities Portfolio, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416120 Filed Document 0001416120-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nalanda India Equity Fund Ltd See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $620,000,000 Associated Brokers / Dealers N/A CIK Number 0001622904 Filed Document 0001622904-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
WESTERN ASSET OPPORTUNISTIC EMERGING MARKETS PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548081 Filed Document 0001548081-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Crossroads Fund XXI Plan Asset Allocation LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640142 Filed Document 0000899140-16-001363 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SA Investment Partnership VI LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $62,965,000 Associated Brokers / Dealers N/A CIK Number 0001671785 Filed Document 0001671785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verve Investors, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $4,403,152 Associated Brokers / Dealers N/A CIK Number 0001671727 Filed Document 0001615594-16-000192 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET MANAGED CURRENCY MASTER FUND, LTD. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430348 Filed Document 0001430348-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNKNOWN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tessera Offshore Fund Ltd See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Thomas Frank and David Richard Sanchez CIK Number 0001398810 Filed Document 0000919574-16-012435 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LSV Frontier Markets Equity Fund, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604737 Filed Document 0001393725-16-000213 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LSV International Value Equity Fund L P See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300564 Filed Document 0001393725-16-000218 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dirt Capital Partners 2016, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671081 Filed Document 0001671081-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ecoark Holdings, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001437491 Filed Document 0001013762-16-001465 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CIQ Labs, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588915 Filed Document 0001588915-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dev-Lock Systems, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616717 Filed Document 0001616717-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cohanzick HY Fund, Ltd. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671183 Filed Document 0001315863-16-001378 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Sustainability & Impact SMID Cap Fund, L.P. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527792 Filed Document 0000945621-16-000574 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II - Axiom International Small-Cap Equity Fund See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580017 Filed Document 0001507943-16-000213 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ConsulTeams, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001672052 Filed Document 0001140361-16-061076 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity