Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ExchangeRight Net Leased Portfolio 11 DST See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $24,070,000 Associated Brokers / Dealers Lighhouse Capital Group, LLC and Concord Investment Services, LLC CIK Number 0001659689 Filed Document 0001659689-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
INSIGNIA VINTAGE OFFSHORE FUND L P See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363349 Filed Document 0001363349-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Modern Pop, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001672155 Filed Document 0001672155-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $359,665 Associated Brokers / Dealers John Dahle and Stephen Mann CIK Number 0001135856 Filed Document 0001135856-16-000519 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CMH La Maison LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $3,465,000 Associated Brokers / Dealers N/A CIK Number 0001671935 Filed Document 0001671935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $17,500 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000338 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $156,000 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000340 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Wynkoop Homestead Fund IV LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671775 Filed Document 0001671775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MD Interconnect, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001668457 Filed Document 0001668457-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BIOTRICITY INC. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001630113 Filed Document 0001140361-16-061410 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Debt
BioFluidica, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670738 Filed Document 0001670738-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller Financial Capital Partners Alpha Select Fund, LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480720 Filed Document 0000945621-16-000572 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM OFFSHORE OPPORTUNITY FUND LTD See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459293 Filed Document 0001507943-16-000215 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM INTERNATIONAL OPPORTUNITY FUND LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001075652 Filed Document 0001507943-16-000208 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compellon Inc See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $6,747,677 Associated Brokers / Dealers N/A CIK Number 0001557728 Filed Document 0001557728-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Datarista, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660415 Filed Document 0001660415-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Investors II - Axiom Emerging Markets All Cap Equity Fund See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669532 Filed Document 0001507943-16-000210 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Net Zero, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001672025 Filed Document 0001672025-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Higher Moment Aurora Fund, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC, BHA SELECT NETWORK, LLC, and Chartwell Advisors, LLC CIK Number 0001537176 Filed Document 0000902664-16-006707 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Northern Vertex Mining Corp. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $94,841 Associated Brokers / Dealers Wolverton Securities (USA), Ltd. CIK Number 0001518353 Filed Document 0001140361-16-060981 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tintic Standard Gold Mines, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671240 Filed Document 0001052918-16-000938 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET TOTAL RETURN UNCONSTRAINED (TRU) BOND, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001298307 Filed Document 0001298307-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEILO, INC. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671947 Filed Document 0000892712-16-001595 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Ft. Collins Multifamily Portfolio DST See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $39,012,526 Associated Brokers / Dealers Michael A. Bendix CIK Number 0001670634 Filed Document 0000950138-16-001070 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LSV EMERGING MARKETS EQUITY FUND LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341434 Filed Document 0001393725-16-000210 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWBROOK CAPITAL PARTNERS LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460462 Filed Document 0001315863-16-001376 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Macro Opportunities Direct Feeder Fund (Offshore), Ltd. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001581221 Filed Document 0001581221-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385121 Filed Document 0001385121-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541381 Filed Document 0001541381-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Hub of Santa Barbara, LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,755,000 Associated Brokers / Dealers N/A CIK Number 0001652314 Filed Document 0001652314-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
LSV GLOBAL CV EQUITY FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512428 Filed Document 0001393725-16-000215 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AguaRaider, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671682 Filed Document 0001671682-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Adolphus BZ, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671770 Filed Document 0001671770-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $343,225 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-16-000518 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LSV CANADA SMALL CAP EQUITY FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488477 Filed Document 0001393725-16-000208 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET STRATEGIC US$ HIGH YIELD PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421951 Filed Document 0001421951-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L3 Cubed LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc and Olympus Securities LLC CIK Number 0001600800 Filed Document 0001013762-16-001467 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NCP G.P. VI-A, L.P. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669837 Filed Document 0001669837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY SHORES BANK CORP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,757,493 Associated Brokers / Dealers N/A CIK Number 0001070523 Filed Document 0001070523-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
LSV MICRO CAP FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516215 Filed Document 0001393725-16-000222 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Century Properties XXVII Limited Partnership See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $5,355,000 Associated Brokers / Dealers Hefren Tillotson, Inc. CIK Number 0001671580 Filed Document 0001671580-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Airex, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001661007 Filed Document 0001661007-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
590 Partners, L.P. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001574752 Filed Document 0000899140-16-001360 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $245,650 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000339 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $10,667 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000341 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM INVESTORS TRUST II-AXIOM GLOBAL EQUITY FUND See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344772 Filed Document 0001507943-16-000211 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II -Axiom Emerging Markets Equity Fund See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406849 Filed Document 0001507943-16-000209 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Master Portfolio (A), L.P. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488800 Filed Document 0001488800-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMS FUND, A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467914 Filed Document 0001467914-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long Island Iced Tea Corp. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629261 Filed Document 0001094891-16-000461 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity